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GFOA members said they were taken aback and in some cases upset about the tone of the National Federation of Municipal Analysts' letter to regulators.
May 19 -
The amended rules require dealers to disclose markups and markdowns as a total dollar amount and as a percentage of the prevailing market price to retail investors.
May 16 -
Though some dealers endured a technological headache, the year-old rules have improved transparency without disrupting trading, the MSRB said.
May 14 -
At the National Federation of Municipal Analysts’ annual meeting in Charleston, South Carolina, members asked the board to find ways to open up communications between investors and issuers.
May 10 -
At the National Federation of Municipal Analysts annual conference, panelists discussed the “elephant in the room” — myths about issuer disclosure.
May 8 -
Mary Francoeur of PFM Financial Advisors passed out the awards during the annual NFMA conference in Charleston, South Carolina.
May 8 -
The issuer launched a new investor relations website in advance of its bond sale Tuesday.
May 6 -
In a letter sent to the SEC and the Municipal Securities Rulemaking Board late last week, the group said lapses in issuer financial disclosures are unacceptable.
May 6 -
The Securities Industry and Financial Markets Association said to manually input the data would require more time and staff.
May 3 -
Mini-bond investors were damaged by the South Carolina-owned utility’s disclosure omissions, according to the suit.
May 1