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The dealer group has opposed the proposed order from the start, and is keeping the pressure on as the SEC appears poised to approve the proposal in some form.
February 3 -
The consulting firm will perform a comprehensive review of the city’s financial position, Mayor Justin Elicker said.
January 31 -
Bond Dealers of America sent the SEC a long list of requests to limit municipal advisors' roles in private placements.
January 29 -
Coxswain's organizational restructuring expertise pairs well with UFI's financial planning acumen, the firms said.
January 28 -
The board is considering whether it should allow dealer-affiliated municipal advisors to count towards the MA board seat requirement on a smaller board.
January 28 -
The Municipal Securities Rulemaking Board's assets dropped by $8.5 million.
January 10 -
Some smaller firms are deciding to qualify more than half of their municipal advisor principals as a sort of backup plan.
January 7 -
The Securities and Exchange Commission plans to focus on protecting Main Street investors in municipal bonds.
January 2 -
Events at the SEC are likely to create a number of important MSRB rule changes in the coming year.
December 26 -
The proposal would impact the private placement business and may require amendments of MSRB rules.
December 10