ARKANSAS
Russellville School District No. 14 of Pope County
Nov 2, 2016 . . . . . . $2,840,000
Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 6, 2016.
Due Feb 1, 2018 to 2038.
Callable Feb 1, 2022 at par.
Winning bid: FTN Fin Cap Mkts, at 98.1082, TIC 2.6709%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/19 | $210,000 | 1.20% | 1.20% | ||
| 2/1/21 | $230,000 | 1.40% | 1.40% | ||
| 2/1/24 | $365,000 | 1.65% | 1.65% | ||
| 2/1/27 | $385,000 | 1.90% | 1.90% | ||
| 2/1/30 | $410,000 | 2.30% | 2.30% | ||
| 2/1/33 | $435,000 | 2.55% | 2.55% | ||
| 2/1/35 | $310,000 | 2.75% | 2.75% | ||
| 2/1/38 | $495,000 | 3.00% | 3.00% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Fayetteville, AR; and Stephens Inc., Little Rock, AR.
Other bidders were:
Raymond James, TIC 2.6722%
SunTrust Robinson, TIC 2.6953%
Crews & Associates, TIC 2.721%
Ross Sinclaire, TIC 2.8216%
CALIFORNIA
Lakeside Union School District
Nov 2, 2016 . . . . . . $17,815,000
2016 Refunding General Obligation Bonds (book entry).
Dated Nov 30, 2016.
Due Aug 1, 2017 to 2033.
Callable Aug 1, 2026 at par.
Winning bid: JPMorgan, at 110.5645, TIC 2.8526%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $360,000 | 2.00% | 0.75% | ||
| 8/1/20 | $500,000 | 4.00% | 1.10% | ||
| 8/1/21 | $510,000 | 5.00% | 1.20% | ||
| 8/1/22 | $690,000 | 5.00% | 1.30% | ||
| 8/1/23 | $895,000 | 5.00% | 1.44% | ||
| 8/1/24 | $110,000 | 5.00% | 1.60% | ||
| 8/1/25 | $115,000 | 5.00% | 1.76% | ||
| 8/1/26 | $120,000 | 5.00% | 1.90% | ||
| 8/1/27 | $125,000 | 5.00% | 2.02% | ||
| 8/1/28 | $1,570,000 | 5.00% | 2.12% | ||
| 8/1/29 | $1,785,000 | 5.00% | 2.22% | ||
| 8/1/30 | $2,315,000 | 4.00% | 2.59% | ||
| 8/1/31 | $2,570,000 | 4.00% | 2.66% | ||
| 8/1/32 | $2,895,000 | 3.00% | 3.05% | ||
| 8/1/33 | $3,255,000 | 3.00% | 3.10% |
In association with: Estrada Hinojosa & Company, Inc..
In association with: Academy Securities Inc..
L.O.: Jones Hall, San Francisco, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
Citigroup, TIC 2.8704%
Morgan Stanley, TIC 2.9296%
Raymond James, TIC 2.9462%
Robert W. Baird, TIC 2.9532%
CONNECTICUT
Derby (City)
Nov 2, 2016 . . . . . . $7,850,000
Bond Anticipation Notes (bank qualified).
Dated Nov 15, 2016.
Due Aug 14, 2017.
Purchased $7,850,000.00 by TD Bank, N.A., at 0.93%, effective rate 0.93%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.974%
Jefferies, Effective Rate 1.0688%
Rocky Hill (Town)
Nov 2, 2016 . . . . . . $29,000,000
General Obligation Bond Anticipation Notes (book entry).
Dated Nov 17, 2016.
Due Jun 22, 2017.
Purchased $29,000,000.00 by TD Securities, at 1.5%, plus $122,089.99, effective rate 0.7951%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Glastonbury, CT.
Other bidders were:
Jefferies, Effective Rate 0.7989%
JPMorgan, Effective Rate 0.8363%
Eastern Bk Cap Mkts, Effective Rate 0.889%
Morgan Stanley, Effective Rate 0.8899%
Eastern Bk Cap Mkts, Effective Rate 0.894%
Eastern Bk Cap Mkts, Effective Rate 0.934%
Piper Jaffray, Effective Rate 0.982%
DELAWARE
Milford (City)
Nov 2, 2016 . . . . . . $8,065,000
General Obligation Bonds, Series of 2016 (bank qualified) (book entry).
