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Gary Hall of Siebert Williams Shank talks with Chip Barnett about the recent merger which created the largest minority- and women-owned investment bank in the U.S. He looks back at his time at the MSRB and looks ahead to what the market may see in 2020.
December 26 -
Events at the SEC are likely to create a number of important MSRB rule changes in the coming year.
December 26 -
The Municipal Securities Rulemaking Board will require more data starting Nov. 30, 2020.
December 20 -
Executive search firm Spencer Stuart has been calling industry leaders asking for feedback on the organization.
December 20 -
Issuers, bond lawyers, and analysts have all raised complaints about the proposed addition to EMMA.
December 19 -
The National Federation of Municipal Analysts has consistently called for steps to reduce investors' reliance on stale financial information.
December 16 -
The SEC chairman’s comments are consistent with his record, which has included repeated calls for the MSRB to take steps to be sure investors are aware that issuer financials filed to EMMA can often be many months old.
December 10 -
The Financial Industry Regulatory Authority found D.A. Davidson & Co. provided inaccurate pricing in issue price certificates.
December 6 -
The Municipal Securities Rulemaking Board assigned muni market veterans to give input on rules and transparency related to municipal fund securities.
November 21 -
Matt Posner started his new role as director of market structure-transparency on Monday.
November 19