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The board expects to have FY 2024 fees filed with the Securities and Exchange Commission before Dec. 1.
October 27 -
New York-based Odeon Capital failed to report approximately 225 municipal securities transactions to RTRS over a two and a half year period.
October 23 -
The Municipal Securities Rulemaking Board will meet Oct. 25-26 to hold its first meeting of FY 2024.
October 18 -
The Municipal Securities Rulemaking Board's FY 2024 budget represents a 4.8% increase over the prior fiscal year.
October 2 -
This fiscal 2024 report provides a closer look at the stewardship of our reserve funds and how we plan to allocate technology resources in the year ahead to deliver value to our stakeholders.
October 2Municipal Securities Rulemaking Board -
The draft amendments seek to retire 40 pieces of interpretive guidance related to interdealer confirmations.
September 29 -
The Municipal Securities Rulemaking Board heads into its new fiscal year focused on market regulation, improving data for the muni market, and updating its EMMA technology platform.
September 29 -
The firm, without admitting or denying the findings, agreed to pay a $60,000 civil penalty.
September 26 -
During its quarterly board meeting, the MSRB approved its controversial one-minute trade reporting window and approved a $47 million budget for FY 2024.
July 28 -
Cincinnati-based Fifth Third Securities is the seventh firm charged by the Commission for failing to comply with the appropriate disclosures in connection with the limited offering exemption.
July 20