ALABAMA
Houston County Water Authority
Nov 21, 2014 . . . . . . $2,245,000
Water Revene Refunding Bonds, Series 2014 (book entry)
Dated Dec 1, 2014.
Due Feb 1, 2020 to 2037.
First coupon Feb 1, 2015.
2025-2037 Callable Aug 1, 2024 at par.
Purchased through negotiation by Merchant Capital, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/1/20 | $185,000 | 1.80% | 1.80% | |
| 2/1/22 | $195,000 | 2.10% | 2.25% | |
| 2/1/23 | $100,000 | 2.35% | 2.35% | |
| 2/1/24 | $100,000 | 2.45% | 2.45% | |
| 2/1/26 | $215,000 | 2.70% | 2.80% | |
| 2/1/28 | $230,000 | 3.50% | 2.90% | |
| 2/1/30 | $245,000 | 3.00% | 3.15% | |
| 2/1/32 | $260,000 | 3.15% | 3.30% | |
| 2/1/34 | $275,000 | 3.25% | 3.45% | |
| 2/1/37 | $440,000 | 3.50% | 3.70% |
L.O.: Capell & Howard, P.C., Montgomery, AL.
Limestone County Water and Sewer Authority
Nov 21, 2014 . . . . . . $9,360,000
Water Revenue Refunding Bonds, Series 2014-B (bank qualified) (book entry)
Dated Nov 1, 2014.
Due Jun 1, 2015 to Dec 1, 2034.
First coupon Jun 1, 2015.
2024-2028 Callable Dec 1, 2023 at par.
Purchased through negotiation by Thornton Farish, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/1/15 | $25,000 | 0.40% | 0.40% | |
| 12/1/15 | $150,000 | 1.00% | 0.55% | |
| 12/1/17 | $245,000 | 1.00% | 1.15% | |
| 12/1/20 | $225,000 | 1.90% | 2.00% | |
| 12/1/24 | $185,000 | 2.60% | 2.70% | |
| 12/1/28 | $185,000 | 3.15% | 3.25% | |
| 12/1/29 | $1,270,000 | 3.20% | 3.30% | |
| 12/1/30 | $1,320,000 | 4.00% | 3.15% | |
| 12/1/31 | $1,375,000 | 4.00% | 3.30% | |
| 12/1/32 | $1,425,000 | 3.30% | 3.40% | |
| 12/1/33 | $1,485,000 | 5.00% | 3.40% | |
| 12/1/34 | $1,470,000 | 5.00% | 3.45% |
L.O.: Garner Couch & Ezell, LLP, Birmingham, AL.
ARIZONA
Phoenix Industrial Development Authority
Nov 21, 2014 . . . . . . $11,730,000
Multifamily Housing Revenue Bonds, Series 2014A (Yuma Assisted Living Project) (book entry)
Dated Nov 26, 2014.
Due Jan 1, 2018 to 2049.
First coupon Jan 1, 2015.
2022-2049 Callable Jan 1, 2018 at 103.000%, declining to par Jan 1, 2021.
Purchased through negotiation by Lawson Financial Corporation, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 1/1/18 | $115,000 | 5.00% | 5.00% | |
| 1/1/19 | $120,000 | 5.125% | 5.125% | |
| 1/1/20 | $130,000 | 5.25% | 5.25% | |
| 1/1/21 | $135,000 | 5.375% | 5.375% | |
| 1/1/22 | $145,000 | 5.50% | 5.50% | |
| 1/1/23 | $150,000 | 5.625% | 5.625% | |
| 1/1/24 | $160,000 | 5.75% | 5.75% | |
| 1/1/34 | $2,320,000 | 6.35% | 6.35% | |
| 1/1/49 | $8,455,000 | 7.00% | 7.00% |
L.O.: Kutak Rock, Scottsdale, AZ.
ILLINOIS
Bridgeview Village
Nov 21, 2014 . . . . . . $2,860,000
General Obligation Senior Lien Revenue Refunding Bonds, Series 2014C (bank qualified) (book entry)
Dated Dec 15, 2014.
