CALIFORNIA
Kern County
Dec 14, 2016 . . . . . . $80,350,000
2016 Refunding Certificates of Participation, Series A (Capital Improvements Projects) (book entry).
Dated Dec 28, 2016.
Due Nov 1, 2017 to 2034.
Callable Nov 1, 2026 at par.
Winning bid: Robert W. Baird, at 103.6899, TIC 3.5457%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $2,930,000 | 5.00% | 1.05% | AGM | |
| 11/1/18 | $3,080,000 | 5.00% | 1.34% | AGM | |
| 11/1/19 | $3,245,000 | 5.00% | 1.70% | AGM | |
| 11/1/20 | $3,405,000 | 5.00% | 1.90% | AGM | |
| 11/1/21 | $3,580,000 | 5.00% | 2.15% | AGM | |
| 11/1/22 | $3,765,000 | 5.00% | 2.35% | AGM | |
| 11/1/23 | $3,965,000 | 5.00% | 2.55% | AGM | |
| 11/1/24 | $4,160,000 | 5.00% | 2.65% | AGM | |
| 11/1/25 | $4,380,000 | 5.00% | 2.80% | AGM | |
| 11/1/26 | $4,600,000 | 5.00% | 2.90% | AGM | |
| 11/1/27 | $4,785,000 | 3.00% | 3.00% | AGM | |
| 11/1/28 | $4,935,000 | 3.125% | 3.20% | AGM | |
| 11/1/29 | $5,095,000 | 3.25% | 3.40% | AGM | |
| 11/1/30 | $5,275,000 | 3.50% | 3.60% | AGM | |
| 11/1/31 | $5,465,000 | 3.625% | 3.80% | AGM | |
| 11/1/32 | $5,665,000 | 3.75% | 3.85% | AGM | |
| 11/1/34 | $12,020,000 | 4.00% | 4.00% | AGM |
Other managers: CL King & Associates, Edward Jones, Crews & Associates, Inc., WNJ Capital, Ross, Sinclaire & Associates, Inc., Sierra Pacific Securities, Alamo Capital, R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., FTN Financial Capital Markets, Loop Capital Markets, LLC, SumRidge Partners, LLC, Wayne Hummer & Co., First Empire Securities, Northland Securities, Inc., Rafferty Capital Markets LLC, UMB Bank, N.A.., Bank of New York Mellon Capital Markets, LLC, FMSbonds, Inc., D.A. Davidson & Co., Midland Securities Ltd, IFS Securities.
L.O.: Stradling, Yocca, Carlson & Rauth, Sacramento, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Citigroup, TIC 3.6457%
Wells Fargo Secs, TIC 3.685%
Morgan Stanley, TIC 3.6992%
BA Merrill Lynch, TIC 3.7775%
KENTUCKY
Highland Heights (City)
Dec 14, 2016 . . . . . . $4,915,000
General Obligation Refunding Bonds, Series 2017 (bank qualified) (book entry).
Dated Jan 4, 2017.
Due Dec 1, 2017 to 2038.
Callable Dec 1, 2026 at par.
