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Next month's event may also give attendees a rare chance to hear about muni issues directly from every commissioner.
November 1 -
FINRA found, and the SEC upheld, muni and other rule that violations Thaddeus North failed to prevent as chief compliance officer.
October 31 -
The defense team accused the SEC of a "gross abuse of power."
October 30 -
The first meeting for several new board members included discussions with other regulators and groups, the MSRB said Monday.
October 29 -
The number of MSRB-registered dealers has fallen by almost one-third since 2009 and FINRA and the MSRB have some concerns about it.
October 26 -
The municipal securities market is slowly looking more like the stock market.
October 25 -
A muni advisor facing an enforcement action could use a Supreme Court decision on gambling as a defense, a bond lawyer says.
October 22 -
The impact of the 2008 crisis led Congress and the MSRB to reshape many of the ways business is done in the municipal bond market. Part 1 of The Bond Buyer's series on the decade after the financial crisis.
October 22 -
Regulators already have a template around which to build an exemption from Volcker for tender option bonds, wrote SIFMA's Michael Decker.
October 18 -
The MSRB needs to better explain the mock advertisements in its compliance resource, a pair of industry groups told the board this week.
October 18