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The MSRB reminded dealers on Tuesday that they are required to tell investors when a muni has market discount.
November 22 -
Municipal advisors want the MSRB to take more time to consider how its proposed continuing education requirements for advisors would fit into the existing MA regulatory structure as well as provide details about how firms can best comply.
November 22 -
The median audit reporting time for all municipal bond-related sectors in fiscal year 2015 was the highest it has been since 2008, likely because of recent pension reporting rules.
November 21 -
Dealers are unhappy the Securities and Exchange Commission has approved the Municipal Securities Rulemaking Boards proposal to require them to disclose their markups and markdowns to retail customers in certain transactions.
November 18 -
A banker who serves on issuer charitable groups and donates to them raises conflict of interest questions.
November 18 -
Securities and Exchange Commission chair Mary Jo White said in a speech on Friday that the municipal securities market is an example of an area where the commission has brought to bear its bolder and more unrelenting approach to enforcement to change industry behavior.
November 18 -
The Municipal Securities Rulemaking Board announced on Thursday that starting on Feb. 27, academic institutions will be able to request one-year data sets from a new data product that would identify dealers in some way without naming them.
November 17 -
The Securities and Exchange Commissions whistleblower office fielded more allegations involving municipal securities and public pensions in fiscal year 2016 than ever before, according to a report the office sent to Congress about recent whistleblower activity.
November 16 -
As Rep. Devin Nunes joins the executive committee of Trumps transition team, some state and local officials worry he will gain support for his controversial pension bill next year.
November 16 -
Republicans say if federal agencies dont hold off on finalizing rules, theyll face scrutiny and possible action by Congress.
November 16