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FirstEnergy will pay $230 million under a deferred prosecution agreement with federal authorities in the alleged pay-to-play that benefitted its former subsidiary FirstEnergy Solutions.
July 23 -
Jose Ramirez says he doesn't recognize the criminal mastermind portrayed in the SEC's complaint against him.
June 11 -
SEC Chair Gary Gensler's pick for enforcement director resigned just days after being announced.
April 29 -
The surprise move was announced Wednesday in a Securities and Exchange Commission statement.
April 28 -
The new director will be familiar with pay-to-play enforcement and public accounting fraud, which are important in the muni space.
April 23 -
The pair of unregistered brokers will pay over $2 million in civil penalties.
March 15 -
The case is significant because so many municipal market participants rely on audited financial statements.
February 23 -
A federal judge agreed with the SEC that the Chicago suburb must prove the status of reforms agreed to in settling allegations the city misused bond proceeds.
January 21 -
His experience as an active regulator as head of the Commodities Futures Trading Commission may transfer to his new post.
January 13 -
Sources say pricing of bonds will be a prevalent issue in 2021 following comments made by bipartisan SEC commissioners.
January 4