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A pilot program for the new Series 54 exam should be available early next year, the MSRB announced.
September 19 -
The MSRB's guidance on social media use by muni advisors under its new advertising rule could use some work, market participants said.
September 19 -
The Municipal Securities Rulemaking Board on Monday released final and draft guidance on issues related to its G-40 advertising rules for municipal advisors.
September 17 -
Municipal advisors have a duty of care to their clients that is much more comprehensive, and more demanding.
September 17AGFS -
In a post-tax reform world, the PFM Group created a new title, promoting Daniel Hartman to head of the financial advisory business.
September 10 -
The top executives of FINRA, the MSRB, and some industry groups received total compensation of more than $1 million, The Bond Buyer’s latest survey of compensation levels at 23 municipal market-related groups shows.
September 7 -
The 30-year veteran of HJ Sims, Lebenthal, and Bank of America will be responsible for expanding 280 Cap Markets' new issue underwriting business.
September 5 -
Chicago is accepting request for qualification submissions to supplement the members of its existing pools.
August 17 -
The MSRB's new FAQs examine an issue on which municipal advisor firms have been seeking guidance for months.
August 16 -
The MSRB aims to provide considerations for firms looking at their compliance procedures.
August 14