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Investor confusion about Harvey, Illinois, and a local library district contributed to a municipal advisor and broker-dealer facing Securities and Exchange Commission charges in a bond offering gone wrong.
June 28 -
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Some stakeholders say the CUSIP requirement for MAs is needed, while other say it is burdensome.
May 28 -
Owners of two firms will join Hilltop Securites as managing directors, the firm said.
May 24 -
Achenbach, a former Moody’s analyst, opened AGVP Advisory to advocate for clean reliable energy and to do pubic finance consulting.
May 22 -
Issuers are concerned that the Municipal Securities Rulemaking Board reopening discussion of Rule G-23 could bring back "shady" practices.
May 19 -
The Securities and Exchange Commission is on the lookout for municipal advisors skirting the Series 50 Exam.
May 17 -
Motions were filed to dismiss the Berkeley County School lawsuit, which alleges its CFO and finance team schemed to defraud the district.
May 15 -
Chief Financial Officer Dave Massaron said Detroit will work with Public Resources Advisory Group to build more robust investor relations as it looks to build out its debt model.
May 10 -
The Berkeley County School District said Hilltop Securities agreed to pay back fees the district paid to a predecessor firm from 2012 to 2014.
May 1