Dated Dec 6, 2016.
Due Jan 1, 2018 to 2037.
Callable Jan 1, 2022 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.1404%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/18 | $160,000 | 2.00% | 0.85% | ||
| 1/1/19 | $400,000 | 2.00% | 0.95% | ||
| 1/1/20 | $405,000 | 2.00% | 1.05% | ||
| 1/1/21 | $415,000 | 2.00% | 1.15% | ||
| 1/1/22 | $425,000 | 2.00% | 1.25% | ||
| 1/1/23 | $435,000 | 2.00% | 1.35% | ||
| 1/1/24 | $440,000 | 2.00% | 1.45% | ||
| 1/1/25 | $450,000 | 2.00% | 1.55% | ||
| 1/1/26 | $460,000 | 2.00% | 1.65% | ||
| 1/1/27 | $470,000 | 2.00% | 1.75% | ||
| 1/1/28 | $475,000 | 2.00% | 1.85% | ||
| 1/1/29 | $490,000 | 2.00% | 2.00% | ||
| 1/1/30 | $495,000 | 2.05% | 2.05% | ||
| 1/1/31 | $505,000 | 2.15% | 2.15% | ||
| 1/1/32 | $510,000 | 2.25% | 2.25% | ||
| 1/1/33 | $290,000 | 2.35% | 2.35% | ||
| 1/1/34 | $300,000 | 2.40% | 2.40% | ||
| 1/1/35 | $305,000 | 2.45% | 2.45% | ||
| 1/1/36 | $315,000 | 2.50% | 2.50% | ||
| 1/1/37 | $320,000 | 2.55% | 2.55% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, CL King & Associates, Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., Oppenheimer & Co., Inc., Edward Jones, Loop Capital Markets, LLC, Davenport & Company LLC, WNJ Capital, Northland Securities, Inc., Crews & Associates, Inc., Sierra Pacific Securities, Duncan-Williams, Inc., R. Seelaus & Co., Inc., Alamo Capital, Bernardi Securities, Inc., W.H. Mell Associates, Inc., SumRidge Partners, LLC, Rafferty Capital Markets LLC, UMB Bank, N.A.., First Empire Securities, Wayne Hummer & Co., IFS Securities, Dougherty & Company LLC, FMSbonds, Inc., Boenning & Scattergood, Inc..
L.O.: Dinsmore & Shohl LLP, Philadelphia, PA.
F.A.: Public Financial Management, Inc., Malvern, PA.
Other bidders were:
Piper Jaffray, TIC 2.2027%
FTN Fin Cap Mkts, TIC 2.2677%
Janney Montgomery, TIC 2.3923%
Wells Fargo Secs, TIC 2.4492%
Raymond James, TIC 2.4601%
BOK Fin Secs, TIC 2.4914%
ILLINOIS
Arlington Heights Township High School District No. 214
Nov 2, 2016 . . . . . . $8,815,000
General Obligation Limited Refunding School Bonds, Series 2016 (bank qualified) (book entry).
Dated Nov 21, 2016.
Due Dec 1, 2017 to 2026.
Callable Dec 1, 2024 at par.
Winning bid: Mesirow Financial, at n/a, TIC 1.9614%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $185,000 | 2.00% | 0.99% | ||
| 12/1/18 | $170,000 | 2.00% | 1.16% | ||
| 12/1/19 | $135,000 | 3.00% | 1.28% | ||
| 12/1/20 | $465,000 | 3.00% | 1.39% | ||
| 12/1/21 | $1,345,000 | 3.00% | 1.50% | ||
| 12/1/22 | $1,360,000 | 3.00% | 1.60% | ||
| 12/1/23 | $1,360,000 | 3.00% | 1.70% | ||
| 12/1/24 | $1,355,000 | 3.00% | 1.80% | ||
| 12/1/25 | $1,205,000 | 3.00% | 2.00% | ||
| 12/1/26 | $1,235,000 | 3.00% | 2.10% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
BOK Fin Secs, TIC 1.9635%
Robert W. Baird, TIC 2.008%
FTN Fin Cap Mkts, TIC 2.0343%
KeyBanc Cap Mkts, TIC 2.0426%
INDIANA
Center Township
Nov 2, 2016 . . . . . . $2,425,000
General Obligation Bonds, Series 2016 (bank qualified) (book entry).
