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At an SEC Fixed Income Market Structure Committee meeting on Monday, participants suggested giving out awards to incentivize issuers to submit timely financial information.
November 4 -
The city and its Transitional Finance Authority issued $6.18 billion of long-term bonds, according to the comprehensive annual financial report.
November 1 -
The committee's discussion will begin with a municipal issuers’ structured disclosures discussion, featuring issuers, regulators, and others.
October 31 -
Dealer groups believe that some sections of the proposed amended guidance such as complex financing and disclosure standards would add complexity to the rule.
October 30 -
Municipal market participants got some comfort about their fraud liability if they act in good faith on interim financial disclosures.
October 22 -
Gavin Newsom vetoed legislation that would have created a commission to study adopting a machine-readable format for the state's financial documents.
October 18 -
Issuers will be looking to see what Securities and Exchange Commission Chair Jay Clayton says about disclosure.
October 18 -
The Financial Industry Regulatory Authority's 2019 Report on Examination Findings, released Wednesday, discussed violations FINRA personnel discovered.
October 16 -
Though many participants were pleased with changes the Municipal Securities Rulemaking Board has proposed for its fair dealing guidance, some worried about new compliance expectations.
October 9 -
Administrative failures or a lack of understanding of the rule may be to blame.
October 7