-
The financier's lawyers disputed a court-appointed monitor who had criticized him for maintaining an expensive lifestyle while his investors faced losses.
May 28 -
State Treasurer Joe Torsella is accusing 14 financial firms of collaborating to illegally inflate the prices of Fannie Mae- and Freddie Mac-issued bonds.
May 24 -
J.W. Korth & Co. was found to have charged excessive markups in 38 sales of municipal securities.
May 23 -
Adding $374 million alleged in New York to the three other cases also filed by Johan Rosenberg brings the total damages claimed to $1.58 billion.
May 22 -
The MSRB is requesting comment on whether Rule G-23 is still relevant and whether it helps the MSRB achieve its objectives of protecting issuers and investors.
May 20 -
Issuers are concerned that the Municipal Securities Rulemaking Board reopening discussion of Rule G-23 could bring back "shady" practices.
May 19 -
GFOA members said they were taken aback and in some cases upset about the tone of the National Federation of Municipal Analysts' letter to regulators.
May 19 -
The Securities and Exchange Commission is on the lookout for municipal advisors skirting the Series 50 Exam.
May 17 -
Data from a Municipal Securities Rulemaking Board report released Wednesday showed a continuing decline in the number of dealers.
May 9 -
At the National Federation of Municipal Analysts annual conference, panelists discussed the “elephant in the room” — myths about issuer disclosure.
May 8