Winning bid: Robert W. Baird, at 100.3162, TIC 3.2866%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $155,000 | 3.00% | 1.20% | BAM | |
| 12/1/18 | $160,000 | 3.00% | 1.40% | BAM | |
| 12/1/19 | $165,000 | 3.00% | 1.65% | BAM | |
| 12/1/20 | $175,000 | 3.00% | 1.85% | BAM | |
| 12/1/21 | $180,000 | 3.00% | 2.05% | BAM | |
| 12/1/22 | $185,000 | 3.00% | 2.20% | BAM | |
| 12/1/23 | $190,000 | 3.00% | 2.30% | BAM | |
| 12/1/24 | $195,000 | 3.00% | 2.40% | BAM | |
| 12/1/25 | $200,000 | 3.00% | 2.50% | BAM | |
| 12/1/26 | $210,000 | 3.00% | 2.60% | BAM | |
| 12/1/27 | $215,000 | 3.00% | 2.70% | BAM | |
| 12/1/28 | $220,000 | 3.00% | 2.80% | BAM | |
| 12/1/29 | $225,000 | 3.25% | 2.90% | BAM | |
| 12/1/30 | $235,000 | 3.25% | 3.00% | BAM | |
| 12/1/31 | $245,000 | 3.25% | 3.10% | BAM | |
| 12/1/32 | $250,000 | 3.375% | 3.20% | BAM | |
| 12/1/35 | $810,000 | 3.375% | 3.45% | BAM | |
| 12/1/38 | $900,000 | 3.625% | 3.70% | BAM |
Other managers: Duncan-Williams, Inc., CL King & Associates, Crews & Associates, Inc., Edward Jones, Loop Capital Markets, LLC, WNJ Capital, PNC Capital Markets, Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, First Kentucky Securities Corp., Cronin & Co., Inc., Isaak Bond Investments, Inc., Oppenheimer & Co., Inc., SumRidge Partners, LLC, Wayne Hummer & Co., Sierra Pacific Securities, Alamo Capital, IFS Securities, Wedbush Securities Inc., First Empire Securities, Rafferty Capital Markets LLC, W.H. Mell Associates, Inc., Dougherty & Company LLC, FMSbonds, Inc..
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Stifel Nicolaus, TIC 3.3475%
FTN Fin Cap Mkts, TIC 3.3944%
J.J.B. Hilliard, TIC 3.3976%
MASSACHUSETTS
Arlington (Town)
Dec 14, 2016 . . . . . . $4,000,000
General Obligation Bond Anticipation Notes (new money).
Dated Dec 21, 2016.
Due Dec 8, 2017.
Purchased $4,000,000.00 by Century Bk, at 1.4%, plus $9,800.00, effective rate 1.1458%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.179%
TD Securities, Effective Rate 1.2768%
Jefferies, Effective Rate 1.3816%
NEBRASKA
Omaha Public School District No. 001
Dec 14, 2016 . . . . . . $141,000,000
General Obligation Bonds, Series 2016 (book entry).
Dated Dec 30, 2016.
Due Dec 15, 2025 to 2040.
Callable Dec 15, 2026 at par.
Winning bid: BA Merrill Lynch, at n/a, TIC 3.5116%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/25 | $6,235,000 | 5.00% | 2.40% | ||
| 12/15/26 | $6,545,000 | 5.00% | 2.50% | ||
| 12/15/27 | $6,875,000 | 5.00% | 2.58% | ||
| 12/15/28 | $7,215,000 | 5.00% | 2.65% | ||
| 12/15/29 | $7,580,000 | 5.00% | 2.73% | ||
| 12/15/30 | $7,880,000 | 5.00% | 2.79% | ||
| 12/15/31 | $8,195,000 | 5.00% | 2.86% | ||
| 12/15/32 | $8,525,000 | 5.00% | 2.93% | ||
| 12/15/33 | $8,825,000 | 3.25% | 3.30% | ||
| 12/15/34 | $9,175,000 | 5.00% | 3.06% | ||
| 12/15/35 | $9,540,000 | 3.625% | 3.72% | ||
| 12/15/36 | $9,925,000 | 3.75% | 3.77% | ||
| 12/15/37 | $10,320,000 | 4.00% | 3.60% | ||
| 12/15/38 | $10,835,000 | 4.00% | 3.64% | ||
| 12/15/39 | $11,380,000 | 4.00% | 3.66% | ||
| 12/15/40 | $11,950,000 | 4.00% | 3.62% |
L.O.: Baird, Holm, LLP, Omaha, NE.
F.A.: Ameritas Investment Corp., Omaha, NE.
Other bidders were:
Citigroup, TIC 3.512%
Morgan Stanley, TIC 3.5239%
Wells Fargo Secs, TIC 3.5309%
Raymond James, TIC 3.5428%
JPMorgan, TIC 3.5464%
Piper Jaffray, TIC 3.5545%
Robert W. Baird, TIC 3.6797%
NEW JERSEY
Essex Fells Borough
Dec 13, 2016 . . . . . . $1,486,750
Bond Anticipation Note (bank qualified).
