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The Municipal Securities Rulemaking Board is making its MuniEdPro free for all market participants.
April 17 -
The SEC’s Technology and Electronic Trading Subcommittee meets on pennying.
April 15 -
A Chicago area broker-dealer agreed to pay a $25,000 to settle FINRA charges that it relied on alternative trading systems and failed to maintain its own risk-management controls.
March 25 -
The MSRB plans to roll out changes to simplify the submission process on EMMA.
March 22 -
The new amendments would increase transparency and equal access to information, the MSRB said.
March 21 -
Underwriting, transaction and technology fees will be reduced during a six-month period.
March 15 -
The groups believe the MSRB cast too wide a net to non-syndicate dealers in its January draft guidance.
March 11 -
Some issuers were concerned about precedents they would be setting and questions underwriters could have regarding compliance with the amended rule.
March 5 -
The request for comment could be a prelude to a rule amendment dialing back one muni advisor responsibility.
February 28 -
The new guidance cleared up social media advertising restrictions and interactive content.
February 26