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The Municipal Securities Rulemaking Board doubled professional fees for municipal advisors last week.
September 17 -
The MSRB announced Monday that Post will be a “senior advisor” through the end of the month, when the board’s fiscal year ends.
September 9 -
“A highly sophisticated frequent issuer may not need the same disclosures as a less sophisticated infrequent issuer,” the trade association for underwriters told the SEC.
September 3 -
The group sent a letter to the Securities and Exchange Commission this week asking for fair dealing rule guidance to be better tailored to 529 savings plans.
August 27 -
Muni professionals’ knee-jerk response is that the phrase is clear, until they attempt to explain it. And then they realize that it is nonsensical.
August 26Kalotay Advisors LLC -
The MSRB wants to work with other regulatory groups to decrease confusion surrounding suitability rules in conjunction with the SEC's new Regulation Best Interest.
August 21 -
Issuers and non-dealer muni advisors support the existing prohibition, while dealers asked the MSRB to provide some flexibility.
August 20 -
Market participants want someone with a deep industry knowledge as the MSRB is set to begin its search for a new president.
August 16 -
In Schwartz, MSRB loses an experienced lawyer, respected by his peers, as it faces a future without its longtime leader.
August 8 -
Her announcement comes at a time of scrutiny from lawmakers and the SEC.
August 7