Dated Dec 21, 2016.
Due Dec 20, 2017.
Purchased $1,486,750.00 by TD Bank, N.A., at 1.39%, effective rate 1.39%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.816%
Oppenheimer, Effective Rate 1.914%
Maplewood Township
Dec 14, 2016 . . . . . . $200,000
Bond Anticipation Note (bank qualified).
Dated Dec 22, 2016.
Due Dec 22, 2017.
Purchased $200,000.00 by Passaic Vly Wtr Comm, at 1.4998%, effective rate 1.4998%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 1.58%
Roosevelt & Cross, Effective Rate 2.015%
Pleasantville (City)
Dec 14, 2016 . . . . . . $815,000
Emergency Notes of 2016, Series A (bank qualified).
Dated Dec 22, 2016.
Due Dec 21, 2017.
Purchased $815,000.00 by Sturdy Savings Bk, at 1.23%, effective rate 1.23%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Passaic Vly Wtr Comm, Effective Rate 1.49%
Roosevelt & Cross, Effective Rate 1.705%
Oppenheimer, Effective Rate 2.4942%
NEW YORK
Montgomery County
Dec 14, 2016 . . . . . . $320,000
Bond Anticipation Notes (bank qualified).
Dated Dec 28, 2016.
Due Dec 28, 2017.
Purchased $320,000.00 by NBT Bank, at 1.48%, effective rate 1.48%.
L.O.: Roemer, Wallens & Mineaux, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.63%
Roosevelt & Cross, Effective Rate 1.7831%
Bank of Greene Co, Effective Rate 1.84%
Oppenheimer, Effective Rate 2.9559%
New Hyde Park Village
Dec 14, 2016 . . . . . . $1,200,000
Public Improvement Serial Bonds-2016 (bank qualified) (book entry).
Dated Dec 28, 2016.
Due Aug 15, 2018 to 2029.
Callable Aug 15, 2024 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 2.5149%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/18 | $100,000 | 2.25% | 1.15% | ||
| 8/15/19 | $100,000 | 2.25% | 1.35% | ||
| 8/15/20 | $100,000 | 2.25% | 1.50% | ||
| 8/15/21 | $100,000 | 2.375% | 1.75% | ||
| 8/15/22 | $100,000 | 2.375% | 1.90% | ||
| 8/15/23 | $100,000 | 2.375% | 2.00% | ||
| 8/15/24 | $100,000 | 2.375% | 2.15% | ||
| 8/15/25 | $100,000 | 2.375% | 2.30% | ||
| 8/15/26 | $100,000 | 2.50% | 2.45% | ||
| 8/15/27 | $100,000 | 2.625% | 2.55% | ||
| 8/15/28 | $100,000 | 2.75% | 2.65% | ||
| 8/15/29 | $100,000 | 2.75% | 2.75% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC, Edward Jones, R. Seelaus & Co., Inc., Intercoastal Capital Markets, Inc., Oppenheimer & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Robert W. Baird, NIC 2.6709%
Bernardi Securities, NIC 2.8116%
Bank of Greene Co, NIC 2.99%
New Windsor (Town)
Dec 14, 2016 . . . . . . $5,885,000
Bond Anticipation Notes for Various Purposes-2016 (bank qualified).
Dated Dec 29, 2016.
Due Mar 30, 2017.
Purchased $5,885,000.00 by JPMorgan Chase, at 1.23%, effective rate 1.23%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 1.3354%
Jefferies, Effective Rate 1.4802%
Oppenheimer, Effective Rate 1.9445%
OHIO
Bay Village City School District
Dec 13, 2016 . . . . . . $9,820,000
General Obligation (Unlimited Tax) School Improvement Refunding Bonds, Series 2016 (bank qualified) (book entry).
Dated Dec 30, 2016.
Due Dec 1, 2017 to 2025.
Callable Dec 1, 2021 at par.
