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The municipal securities market is slowly looking more like the stock market.
October 25 -
The MSRB needs to better explain the mock advertisements in its compliance resource, a pair of industry groups told the board this week.
October 18 -
The MSRB, SEC, and FINRA will host an outreach event early next year as muni advisors prepare for a new principal exam among other requirements.
October 5 -
The Bond Dealers of America has formed a Fixed Income Market Structure Working Group to advise regulators, lawmakers and market participants on structural changes in the fixed income industry and marketplace.
October 3 -
Gary Hall, who became the new MSRB chair on Monday, says he has a "reverence" for the muni market.
October 1 -
SEC and MSRB officials responded to the concerns and frustrations of bond lawyers who were meeting in Chicago.
September 28 -
SIFMA is publishing a new model document that it says should help underwriters avoid regulatory risk.
September 27 -
The MSRB is hoping that new guidelines will encourage more conversation between its staff and the broker-dealers and muni advisors it regulates.
September 25 -
Municipal advisors may be subject simultaneously to conflicts of interest that should be fully disclosed under both federal and state law.
September 25AGFS -
FINRA examiners alleged Mesirow violated disclosure and supervisory rules.
September 21