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In a letter sent to the SEC and the Municipal Securities Rulemaking Board late last week, the group said lapses in issuer financial disclosures are unacceptable.
May 6 -
The Securities Industry and Financial Markets Association said to manually input the data would require more time and staff.
May 3 -
Numbers showed 167 submissions for Rule 15c2-12's Event 15.
May 1 -
Philadelphia awarded a $190 million general obligation deal to banks the city is suing, alleging collusion on variable-rate debt.
April 29 -
The new amendments to be filed to the Securities and Exchange Commission will give disclosure responsibility to the lead underwriter, meaning less duplicative disclosure for issuers.
April 29 -
Bond Dealers of America members said they have spent an average of more than $17 million on regulatory costs since the beginning of the 2008 credit crisis.
April 25 -
The MSRB said Rule G-29 doesn't make sense anymore since the rulebook can be accessed online.
April 22 -
The court shouldn't accept banker Peter Cannava's "narrow and cramped view of materiality,” the SEC urged.
April 22 -
The Municipal Securities Rulemaking Board is making its MuniEdPro free for all market participants.
April 17 -
On deck for the meeting scheduled for next week, the MSRB's Board of Directors will discuss pennying, upcoming EMMA enhancements and financial disclosure timeliness by issuers.
April 17