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Numbers showed 167 submissions for Rule 15c2-12's Event 15.
May 1 -
The new amendments to be filed to the Securities and Exchange Commission will give disclosure responsibility to the lead underwriter, meaning less duplicative disclosure for issuers.
April 29 -
The city moved up its bond notice and document postings in response to a BondLink report saying investors want more time to review deals.
April 24 -
The court shouldn't accept banker Peter Cannava's "narrow and cramped view of materiality,” the SEC urged.
April 22 -
Ahmed Abonamah, a senior counsel to the director in the SEC’s Office of Municipal Securities, told the National Muni Bond Summit SEC Chair Jay Clayton has concerns about the timeliness of issuers’ financial information disclosure.
March 27 -
Mid-size issuers may be experiencing the greatest impact, with one municipality even reporting that an underwriter withdrew a bid over a disclosure requirement.
March 26 -
Glitches in California's electronic financial system are delaying annual financial reporting documents, said Controller Betty Yee.
March 22 -
The MSRB plans to roll out changes to simplify the submission process on EMMA.
March 22 -
Blockchain could benefit the muni market, but receives pushback in an industry historically slow to change.
March 19 -
Banker Peter Cannava may be left to battle on alone, after the Securities and Exchange Commission and Wells Fargo told a federal court they have an agreement.
March 19