Due Dec 1, 2015 to 2019.
First coupon Jun 1, 2015.
Non-callable.
Purchased through negotiation by George K. Baum & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/15 | $460,000 | 5.00% | 1.30% | |
| 12/1/16 | $550,000 | 5.00% | 1.85% | |
| 12/1/17 | $600,000 | 5.00% | 2.40% | |
| 12/1/18 | $600,000 | 2.375% | 2.65% | |
| 12/1/19 | $650,000 | 2.625% | 2.84% |
L.O.: Louis F. Cainkar, Ltd., Chicago, IL.
Hazel Crest Park District
Nov 20, 2014 . . . . . . $800,000
General Obligation Limited Tax Park Bonds, Series 2014 (bank qualified) (book entry)
Dated Dec 1, 2014.
Due Dec 1, 2015 to 2019.
First coupon Jun 1, 2015.
Non-callable.
Purchased through negotiation by Bernardi Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/15 | $575,000 | 2.50% | 1.20% | |
| 12/1/19 | $225,000 | 3.00% | 2.25% |
L.O.: Louis F. Cainkar, Ltd., Chicago, IL.
KANSAS
Whitewater Public Building Commission
Nov 24, 2014 . . . . . . $995,000
Revenue Refunding and Improvement Bonds, Series 2014 (Wheat State Manor Inc) (bank qualified) (book entry)
Dated Dec 10, 2014.
Due Dec 1, 2015 to 2034.
First coupon Jun 1, 2015.
2019-2034 Callable Dec 1, 2018 at par.
Purchased through negotiation by Central States Capital Markets, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/15 | $40,000 | 1.00% | 1.00% | |
| 12/1/16 | $40,000 | 1.25% | 1.25% | |
| 12/1/17 | $40,000 | 1.50% | 1.50% | |
| 12/1/18 | $40,000 | 1.75% | 1.75% | |
| 12/1/19 | $40,000 | 2.00% | 2.00% | |
| 12/1/20 | $40,000 | 2.25% | 2.25% | |
| 12/1/21 | $40,000 | 2.50% | 2.50% | |
| 12/1/22 | $45,000 | 2.75% | 2.75% | |
| 12/1/23 | $45,000 | 3.00% | 3.00% | |
| 12/1/24 | $45,000 | 3.25% | 3.25% | |
| 12/1/29 | $260,000 | 4.00% | 4.00% | |
| 12/1/34 | $320,000 | 4.50% | 4.50% |
L.O.: Gilmore & Bell, Wichita, KS.
MASSACHUSETTS
Massachusetts
Nov 17, 2014 . . . . . . $34,900,000
General Obligation Bonds Consolidated Loan of 2014 (MassDirect Notes), Series 12 (Limited Tax) (book entry)
Dated Dec 3, 2014.
Due Dec 1, 2017 to 2024.
First coupon Jun 1, 2015.
Non-callable.
