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SEC Chair Clayton’s comments that information on EMMA is subject to more scrutiny could be true for some participants depending on issuers’ reliance on the MSRB site.
August 2 -
The complaint filed by Philadelphia and Baltimore fails to rise to the level of specificity needed to prove conspiracy, Wall Street banks told a federal judge.
July 31 -
The National Association of Municipal Advisors wants SEC staff action to protect MAs and possible eventual rulemaking to create "regulatory parity" between MAs and broker-dealers.
July 30 -
Clayton noted a trend of issuers being advised that information they supply on EMMA is subject to more anti-fraud scrutiny than information provided in other ways.
July 29 -
GFOA is putting together a working group to address concerns about continuing disclosure in the municipal market, a topic increasingly discussed among stakeholders.
July 26 -
Prominent muni market figures will discuss the content and timeliness of disclosure at an SEC committee meeting next week.
July 25 -
The MSRB filed proposed Rule G-17 interpretive guidance to the SEC on Tuesday, aiming to streamline underwriters' disclosures to issuers.
July 23 -
The monitorship plan will extend until Sept. 13 for seven assisted living facilities he is trying to liquidate.
July 11 -
Allison Herren Lee is short on direct municipal market experience, but has a well-rounded background as a securities lawyer.
July 9 -
Both BDA and SIFMA have now both asked the SEC not to grant regulatory relief to PFM, one of the largest municipal advisors in the business.
July 2