Dated Nov 15, 2016.
Due Jun 30, 2017 to Dec 30, 2026.
Non-callable.
Winning bid: Horizon Bank, at n/a, NIC 2.0%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/30/17 | $95,000 | 2.00% | NRO | ||
| 12/30/17 | $105,000 | 2.00% | NRO | ||
| 6/30/18 | $110,000 | 2.00% | NRO | ||
| 12/30/18 | $110,000 | 2.00% | NRO | ||
| 6/30/19 | $110,000 | 2.00% | NRO | ||
| 12/30/19 | $115,000 | 2.00% | NRO | ||
| 6/30/20 | $115,000 | 2.00% | NRO | ||
| 12/30/20 | $115,000 | 2.00% | NRO | ||
| 6/30/21 | $120,000 | 2.00% | NRO | ||
| 12/30/21 | $120,000 | 2.00% | NRO | ||
| 6/30/22 | $120,000 | 2.00% | NRO | ||
| 12/30/22 | $125,000 | 2.00% | NRO | ||
| 6/30/23 | $125,000 | 2.00% | NRO | ||
| 12/30/23 | $130,000 | 2.00% | NRO | ||
| 6/30/24 | $130,000 | 2.00% | NRO | ||
| 12/30/24 | $130,000 | 2.00% | NRO | ||
| 6/30/25 | $135,000 | 2.00% | NRO | ||
| 12/30/25 | $135,000 | 2.00% | NRO | ||
| 6/30/26 | $140,000 | 2.00% | NRO | ||
| 12/30/26 | $140,000 | 2.00% | NRO |
L.O.: Taft, Stettinius & Hollister LLP, Chicago, IL.
F.A.: Cender and Company, L.L.C., Merrillville, IN.
Other bidders were:
J.J.B. Hilliard, NIC 2.4273%
First Merchants Bank, NIC 2.6955%
Hamilton Southeastern Schools
Nov 2, 2016 . . . . . . $5,500,000
General Obligation Bonds of 2016B (Indiana State Intercept Program) (book entry).
Dated Nov 22, 2016.
Due Jun 30, 2017 to Dec 31, 2017.
Non-callable.
Winning bid: George K. Baum, at n/a, NIC 0.8987%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/30/17 | $2,750,000 | 3.00% | 0.77% | ||
| 12/31/17 | $2,750,000 | 3.00% | 0.86% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Educational Services Company, Indianapolis, IN.
Other bidders were:
City Securities, NIC 1.0495%
Regions Cap Adv, NIC 1.25%
J.J.B. Hilliard, NIC 1.4556%
South Montgomery Community School Corporation
Nov 1, 2016 . . . . . . $2,000,000
General Obligation Bonds of 2016 (bank qualified) (book entry).
Dated Nov 17, 2016.
Due Jun 30, 2017 to Dec 31, 2017.
Non-callable.
Winning bid: City Securities, at 100.3905, NIC 1.5516%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/30/17 | $1,000,000 | 2.00% | 1.10% | ||
| 12/31/17 | $1,000,000 | 2.00% | 1.20% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Educational Services Company, Indianapolis, IN.
Other bidders were:
Oppenheimer, NIC 1.6222%
J.J.B. Hilliard, NIC 1.7703%
George K. Baum, NIC 1.795%
IOWA
Ottumwa (City)
Nov 1, 2016 . . . . . . $1,400,000
General Obligation Bonds, Series 2016A (bank qualified) (book entry).
Dated Nov 30, 2016.
Due Jun 1, 2018 to 2026.
Callable Jun 1, 2023 at par.
Winning bid: UMB Bank, at n/a, TIC 1.5584%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/21 | $285,000 | 1.15% | 1.15% | ||
| 6/1/22 | $160,000 | 1.50% | 1.25% | ||
| 6/1/23 | $160,000 | 1.80% | 1.35% | ||
| 6/1/24 | $170,000 | 1.80% | 1.40% | ||
| 6/1/25 | $180,000 | 1.90% | 1.45% | ||
| 6/1/26 | $445,000 | 2.00% | 1.50% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Northland Securities, TIC 1.8541%
Robert W. Baird, TIC 1.8813%
Bernardi Securities, TIC 1.9004%
Raymond James, TIC 1.9366%
Radcliffe
Nov 1, 2016 . . . . . . $600,000
General Obligation Corporate Purpose Bonds, Sweries 2016 (bank qualified) (book entry).
