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The Jeffrey Matthews Financial Group has been charged $110,000 for charging unfair prices on 86 municipal bond transactions a week after being dinged for Reg BI violations.
July 29
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During its final quarterly meeting for the FY 2024 fiscal year, the Municipal Securities Rulemaking Board elected a new chair and vice chair, and approved a $48.8 million budget for the upcoming year.
July 26
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Mayors rank economic development, infrastructure, and housing as top three priorities.
July 26
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Local government investment pools remain free from SEC rules
July 25
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In May, a bipartisan group of lawmakers sent a letter to the federal agencies responsible for the FDTA rulemaking, urging them to stick to the schedule spelled out in the law.
July 25
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Vance has called for eliminating the SALT deduction, calling it "massively redistributive toward the lower- and middle-income brackets."
July 24
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Philadelphia-based Janney Montgomery Scott has been fined by the Financial Industry Regulatory Authority for reporting inaccurate times of trade on 391 municipal securities transactions.
July 24 -
Municipalities face the most difficulty in attracting and winning new hires compared to all other financial sector participants.
July 23
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"Lobbyists have to be prepared for any eventuality," said Chuck Samuels, attorney at Mintz Levin and counsel to the National Association of Health & Educational Facilities Finance Authorities.
July 22
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The Jeffrey Matthews Financial Group has been fined by FINRA for failing to achieve compliance with Regulation Best Interest.
July 22