Purchased through negotiation by Citigroup Global Markets, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/17 | $230,000 | 2.00% | 0.70% | |
| 12/1/17 | $55,000 | 2.00% | 0.70% | |
| 12/1/17 | $325,000 | 2.00% | 0.71% | |
| 12/1/17 | $16,745,000 | 4.00% | 0.70% | |
| 12/1/17 | $275,000 | 4.00% | 0.71% | |
| 12/1/17 | $10,000 | 4.00% | 0.71% | |
| 12/1/19 | $105,000 | 3.00% | 1.28% | |
| 12/1/19 | $465,000 | 3.00% | 1.28% | |
| 12/1/19 | $950,000 | 3.00% | 1.29% | |
| 12/1/19 | $1,290,000 | 3.00% | 1.29% | |
| 12/1/19 | $50,000 | 3.00% | 1.28% | |
| 12/1/19 | $1,030,000 | 5.00% | 1.28% | |
| 12/1/19 | $500,000 | 5.00% | 1.28% | |
| 12/1/19 | $3,275,000 | 5.00% | 1.29% | |
| 12/1/19 | $5,500,000 | 5.00% | 1.29% | |
| 12/1/19 | $5,000 | 5.00% | 1.28% | |
| 12/1/24 | $415,000 | 3.00% | 2.35% | |
| 12/1/24 | $325,000 | 3.00% | 2.37% | |
| 12/1/24 | $50,000 | 3.00% | 2.38% | |
| 12/1/24 | $50,000 | 3.00% | 2.36% | |
| 12/1/24 | $20,000 | 3.00% | 2.33% | |
| 12/1/24 | $1,055,000 | 5.00% | 2.35% | |
| 12/1/24 | $200,000 | 5.00% | 2.37% | |
| 12/1/24 | $475,000 | 5.00% | 2.38% | |
| 12/1/24 | $500,000 | 5.00% | 2.36% | |
| 12/1/24 | $1,000,000 | 5.00% | 2.33% |
L.O.: Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., Boston, MA.
MICHIGAN
Melvindale (City)
Nov 19, 2014 . . . . . . $2,240,000
Tax Anticipation Notes, Series 2014 (bank qualified) (book entry)
Dated Dec 4, 2014.
Due Sep 1, 2015.
First coupon Sep 1, 2015.
Non-callable.
Purchased through negotiation by Comerica Securities, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/1/15 | $2,240,000 | 2.80% | 1.50% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
Michigan Housing Development Authority
Nov 20, 2014 . . . . . . $3,250,000
Multifamily Housing Revenue Bonds, Series 2014 (The Summit Apartments Project) (book entry)
Dated Nov 1, 2014.
Due May 1, 2016.
First coupon May 1, 2015.
2016-2016 Callable Nov 1, 2015 at par.
Purchased through negotiation by The Sturges Company, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/1/16 | $3,250,000 | 0.45% | 0.45% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
MINNESOTA
Lake Crystal (City)
Nov 21, 2014 . . . . . . $1,540,000
Housing and Health Care Revenue Refunding Bonds (Ecumen - 2nd Century and Owatonna Senior Living Project), Series A (bank qualified) (book entry)
Dated Dec 18, 2014.
Due Sep 1, 2015 to 2023.
First coupon Mar 1, 2015.
2019-2023 Callable Sep 1, 2018 at par.
Purchased through negotiation by Dougherty & Company LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/1/15 | $160,000 | 1.50% | 1.50% | |
| 9/1/16 | $160,000 | 1.75% | 1.75% | |
| 9/1/17 | $160,000 | 2.00% | 2.00% | |
| 9/1/18 | $165,000 | 2.50% | 2.50% | |
| 9/1/19 | $170,000 | 2.75% | 2.75% | |
| 9/1/20 | $170,000 | 3.00% | 3.00% | |
| 9/1/21 | $180,000 | 3.25% | 3.25% | |
| 9/1/22 | $185,000 | 3.50% | 3.50% | |
| 9/1/23 | $190,000 | 3.75% | 3.75% |
L.O.: Briggs & Morgan, Minneapolis, MN.
Lake Crystal (City)
Nov 21, 2014 . . . . . . $6,755,000
Adjustable Rate Housing and Health Care Revenue Refunding Bonds (Ecumen - 2nd Century and Owatonna Senior Living Project), Series A (Mandatory Tender Date: 9/1/2024) (bank qualified) (book entry)
Dated Dec 18, 2014.
Due Sep 1, 2044.
First coupon Mar 1, 2015.
Callable any time at par.
Purchased through negotiation by Dougherty & Company LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/1/44 | $5,255,000 | 4.50% | 4.375% | |
| 9/1/44 | $1,500,000 | 4.375% | 4.375% |
L.O.: Briggs & Morgan, Minneapolis, MN.
MISSISSIPPI
Oxford (City)
Nov 21, 2014 . . . . . . $3,855,000
Water and Sewer Revenue Refunding Bonds, Series 2014 (bank qualified) (book entry)
Dated Dec 11, 2014.
