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Muni regulators are expected to slow the pace of new rulemaking and focus on enforcement in 2019, with an emphasis on continuing disclosure.
December 26 -
The SEC announced the settlement with former UBS broker Chris Rosenthal, the biggest yet from its ongoing flipping investigation.
December 21 -
The MSRB got a green light for tighter reporting rules for dealers as the regulator starts to monitor the municipal fund securities market.
December 13 -
Sen. John Kennedy blasted the Municipal Securities Rulemaking Board during a Senate Banking, Housing and Urban Affairs Committee meeting.
December 12 -
Richard Li, a public debt specialist for the city of Milwaukee, said too much cybersecurity disclosure can become a road map for hackers.
December 11 -
Richard Gounaud, accused by the SEC of participation in a muni bond "flipping" scheme, claimed the use of the slang term created unfair bias.
December 11 -
Members of the Securities and Exchange Commission on Thursday addressed confusion among issuers, broker-dealers and investors regarding disclosure.
December 7 -
Todd Barker was one half of a duo the SEC said engaged in a $62 million fraudulent senior housing bond scheme.
December 5 -
Market groups welcomed the MSRB’s announcement of EMMA’s readiness.
December 4 -
Now that the SEC has approved the MSRB's proposal to require MA principals to pass a new exam, a content outline and pilot program are on the horizon.
November 29