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Several groups are arguing their case to keep their seats on a smaller board.
July 16 -
Conditions under a recently announced temporary exemption are narrow, SEC staff said, despite push back from dealers.
July 8 -
BNY Mellon Capital Markets failed to submit accurate minimum denomination and maximum interest rate information 54,270 times, FINRA found.
June 29 -
Days before the SEC's regulation best interest goes into place, the SEC approved corresponding changes to muni securities rules.
June 26 -
Despite criticism, the Municipal Securities Rulemaking Board said the calculator will help track the timeliness of secondary market disclosures.
June 25 -
There is absolutely no good reason why, 10 years after Dodd-Frank was enacted, the MSRB has not rationalized its fee structure.
June 17Bond Dealers of America -
A sticking point for dealers is the MSRB's proposal to reserve two seats on its board for municipal advisors.
June 8 -
The MSRB is seeking to reduce the size of its board to 15 members and to extend the "cooling off" period for bankers and muni advisors seeking seats as members of the public.
June 5 -
Dealer groups supported the MSRB's move, saying it would remove a disincentive to use the Fed's short-note program.
May 29 -
SIFMA released two new model documents to reflect the senior managing underwriter’s role to make standard disclosures as well as its own dealer transaction specific disclosures to keep up with changes to the MSRB's fair dealing rule.
May 13