-
A handful of government representatives will give advice on 529 plans in the MSRB's Municipal Fund Securities Advisory group.
January 19 -
Dealers said the pandemic has highlighted the challenges of outdated rules and the need to modernize them.
January 12 -
John Hallacy, founder of John Hallacy Consulting LLC, talks about the most important opportunities and challenges the municipal bond market will face in 2021. He gives his estimate on where muni volume may be headed, discusses the possibility of a federal infrastructure program and talks about what to expect under a Biden Administration. Chip Barnett hosts. (Recorded Dec. 22; 22 minutes)
January 7 -
The MSRB is planning to overhaul existing rules in 2021, while stakeholders will lobby the SEC for and against reviving a registration exemption for muni advisors.
December 30 -
Washington Bureau Chief Kyle Glazier discusses what is in store for munis in 2021, how the SEC and MSRB will function under a Biden administration and what Janet Yellen in the Treasury seat might mean. (12 minutes)
December 24 -
This is the first time in four years the self-regulatory agency is asking for input on its strategic goals.
December 7 -
Difficulty tracking securities means a harder time for investors to understand their credit risk during the pandemic.
December 4 -
The broker did not disclose conflicts of interest and altered documents, FINRA found.
November 24 -
Municipal Securities Rulemaking Board CEO Mark Kim talks about his priorities after recently being named CEO in October, changes to its reduced board size and transparency of the board. Sarah Wynn hosts. (34 minutes)
November 24 -
The Municipal Securities Rulemaking Board consolidated a few positions, eliminating its chief compliance officer role and promoting its CFO.
November 23