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Puerto Rico's Office of the Comptroller is conducting 24 investigations into government corruption on the island, the office reported.
August 12 -
The receiver for bond-financed apartments owned by Global Ministries Foundation in Tennessee has disclosed in court filings that the Securities and Exchange Commission is conducting an investigation.
August 12 -
One former Kildare Capital employee has been banned from the market and another was hit with a $25,000 fine and 12-month ban after FINRA found that they artificially inflated interdealer prices for municipal securities through 25 round-trip transactions.
August 12 -
Merrett Stierheim, a former south Florida public administrator, will determine if Opa-locka is solvent for the state-appointed panel overseeing the citys finances.
August 11 -
California Treasurer John Chiang's efforts to combat pay-to-play activities among local issuers received mixed reviews from municipal bond industry participants.
August 11 -
A federal judge on Friday dismissed Securities and Exchange Commission charges against Peter Cannava, a banker involved in an ill-fated private placement for startup video game company 38 Studios.
August 5 -
The Securities and Exchange Commission is arguing that any court challenge to the constitutionality of revised Rule G-37 on political contributions can be made when an enforcement action is taken over a violation of the rule.
August 5 -
Rhode Island state Rep. Robert Craven Sr., a former state assistant attorney general, is calling for the release of grand jury documents and testimony on the states 38 Studios investigation.
August 4 -
The small Florida city of Opa-locka is on the verge of bankruptcy, according to the head of a state-appointed oversight board.
July 29 -
Goldman Sachs & Co. has agreed to pay $50,000 to settle Financial Industry Regulatory Authority charges that it submitted inaccurate auction rate securities information to a reporting system and did not have a supervisory system in place to catch the problems.
July 29