Due Jun 1, 2017 to 2027.
First coupon Jun 1, 2015.
2025-2027 Callable Jun 1, 2024 at par.
Purchased through negotiation by Duncan-Williams, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/1/17 | $185,000 | 1.05% | 1.05% | |
| 6/1/18 | $320,000 | 5.00% | 1.30% | |
| 6/1/19 | $340,000 | 4.00% | 1.55% | |
| 6/1/20 | $350,000 | 4.00% | 1.90% | |
| 6/1/21 | $370,000 | 4.00% | 2.20% | |
| 6/1/22 | $385,000 | 4.00% | 2.40% | |
| 6/1/23 | $405,000 | 4.00% | 2.55% | |
| 6/1/24 | $420,000 | 4.00% | 2.65% | |
| 6/1/25 | $435,000 | 2.75% | 2.75% | |
| 6/1/26 | $450,000 | 2.75% | 2.85% | |
| 6/1/27 | $195,000 | 2.875% | 2.95% |
L.O.: Baker, Donelson, Bearman, Caldwell & Berkowitz, PC, Jackson, MS.
MISSOURI
North St Francois County R-1 School District
Nov 20, 2014 . . . . . . $3,485,000
General Obligation Refunding Bonds, Series 2014A (bank qualified) (book entry)
Dated Dec 16, 2014. Interest accrues Dec 16, 2014.
Due Mar 1, 2020 to 2022.
First coupon Sep 1, 2015.
2020-2022 Callable Mar 1, 2019 at par.
Purchased through negotiation by L.J. Hart & Company, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 3/1/20 | $1,300,000 | 1.70% | 1.70% | MO DD |
| 3/1/21 | $1,285,000 | 2.00% | 2.00% | MO DD |
| 3/1/22 | $900,000 | 2.10% | 2.10% | MO DD |
L.O.: Mickes Goldman O'Toole, LLC, St. Louis, MO.
NEBRASKA
Central Plains Energy Project
Nov 24, 2014 . . . . . . $56,020,000
Gas Supply Revenue Refunding Bonds, Series 2014 (book entry)
Dated Dec 1, 2014.
Due Jun 1, 2015 to 2019.
First coupon Jun 1, 2015.
Non-callable.
Purchased through negotiation by RBC Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/1/15 | $8,375,000 | 3.00% | 0.20% | |
| 6/1/16 | $9,835,000 | 5.00% | 0.56% | |
| 6/1/17 | $11,045,000 | 5.00% | 0.83% | |
| 6/1/18 | $12,590,000 | 5.00% | 1.15% | |
| 6/1/19 | $14,175,000 | 5.00% | 1.54% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
Central Plains Energy Project
Nov 24, 2014 . . . . . . $544,080,000
Adjustable Rate Gas Supply Revenue Refunding Bonds,Series 2014 (Mandatory Tender Date: 12/01/2019) (book entry)
Dated Dec 1, 2014.
Due Aug 1, 2020 to 2039.
First coupon Jun 1, 2015.
Non-callable.
Purchased through negotiation by RBC Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/1/39 | $544,080,000 | 5.00% | 1.69% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
Hampton Village
Nov 21, 2014 . . . . . . $450,000
General Obligation Refunding Bonds, Series 2014 (bank qualified) (book entry)
Dated Dec 22, 2014.
Due Sep 15, 2017 to 2026.
First coupon Mar 15, 2015.
2020-2026 Callable Dec 22, 2019 at par.
Purchased through negotiation by D.A. Davidson & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 9/15/17 | $105,000 | 0.90% | 0.90% | |
| 9/15/20 | $105,000 | 1.80% | 1.80% | |
| 9/15/23 | $115,000 | 2.50% | 2.50% | |
| 9/15/26 | $125,000 | 3.00% | 3.00% |
L.O.: Baird, Holm, LLP, Omaha, NE.
