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Municipal Securities Rulemaking Board Chair Gary Hall said the MSRB will examine governance rules such as the time period between when individuals leave their industry jobs and when they are allowed to become public board members.
May 19 -
Issuers are concerned that the Municipal Securities Rulemaking Board reopening discussion of Rule G-23 could bring back "shady" practices.
May 19 -
The Securities and Exchange Commission is on the lookout for municipal advisors skirting the Series 50 Exam.
May 17 -
The amended rules require dealers to disclose markups and markdowns as a total dollar amount and as a percentage of the prevailing market price to retail investors.
May 16 -
The BDA believes that in addition to removing the Rule’s restriction on competitively bid transactions, it should consider simply eliminating it altogether.
May 16Bond Dealers of America -
Though some dealers endured a technological headache, the year-old rules have improved transparency without disrupting trading, the MSRB said.
May 14 -
The Securities Industry and Financial Markets Association said to manually input the data would require more time and staff.
May 3 -
More insight into board member selection and decisions would benefit the market and its primary regulator.
May 1The Bond Buyer -
The new amendments to be filed to the Securities and Exchange Commission will give disclosure responsibility to the lead underwriter, meaning less duplicative disclosure for issuers.
April 29 -
The MSRB said Rule G-29 doesn't make sense anymore since the rulebook can be accessed online.
April 22