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The MSRB is seeking to reduce the size of its board to 15 members and to extend the "cooling off" period for bankers and muni advisors seeking seats as members of the public.
June 5 -
Greater pre-trade transparency has been a long-standing Securities and Exchange Commission goal.
June 1 -
BB&T failed to submit accurate minimum denomination and maximum interest rates to the MSRB’s Short-Term Obligation Rate Transparency (SHORT) System in 3,710 instances, FINRA found.
May 8 -
To win a summary judgment, a party to a lawsuit must show that there is no factual dispute at issue and that the facts of the case can only support a finding in that party’s favor.
April 29 -
The MSRB's proposal to implement a more strict standard for public board members would impede the recruitment of qualified candidates, ICI said.
April 17 -
The board will "review the MSRB’s organizational response to the COVID-19 pandemic, including measures to ensure the safety of staff and stakeholders."
April 15 -
So far there have been over 200 COVID-19-related disclosures, according to Diver by Lumesis, a financial technology company.
March 31 -
Banks failed to convince the court that the lawsuit doesn't meet the legal hurdles for a false claims action.
March 31 -
The new committee of volunteers will be tasked with helping shape the future of EMMA.
February 27 -
The investigation had appeared likely to be tied to a fraud case involving the New York State Common Retirement Fund.
February 18