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The proposal may be less feasible for certain types of trades, market participants said, especially larger trades.
August 3 -
Broker and investment advisor Wayne von Borstel has been suspended by FINRA for 15 business days for violating MSRB Rule G-8 on recordkeeping
August 1 -
The MSRB announced new board leadership as well as a revision to a controversial fee structure proposal.
July 29 -
The 2023 fiscal year chair, vice chair and four new members will be announced after the meeting and the board will adopt its FY 2023 budget.
July 20 -
The MSRB plans to issue a request for comment on its Rule G-14, in addition to publishing a summary of the comments on its request for information on ESG factors.
April 29 -
Municipal advisors are seeking more and better communication from regulators and enforcers, NAMA Executive Director Susan Gaffney says. Kyle Glazier hosts. (24 minutes)
April 26 -
The Municipal Securities Rulemaking Board’s second quarter meeting will feature discussion of one of the board's more controversial recent publications.
April 21 -
The Municipal Securities Rulemaking Board has closed its second comment period on Rule G-46, collecting three responses.
March 16 -
Emily Brock, director of the federal liaison center at the Government Finance Officers Association, takes time out to talk with Chip Barnett at The Bond Buyer’s National Outlook Conference about infrastructure spending. She also looks at the possibility of Congress approving the return of tax-exempt advance refundings and the SEC and MSRB’s focus on issuers ESG disclosures. (17 minutes)
March 8 -
The 70-page report homed in on some muni-specific risks uncovered during examinations.
February 9