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The MSRB is making a push to understand muni market indicators.
August 28 -
The now-defunct unregistered broker-dealer Core Performance Management, LLC, and four of its former employees settled fraud and MSRB rule violations with the SEC for engaging in municipal bond flipping and kickback scheme.
August 23 -
As the dust settles on the SEC's 15c2-12 announcement, questions loom about how difficult it will be to implement.
August 21 -
The MSRB's new FAQs examine an issue on which municipal advisor firms have been seeking guidance for months.
August 16 -
The MSRB aims to provide considerations for firms looking at their compliance procedures.
August 14 -
Underwriters and issuers agree that G-17 disclosures have become boilerplate and excessive, but diverge on whether a complete opt-out should be allowed.
August 6 -
The Municipal Securities Rulemaking Board has selected two individuals representing the public and three from regulated entities from 80 applicants to become part of its 21-member board on Oct. 1.
August 2 -
The report card touts the MSRB's accomplishments, though that doesn't sit well with some market participants.
July 31 -
The MSRB is hurrying to release multiple rounds of guidance on its pending muni advisor advertising rule, but industry groups say the first round could use some polish.
July 30 -
MSRB is seeking comments on a revised set of potential draft amendments to its rules on primary offering practices and related disclosures that it says would benefit the market for relatively limited costs to participants.
July 20