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President Trump's nominee Elad Roisman is a step closer to becoming an SEC commissioner.
August 23 -
Muni market groups claimed victory after federal banking regulators moved to treat munis like all other types of Level 2B HQLA.
August 23 -
As the dust settles on the SEC's 15c2-12 announcement, questions loom about how difficult it will be to implement.
August 21 -
The final rules will focus on debt obligations on a similar level as bonds, an effort to respond to comments that the first proposal was too broad.
August 20 -
The MSRB's new FAQs examine an issue on which municipal advisor firms have been seeking guidance for months.
August 16 -
The MSRB aims to provide considerations for firms looking at their compliance procedures.
August 14 -
The CFTC is set to decide how much swap activity necessitates inclusion in the swap dealer regulatory regime.
August 14 -
Investors won't get nearly all their money back as the Securities and Exchange Commission's case against Dwayne Edwards and Todd Barker draws towards a close and SEC lawyers want the losses taken into account in settlements.
August 9 -
While she didn't work on muni issues specifically, Allison Lee is a seasoned buster of financial wrongdoers.
August 8 -
Underwriters and issuers agree that G-17 disclosures have become boilerplate and excessive, but diverge on whether a complete opt-out should be allowed.
August 6