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SIFMA had argued that the SEC's temporary exemption order for municipal advisors was arbitrary and capricious.
February 28 -
The organization sought to increase representation of underrepresented minorities and women on its municipal market advisory groups.
February 4 -
The transition away from Libor presents challenges for small issuers with fewer resources to evaluate legacy contracts.
January 26 -
Groups believe that the draft compliance resources contain some useful information, though they could be construed as creating new compliance requirements.
January 20 -
The Municipal Securities Rulemaking Board has begun accepting applications for two regulated and two public board positions until Feb. 7.
January 4 -
Unregistered municipal advisor activity and breaches of fiduciary duty remain priorities.
December 30 -
The change of plea hearing is set for Thursday in a federal court in Mississippi.
November 30 -
The Municipal Securities Rulemaking Board will begin accepting applications for two public and two regulated representatives to join its 15-member board.
November 17 -
The case may turn on whether the SEC’s temporary order is capable of repetition and evading review.
October 22 -
The presence of unregistered — and potentially unqualified — advisors providing municipal advisory services to state and local governments and other municipal entities is a cause for concern and greater regulatory scrutiny.
October 12Municipal Securities Rulemaking Board.