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The Municipal Securities Rulemaking Board is postponing its Series 54 pilot examination by a month to March 2019.
January 15 -
Three lawsuits claiming fraud in the variable-rate demand obligation market are headed toward key court rulings in coming weeks.
January 14 -
MSRB board members and staff are slated to participate in eight events between next month and May.
January 11 -
The MSRB is hoping to help the market comply with the soon-to be-effective disclosure rule amendments.
January 11 -
The government shutdown limits the SEC's ability to answer issuers' questions on continuing disclosure requirements that take effect Feb. 27.
January 10 -
Municipal enforcement cases including SEC vs. Dwayne Edwards are among those that have been halted.
January 7 -
The Municipal Securities Rulemaking Board is looking to fill five spots for its Board of Directors, important roles influencing the municipal market.
January 7 -
So-called prearranged trading has the potential to do harm to the muni market and land broker-dealer firms in trouble, according to new MSRB draft guidance.
January 4 -
A Jan. 22 hearing has been set at which time a judge may order Dwayne Edwards to disgorge $766,850 plus interest and pay civil penalties.
December 27 -
The SEC has signaled a focus on pay-to-play and disclosure fraud.
December 27