Winning bid: Fifth Third Secs, at 100.8956, TIC 2.053%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $725,000 | 2.00% | 1.05% | ||
| 12/1/18 | $1,030,000 | 2.00% | 1.25% | ||
| 12/1/19 | $1,065,000 | 2.00% | 1.45% | ||
| 12/1/20 | $1,110,000 | 3.00% | 1.60% | ||
| 12/1/21 | $1,135,000 | 2.00% | 1.70% | ||
| 12/1/22 | $1,155,000 | 2.00% | 1.80% | ||
| 12/1/23 | $1,175,000 | 2.00% | 1.95% | ||
| 12/1/24 | $1,200,000 | 2.25% | 2.05% | ||
| 12/1/25 | $1,225,000 | 2.50% | 2.15% |
L.O.: Squire Patton Boggs (US) LLP, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Janney Montgomery, TIC 2.0716%
FTN Fin Cap Mkts, TIC 2.0733%
Stifel Nicolaus, TIC 2.1573%
Robert W. Baird, TIC 2.162%
Northland Securities, TIC 2.2466%
City Securities, TIC 2.2475%
Rossford Exempted Village School District
Dec 14, 2016 . . . . . . $9,950,000
School Facilities Construction and Improvement Notes, Series 2016 (General Obligation-Unlimited Tax) (bank qualified) (book entry).
Dated Dec 28, 2016.
Due Jun 19, 2017.
Purchased $9,950,000.00 by PNC Bank, at 1.1%, effective rate 1.1%.
L.O.: Bricker & Eckler, LLP, Columbus, OH.
F.A.: Rockmill Financial Consulting, LLC, Lancaster, OH.
Other bidders were:
Huntington Invest, Effective Rate 1.4479%
RBC Capital Mkts, Effective Rate 1.5274%
KeyBanc Cap Mkts, Effective Rate 1.5611%
Fifth Third Secs, Effective Rate 1.5794%
Stifel Nicolaus, Effective Rate 1.6147%
Oppenheimer, Effective Rate 1.7799%
William Blair, Effective Rate 2.3432%
TENNESSEE
Williamson County
Dec 14, 2016 . . . . . . $9,180,000
General Obligation Refunding Bonds, Series 2017 (book entry).
Dated Jan 4, 2017.
Due Apr 1, 2018 to 2022.
Non-callable.
Winning bid: Fidelity Capital, at 104.9832, TIC 1.6472%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/18 | $1,675,000 | 5.00% | 1.05% | ||
| 4/1/19 | $1,810,000 | 5.00% | 1.31% | ||
| 4/1/20 | $1,835,000 | 5.00% | 1.50% | ||
| 4/1/21 | $1,905,000 | 2.00% | 1.72% | ||
| 4/1/22 | $1,955,000 | 2.00% | 1.87% |
Other managers: Jefferies LLC, Morgan Stanley & Co., Inc., Raymond James & Associates, Inc., Duncan-Williams, Inc., Avondale Partners, LLC, Ramirez & Co., Inc..
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Stephens Inc., Nashville, TN.
Other bidders were:
Janney Montgomery, TIC 1.667%
FTN Fin Cap Mkts, TIC 1.674%
Hutchinson Shockey, TIC 1.6748%
JPMorgan, TIC 1.6803%
Piper Jaffray, TIC 1.6867%
Robert W. Baird, TIC 1.7157%
SunTrust Robinson, TIC 1.7306%
Hilltop Securities, TIC 1.752%
BA Merrill Lynch, TIC 1.9451%
TEXAS
Harris County Municipal Utility District No. 433
Dec 14, 2016 . . . . . . $9,995,000
Unlimited Tax Bonds, Series 2017 (book entry).
Dated Jan 1, 2017.
Due Sep 1, 2017 to 2041.
Callable Sep 1, 2024 at par.