Dated Dec 1, 2016.
Due Jun 1, 2018 to 2036.
Callable Jun 1, 2025 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.393%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/21 | $105,000 | 1.00% | 1.00% | ||
| 6/1/25 | $120,000 | 1.50% | 1.50% | ||
| 6/1/29 | $120,000 | 2.00% | 2.00% | ||
| 6/1/33 | $140,000 | 2.50% | 2.50% | ||
| 6/1/36 | $115,000 | 3.00% | 3.00% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Northland Securities, TIC 2.8916%
Hutchinson Shockey, TIC 3.3306%
KENTUCKY
Allen County School District Finance Corp
Nov 1, 2016 . . . . . . $810,000
School Building Refunding Revenue Bonds, Series of 2016 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Jun 1, 2017 to Dec 1, 2026.
Non-callable.
Winning bid: J.J.B. Hilliard, at 99.0000, NIC 2.2331%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/26 | $810,000 | 2.05% | 2.05% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Northern Kentucky Water District
Nov 2, 2016 . . . . . . $41,905,000
Refunding Revenue Bonds, Series 2016 (book entry).
Dated Nov 22, 2016.
Due Feb 1, 2017 to 2031.
Callable Aug 1, 2026 at par.
Winning bid: Piper Jaffray, at 112.2513, TIC 2.3225%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $2,455,000 | 5.00% | 0.85% | ||
| 2/1/18 | $1,910,000 | 5.00% | 1.02% | ||
| 2/1/19 | $2,005,000 | 5.00% | 1.05% | ||
| 2/1/20 | $2,380,000 | 5.00% | 1.18% | ||
| 2/1/21 | $2,325,000 | 5.00% | 1.37% | ||
| 2/1/22 | $2,450,000 | 5.00% | 1.50% | ||
| 2/1/23 | $2,685,000 | 5.00% | 1.63% | ||
| 2/1/24 | $2,715,000 | 5.00% | 1.78% | ||
| 2/1/25 | $2,865,000 | 5.00% | 1.92% | ||
| 2/1/26 | $3,015,000 | 5.00% | 2.07% | ||
| 2/1/27 | $3,170,000 | 5.00% | 2.20% | ||
| 2/1/28 | $3,300,000 | 3.00% | 2.60% | ||
| 2/1/29 | $3,425,000 | 4.00% | 2.46% | ||
| 2/1/30 | $3,545,000 | 3.00% | 2.81% | ||
| 2/1/31 | $3,660,000 | 3.00% | 2.91% |
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Mesirow Financial, TIC 2.3305%
Wells Fargo Secs, TIC 2.3337%
Citigroup, TIC 2.3405%
Hutchinson Shockey, TIC 2.3557%
BA Merrill Lynch, TIC 2.3856%
JPMorgan, TIC 2.4037%
Fifth Third Secs, TIC 2.4119%
Raymond James, TIC 2.5171%
Robert W. Baird, TIC 2.6813%
J.J.B. Hilliard, TIC 2.6921%
MASSACHUSETTS
Dennis (Town)
Nov 2, 2016 . . . . . . $4,935,000
General Obligation Municipal Purpose Loan of 2016 Bonds (bank qualified) (book entry).
Dated Nov 17, 2016.
Due Nov 1, 2017 to 2031.
Callable Nov 1, 2026 at par.
Winning bid: FTN Fin Cap Mkts, at 103.0440, TIC 1.4898%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $10,000 | 2.00% | 0.85% | ||
| 11/1/18 | $495,000 | 2.00% | 0.85% | ||
| 11/1/19 | $500,000 | 2.00% | 0.95% | ||
| 11/1/20 | $505,000 | 2.00% | 1.04% | ||
| 11/1/21 | $505,000 | 2.00% | 1.10% | ||
| 11/1/22 | $645,000 | 2.00% | 1.20% | ||
| 11/1/23 | $635,000 | 2.00% | 1.35% | ||
| 11/1/24 | $495,000 | 2.00% | 1.45% | ||
| 11/1/25 | $480,000 | 2.00% | 1.55% | ||
| 11/1/26 | $295,000 | 2.00% | 1.65% | ||
| 11/1/31 | $370,000 | 2.00% | 2.00% |
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Cantor Fitzgerald, TIC 1.4949%
Robert W. Baird, TIC 1.4989%
Fidelity Capital, TIC 1.5548%
SunTrust Robinson, TIC 1.5641%
Raymond James, TIC 1.5711%
UBS Financial Svcs, TIC 1.7012%
NEW JERSEY
Avon-by-the-Sea Borough
Nov 2, 2016 . . . . . . $148,775
Special Emergency Notes (bank qualified).
