-
Longtime muni lobbyist Michael Decker will now have a working relationship with Bond Dealers of America.
March 21 -
While associated with J.P. Morgan, a broker allegedly cheated on her Series 52 exam, violating FINRA Rule 2010.
March 19 -
Banker Peter Cannava may be left to battle on alone, after the Securities and Exchange Commission and Wells Fargo told a federal court they have an agreement.
March 19 -
Underwriting, transaction and technology fees will be reduced during a six-month period.
March 15 -
A bill to let money market mutual funds use a stable net asset value is back on the table with the support of muni issuers.
March 13 -
The groups believe the MSRB cast too wide a net to non-syndicate dealers in its January draft guidance.
March 11 -
Bond lawyers asked for a safe harbor for issuers to provide unaudited information without needing to be fearful of anti-fraud laws.
March 8 -
Bond lawyers pushed for information from the SEC's top muni official Thursday.
March 8 -
The man behind the allegations of widespread VRDO fraud is Bjorn Johan Rosenberg.
March 8 -
A hearing officer and a Circuit Court judge concluded Illinois failed to prove accusations of securities violations against Calvin Grigsby.
March 7