-
In their pleading, banks said the plaintiff is "precisely the sort of 'busybody' " that is prohibited from making such claims.
October 16 -
The committee tasked with providing insight on the muni and corporate bond markets is meeting again in two weeks.
October 15 -
Groups active in the muni market are spending millions of dollars to influence policy and elect candidates, records show.
October 11 -
The whistleblower responsible for federal investigations and lawsuits accusing banks and broker-dealers of fraud and collusion in the remarketing of variable rate demand obligations will likely be forced to go public because of a recent ruling by Massachusetts’ highest court.
October 5 -
The MSRB, SEC, and FINRA will host an outreach event early next year as muni advisors prepare for a new principal exam among other requirements.
October 5 -
Key SEC officials responsible for muni rulemaking and enforcement said they don't feel disclosure has been adversely impacted due to fears stoked by the Municipalities Continuing Disclosure Initiative.
October 4 -
The Bond Dealers of America has formed a Fixed Income Market Structure Working Group to advise regulators, lawmakers and market participants on structural changes in the fixed income industry and marketplace.
October 3 -
Gary Hall, who became the new MSRB chair on Monday, says he has a "reverence" for the muni market.
October 1 -
SEC and MSRB officials responded to the concerns and frustrations of bond lawyers who were meeting in Chicago.
September 28 -
SIFMA is publishing a new model document that it says should help underwriters avoid regulatory risk.
September 27