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The MSRB aims to provide considerations for firms looking at their compliance procedures.
August 14 -
The MSRB is hurrying to release multiple rounds of guidance on its pending muni advisor advertising rule, but industry groups say the first round could use some polish.
July 30 -
Sen. John Kennedy, R-La., suggested he and Sen. Elizabeth Warren, D-Mass., may introduce a bill that would require MSRB to elect public members who represent consumers and are not just retired industry executives.
July 24 -
Banker David Schott has joined Stern Brothers' New York office.
July 24 -
The Municipal Securities Rulemaking Board named Gary Hall as its next chair and Edward Sisk to become vice chair. It also temporarily cut fees to reduce excess reserves by $2.6 million.
July 23 -
MSRB is seeking comments on a revised set of potential draft amendments to its rules on primary offering practices and related disclosures that it says would benefit the market for relatively limited costs to participants.
July 20 -
The sharp decline in trading spreads since 2005 was driven mainly by regulation and technological changes, according to the MSRB's chief economist.
July 18 -
An SEC advisory committee heard critics say the muni market is lacking in pre-trade price transparency and that hurts retail investors. But industry officials said MSRB rules have vastly improved muni market transparency.
July 16 -
The new service will save dealer firms time and effort as they enter into muni underwriting syndicates.
July 13 -
The San Francisco-based broker-dealer is expanding its offerings into taxables, coinciding with an increase in issuance in that space.
July 13