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Securities and Exchange Commission chair Mary Jo White said in a speech on Friday that the municipal securities market is an example of an area where the commission has brought to bear its bolder and more unrelenting approach to enforcement to change industry behavior.
November 18 -
Rebecca Harrigal, the first female director of the Internal Revenue Services Office of Tax Exempt Bonds, will leave her post at the agency next month to join a law firm.
November 17 -
The city of Mobile, Ala., has agreed to pay an undisclosed sum of money to the Internal Revenue Service to maintain the tax-exempt standing of $63.4 million of general obligation refunding and improvement warrants it issued in 2006.
November 17 -
The Securities and Exchange Commissions whistleblower office fielded more allegations involving municipal securities and public pensions in fiscal year 2016 than ever before, according to a report the office sent to Congress about recent whistleblower activity.
November 16 -
Miami city commissioners will be asked Thursday to approve their first bond issue since a federal jury found the city guilty of violating securities fraud charges and paying a record $1 million settlement.
November 16 -
Securities and Exchange Commission chair Mary Jo White on Tuesday said the numerous violations the commission's municipal continuing disclosure enforcement initiative uncovered may mean the SEC needs direct regulatory authority over issuers.
November 15 -
Former Miami budget director Michael Boudreaux has been ruined financially fighting securities fraud charges and cannot pay a $450,000 civil penalty sought by the Securities and Exchange Commission, his attorney argued in a court filing Monday.
November 15 -
Issuers, borrowers, and MAs disagree that they violated state and local government series securities (SLGS) rules.
November 15 -
Securities and Exchange Commission chair Mary Jo White announced today that she will leave her position at the end of the Obama administration.
November 14 -
The Securities and Exchange Commission is seeking a $450,000 civil penalty against former Miami budget director Michael Boudreaux, who refused to reach a settlement after a jury found him guilty of securities fraud.
November 11