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Elad Roisman's main expertise is in equities, corporate debt, mergers, market structure and derivatives.
June 4 -
Wells Fargo Securities and banker Peter Cannava are alleging the SEC was dishonest in crafting investors' statements and failed to turn them over to defense attorneys in the 38 Studios case.
June 4 -
The past 10 years have seen major changes to the market, but analysts aren't sure they've been effective in preparing it for the next test.
May 31 -
The MSRB's controversial commentary about selective disclosure got some support from a top SEC official on Wednesday.
May 30 -
Early returns indicate there have been some problems but firms seem to be working through them in complying with the new markup rules, regulators and industry officials said Tuesday.
May 22 -
The proposal would establish a standalone rule governing transactions in discretionary accounts, something the board hasn't had in more than 30 years.
May 16 -
FINRA found that Gates Capital and three of its employees breached several MSRB rules, some related to role-switching from advisor to underwriter on the same transaction.
May 10 -
The MSRB said its newly-approved rules are an important part of its regulatory efforts, while groups representing dealers and MAs are say they are confusing and need clarification.
May 8 -
Jessica Kane's appointment as director of the Office of Credit Ratings suggests that Rebecca Olsen could remain acting or become permanent chief of the Office of Municipal Securities.
May 7 -
Issuers and the MSRB are mostly on the same page about primary offering practices that may warrant scrutiny, but some members of the GFOA's debt committee are concerned about "regulatory creep."
May 6