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It was a busy quarterly board meeting for the MSRB.
July 23 -
Dealers and muni advisors think the loyalties of solicitor MAs should be clearly disclosed.
June 18 -
Giroux brings to the MSRB her experience advocating on behalf of both broker-dealers and bond lawyers.
June 16 -
The dealer group's concern is on the treatment of institutional SMMPs under the suitability standard.
June 3 -
Robert Clarke Brown has joined the Board of Directors for the remainder of the fiscal year.
May 26 -
The proposed changes are part of the MSRB's ongoing retrospective rule review.
May 17 -
The broker exercised discretion in seven customer accounts despite Morgan Stanley no longer allowing discretionary trading.
April 28 -
The MSRB will retire 15 pieces of guidance, though those will still be available online for historical purposes.
April 26 -
The board had planned to abolish the requirement that MAs advising on competitive deals apply for CUSIP numbers, but has now decided to keep the rule as is.
April 23 -
The agenda includes discussion of possible changes to MSRB Rule G-10, on investor and municipal advisory client education and protection.
April 14