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During an industry briefing Tuesday, SIFMA's Kenneth Bentsen, Jr., said no matter who leads the SEC next, SIFMA will argue for an end to a temporary exemptive order.
December 8 -
SIFMA told a federal court that the SEC's process failed when it announced the temporary conditional exemption for muni advisors.
December 1 -
The MSRB is looking specifically for issuers and non-dealer municipal advisors.
November 12 -
The board, at the first quarterly board meeting of its 2021 fiscal year, also voted to split its existing Nominating and Governance Committee into two.
October 23 -
Five new muni professionals join Hilltop Securities’ debt and fixed income capital market teams; all of them came from Wells Fargo.
October 19 -
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As the country and the market hurtle toward an uncertain future, the Rising Stars will be among those working to keep states and localities strong.
October 19 -
The maximum allowable issuance under the SEC's temporary exemption is $20 million.
October 8 -
The low interest rates that resulted from COVID-19 caused high levels of muni issuance and market activity, resulting in MSRB's fiscal year 2021 revenue significantly outperforming.
October 1 -
Securities lawyers and the trade group for municipal advisors agree unregistered muni advisors shouldn't still be ignorant of the law.
September 28