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The Commission credits its work this year partially to the willingness of market participants to self report and cooperate with investigations.
November 26
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A hearing for four separate federal lawsuits seeking to block the congestion pricing plan is set for Dec. 20.
November 25
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Scott Bessent, a hedge fund manager and noted Trump ally, is nominated for Treasury Secretary.
November 25
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The Proposed Joint Rules leave many questions unanswered regarding the FDTA's ultimate impact on the municipal securities industry.
November 25
Bowditch & Dewey, LLP - States eye green bonds, superfund and cap-and-invest programs to fund resilient infrastructure needs
The tools come with risks, like legal challenges to "polluter pay" funds or potential corporate departures with cap-and-invest programs.
November 22
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High-yield funds saw $608.9 million of inflows compared with inflows of $150.3 million the week prior.
November 21
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The Republicans are using "magic math" to disguise the cost of extending the TCJA, Sen. Elizabeth Warren said.
November 21
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The future of infrastructure spending in doubt, helping to drive unity among professionals who interact with the municipal market.
November 21
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Federal Agencies are requesting billions of dollars to aid states in disaster recovery efforts.
November 21
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Panelists at the SEC, FINRA and MSRB joint Compliance Outreach Program looked at the state of municipal advisor regulation and how the Commission could respond going forward.
November 20
