-
Parker Poe Adams & Bernstein LLP hiring public finance veteran Matt Nichols.
April 7 - Finance and investment-related court cases
The Alabama Ethics Commission found probable cause to believe Gov. Robert Bentley violated ethics and campaign finance laws.
April 6 -
The National Collegiate Athletic Association said Tuesday that its games can return to the Tar Heel State after the recent repeal of a law seen as discriminatory to gays and transgender people.
April 4 -
Bond lawyers have drafted several versions of issue price certificates that can be used under rules taking effect on June 7.
March 31 -
A new piece of bipartisan legislation introduced in the Senate today is aimed at allowing the SEC to increase fines for individuals and entities to better discourage future securities law violations
March 30 -
The three state Republican groups will face off against the SEC and MSRB in oral arguments May 4 on whether a federal appeals court should vacate revisions the MSRB made to its rule on political contributions and curbing pay-to-play in the market.
March 30 -
SIFMA is releasing for comment draft riders to model bond documents for issue price rules, including one that would allow underwriters to revoke bids in competitive sales.
March 29 -
The Rhode Island Commerce Corp. and the Securities and Exchange Commission filed a joint motion in Rhode Island federal court on Wednesday asking the presiding judge to approve a final settlement over the RICC's involvement in a fraudulent private placement.
March 29 -
The MSRB told the municipal market on Tuesday that its changes to move the settlement cycle to two days instead of three will be effective on Sept. 5 to align with the rest of the markets.
March 28 -
Investors with holdings in municipal conduit bonds that have been the subject of recent SEC enforcement actions over fraudulent commingling of assets are suing Bank of Oklahoma Financial, which served as the trustee for many of the faulty offerings.
March 28