NEW YORK
Albany Industrial Development Agency
Nov 21, 2014 . . . . . . $11,500,000
Multifamily Housing Revenue Bonds, Series 2014A (GNMA Collateralized Mortgage Loan - TMG New York Albany I, LP Project) (Parkview Apartments) (book entry)
Dated Nov 21, 2014.
Due Jun 20, 2056.
First coupon Dec 20, 2014.
2056-2056 Callable Sep 20, 2016 at 110.000%, declining to par Sep 20, 2026.
Privately placed by M & T Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/20/56 | $11,500,000 | 4.10% | 4.10% |
L.O.: Hodgson, Russ LLP, Albany, NY.
OHIO
Mogadore Village
Nov 21, 2014 . . . . . . $500,000
Bond Anticipation Notes, Series 2014A (Limited Tax) (bank qualified) (book entry) $250,000.
Dated Nov 26, 2014.
Due May 26, 2015.
First coupon May 26, 2015.
Non-callable.
Purchased through negotiation by Stifel, Nicolaus & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/26/15 | $250,000 | 2.75% | 1.15% |
Bond Anticipation Notes, Series 2014B (Limited Tax) (bank qualified) (book entry) $250,000.
Dated Nov 26, 2014.
Due Nov 25, 2015.
First coupon Nov 25, 2015.
Non-callable.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/25/15 | $250,000 | 2.25% | 1.20% |
L.O.: Roetzel & Andress, Akron, OH.
Vermilion (City)
Nov 21, 2014 . . . . . . $358,000
Bond Anticipation Notes, Series 2014 (bank qualified) (book entry)
Dated Dec 2, 2014.
Due Aug 20, 2015.
First coupon Aug 20, 2015.
Non-callable.
Purchased through negotiation by Stifel, Nicolaus & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/20/15 | $358,000 | 2.00% | 0.80% |
L.O.: Squire Patton Boggs (US) LLP, Cleveland, OH.
PENNSYLVANIA
Perkasie Regional Authority
Nov 24, 2014 . . . . . . $9,150,000
Water and Sewer Revenue Bonds, Series of 2014 (book entry)
Dated Dec 23, 2014.
Due Feb 1, 2015 to 2027.
First coupon Feb 1, 2015.
2021-2027 Callable Feb 1, 2020 at par.
Purchased through negotiation by PNC Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/1/15 | $205,000 | 2.00% | 0.35% | BAM |
| 2/1/16 | $120,000 | 2.00% | 0.65% | BAM |
| 2/1/17 | $120,000 | 0.90% | 0.90% | BAM |
| 2/1/18 | $125,000 | 2.00% | 1.20% | BAM |
| 2/1/19 | $120,000 | 2.00% | 1.50% | BAM |
| 2/1/20 | $120,000 | 2.00% | 1.80% | BAM |
| 2/1/21 | $120,000 | 2.00% | 2.10% | BAM |
| 2/1/22 | $1,175,000 | 2.375% | 2.40% | BAM |
| 2/1/23 | $1,345,000 | 2.50% | 2.60% | BAM |
| 2/1/24 | $1,385,000 | 2.625% | 2.75% | BAM |
| 2/1/25 | $1,420,000 | 2.75% | 2.90% | BAM |
| 2/1/26 | $1,460,000 | 2.875% | 3.05% | BAM |
| 2/1/27 | $1,435,000 | 3.00% | 3.15% | BAM |
L.O.: Dilworth Paxson, Philadelphia, PA.
TAXABLE ISSUES
UTAH
Utah Housing Corporation
Nov 14, 2014 . . . . . . $20,000,000
Single Family Mortgage Revenue Bonds, Series 2014C (book entry) (Taxable)
Dated Dec 30, 2014.
Due Jul 1, 2015 to 2044.
First coupon Jul 1, 2015.
2025-2044 Callable Jul 1, 2024 at par.
Purchased through negotiation by Zions First National Bank, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/44 | $20,000,000 | 2.70% | 2.70% |
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