Winning bid: SAMCO Cap Mkts, at 97.5813, NIC 3.8691%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $100,000 | 5.00% | 1.10% | AGM | |
| 9/1/18 | $100,000 | 5.00% | 1.65% | AGM | |
| 9/1/19 | $100,000 | 5.00% | 1.90% | AGM | |
| 9/1/20 | $100,000 | 5.00% | 2.10% | AGM | |
| 9/1/21 | $300,000 | 5.00% | 2.35% | AGM | |
| 9/1/22 | $315,000 | 3.00% | 2.50% | AGM | |
| 9/1/23 | $325,000 | 3.00% | 2.70% | AGM | |
| 9/1/24 | $340,000 | 3.00% | 2.90% | AGM | |
| 9/1/25 | $350,000 | 3.00% | 3.05% | AGM | |
| 9/1/26 | $365,000 | 3.00% | 3.20% | AGM | |
| 9/1/27 | $375,000 | 3.00% | 3.30% | AGM | |
| 9/1/28 | $375,000 | 3.125% | 3.40% | AGM | |
| 9/1/29 | $375,000 | 3.25% | 3.50% | AGM | |
| 9/1/30 | $400,000 | 3.25% | 3.55% | AGM | |
| 9/1/32 | $850,000 | 3.50% | 3.70% | AGM | |
| 9/1/33 | $425,000 | 3.50% | 3.75% | AGM | |
| 9/1/35 | $850,000 | 3.75% | 3.90% | AGM | |
| 9/1/37 | $950,000 | 3.75% | 4.00% | AGM | |
| 9/1/39 | $1,125,000 | 4.00% | 4.068% | AGM | |
| 9/1/41 | $1,875,000 | 4.00% | 4.081% | AGM |
Other managers: Crews & Associates, Inc., Coastal Securities Corp., WNJ Capital, M. E. Allison & Co., Inc., Ross, Sinclaire & Associates LLC, Intercoastal Capital Markets, Inc., Ramirez & Co., Inc., Loop Capital Markets, LLC, Hilltop Securities Inc., Sierra Pacific Securities, Wells Nelson & Associates, LLC.
L.O.: Norton Rose Fulbright US LLP, Houston, TX; and State Attorney General.
F.A.: Public Finance Group LLC, Austin, TX.
Other bidders were:
Robert W. Baird, NIC 3.8755%
Raymond James, NIC 3.8902%
BA Merrill Lynch, NIC 3.9697%
Hutchinson Shockey, NIC 4.0202%
Paloma Lake Municipal Utility District No. 2
Dec 14, 2016 . . . . . . $2,970,000
Unlimited Tax Bonds, Series 2017 (bank qualified) (book entry).
Dated Dec 15, 2016.
Due Sep 1, 2019 to 2041.
Callable Sep 1, 2024 at par.
Winning bid: Raymond James, at 97.3777, NIC 3.8275%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/19 | $80,000 | 2.00% | 1.85% | NPFGC | |
| 9/1/20 | $80,000 | 2.00% | 2.00% | NPFGC | |
| 9/1/22 | $175,000 | 2.50% | 2.50% | NPFGC | |
| 9/1/24 | $190,000 | 3.00% | 2.85% | NPFGC | |
| 9/1/26 | $205,000 | 3.25% | 3.10% | NPFGC | |
| 9/1/28 | $225,000 | 3.50% | 3.30% | NPFGC | |
| 9/1/30 | $245,000 | 3.50% | 3.50% | NPFGC | |
| 9/1/33 | $405,000 | 3.625% | 3.625% | NPFGC | |
| 9/1/34 | $145,000 | 3.50% | 3.65% | NPFGC | |
| 9/1/35 | $155,000 | 3.625% | 3.70% | NPFGC | |
| 9/1/36 | $160,000 | 3.625% | 3.80% | NPFGC | |
| 9/1/37 | $165,000 | 3.75% | 3.85% | NPFGC | |
| 9/1/38 | $175,000 | 3.75% | 3.90% | NPFGC | |
| 9/1/41 | $565,000 | 4.00% | 4.10% | NPFGC |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 3.8848%
Hutchinson Shockey, NIC 3.9156%
Northland Securities, NIC 3.9237%
Hilltop Securities, NIC 3.9834%
Stifel Nicolaus, NIC 4.0044%
