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Officials from multiple regulators came together on Thursday for a detailed discussion about municipal advisory regulation.
October 8 -
Erring on the side of caution and good documentation are key to managing conflicts of interest
October 7 -
The proposed guidance does not indicate any particular problems with compliance, the MSRB said.
October 6 -
A firm and its two principals have been charged for an improper fee-splitting arrangement under the relatively new regulatory regime for municipal advisors.
September 23 -
Making the Federal Reserve's Municipal Liquidity Facility a permanent emergency lending program would be “valuable and forward thinking," Connecticut Treasurer Shawn Wooden told a House subcommittee.
September 23 -
Muni advisors can dialogue with regulators on key obligations from multiple perspectives
September 20 -
The MSRB has announced an extension for municipal bond advisors seeking Series 54 certification, moving the compliance date from to Nov. 30, 2021, from Nov.12.
September 3 -
John Pellici and Yaffa Rattner bring deep public finance experience to Hilltop.
August 18 -
The announcement came after the municipal advisors trade group said it had received a report of COVID-19 exposure at a testing site.
August 12 -
At stake, from SIFMA's perspective, is the potential of the SEC to revive the exemption in the future.
August 11