-
The committee's discussion will begin with a municipal issuers’ structured disclosures discussion, featuring issuers, regulators, and others.
October 31 -
Baker McKenzie created a new group to integrate regulation and enforcement in a move to align with the Securities and Exchange Commission's practices.
October 29 -
The Municipal Securities Rulemaking Board plans a review after pressure from Sens. John Kennedy and Elizabeth Warren to change the makeup of its membership.
October 25 -
Municipal market participants got some comfort about their fraud liability if they act in good faith on interim financial disclosures.
October 22 -
Issuers will be looking to see what Securities and Exchange Commission Chair Jay Clayton says about disclosure.
October 18 -
Years after the Securities and Exchange Commission enacted a rule to require floating net asset values, finance officers are fighting the legislative malaise to try to undo it.
October 16 -
Though many participants were pleased with changes the Municipal Securities Rulemaking Board has proposed for its fair dealing guidance, some worried about new compliance expectations.
October 9 -
The Securities and Exchange Commission is seeking comment on exemptive relief for municipal advisors in some activities in private placement deals, eliciting fierce resistance from broker-dealer groups.
October 3 -
Issuers look for more options in their private placement deals amid conversation on broker dealers’ and municipal advisors’ roles.
October 3 -
At the SEC's invitation, Bond Dealers of America submitted a proposed framework for an exemptive order aimed at muni advisors on private placement deals.
September 26