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Late last week FINRA sent out a notice reminding its members to register as MAs if they engage in investment-related activity with their clients.
August 23 -
The MSRB wants to work with other regulatory groups to decrease confusion surrounding suitability rules in conjunction with the SEC's new Regulation Best Interest.
August 21 -
Issuers and non-dealer muni advisors support the existing prohibition, while dealers asked the MSRB to provide some flexibility.
August 20 -
Market participants want someone with a deep industry knowledge as the MSRB is set to begin its search for a new president.
August 16 -
The evolution of muni advocacy has been in progression for years, though it was further galvanized by the shock and dismay at the 2017 tax reform.
August 13 -
Her announcement comes at a time of scrutiny from lawmakers and the SEC.
August 7 -
The MSRB filed proposed Rule G-17 interpretive guidance to the SEC on Tuesday, aiming to streamline underwriters' disclosures to issuers.
July 23 -
The Chicago-based firm adds to the dealer group's voice as it pushes for muni policy measures that have been stalled for years.
July 10 -
Some stakeholders say the CUSIP requirement for MAs is needed, while other say it is burdensome.
May 28 -
Municipal market participants are increasingly skeptical that an infrastructure bill will pass this year.
May 22