Dated Nov 9, 2016.
Due Nov 8, 2017.
Purchased $148,780.00 by East Brunswick Twp, at 1.249%, effective rate 1.249%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Wells Fargo Bk, Effective Rate 1.32%
Investors Savings Bk, Effective Rate 1.9%
Freehold Township
Nov 2, 2016 . . . . . . $12,594,000
Bond Anticipation Notes, Series 2016 consisting $10,000,000 General Improvement and $2,594,000 Water/Sewer Utility (book entry).
Dated Nov 17, 2016.
Due Nov 17, 2017.
Purchased $12,594,000.00 by TD Securities, at 2.25%, plus $171,026.51, effective rate 0.892%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Jefferies, Effective Rate 0.905%
JPMorgan, Effective Rate 0.948%
Oppenheimer, Effective Rate 1.135%
Haddon Township
Nov 2, 2016 . . . . . . $7,732,000
Bond Anticipation Notes of 2016, Series A (bank qualified).
Dated Nov 8, 2016.
Due Nov 7, 2017.
Purchased $7,732,000.00 by First Colonial, at 0.72%, effective rate 0.72%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0607%
TD Bank, N.A., Effective Rate 1.08%
Jefferies, Effective Rate 1.097%
Harvey Cedars Borough
Nov 2, 2016 . . . . . . $2,094,328
$999,895 General Improvement Bond Anticipation Notes and $1,1,094,433 Water Utility Bond Anticipation Notes (bank qualified).
Dated Nov 11, 2016.
Due Nov 10, 2017.
Purchased $2,094,330.00 by Amboy Natl Bk, at 1.0%, effective rate 1.0%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.9118%
Maywood Borough
Nov 2, 2016 . . . . . . $3,261,395
General Obligation Bond Anticipation Notes (bank qualified).
Dated Nov 10, 2016.
Due Nov 10, 2017.
Purchased $3,261,400.00 by TD Bank, N.A., at 1.04%, effective rate 1.04%.
L.O.: Rogut McCarthy PC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.158%
Oppenheimer, Effective Rate 1.238%
Monmouth Beach Borough
Nov 2, 2016 . . . . . . $781,221
Special Emergency Notes (bank qualified).
Dated Nov 9, 2016.
Due Nov 8, 2017.
Purchased $781,220.00 by Investors Savings Bk, at 1.9%, effective rate 1.9%.
L.O.: Archer & Greiner P.C., Red Bank, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.3576%
Mount Holly Township
Nov 2, 2016 . . . . . . $6,344,000
Taxable Bond Anticipation Notes of 2016, Series A.
Dated Nov 14, 2016.
Due Nov 13, 2017.
Purchased $6,344,000.00 by Oppenheimer, at 2.0%, plus $34,101.00, effective rate 1.461%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
West Windsor Twp, Effective Rate 1.4997%
Jefferies, Effective Rate 1.587%
Investors Savings Bk, Effective Rate 1.8%
Northvale Borough
Nov 2, 2016 . . . . . . $5,000,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Nov 10, 2016.
Due Nov 10, 2017.
Purchased $5,000,000.00 by Jefferies, at 1.75%, plus $32,602.00, effective rate 1.098%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 1.14%
TD Securities, Effective Rate 1.175%
Oppenheimer, Effective Rate 1.31%
River Edge Borough
Nov 2, 2016 . . . . . . $2,500,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Nov 10, 2016.
Due Nov 10, 2017.
Purchased $2,500,000.00 by TD Bank, N.A., at 1.07%, effective rate 1.07%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.1639%
Roosevelt & Cross, Effective Rate 1.262%
Oppenheimer, Effective Rate 1.31%
NEW YORK
Addison Village
Nov 2, 2016 . . . . . . $775,000
Bond Anticipation Notes, 2016 (New Issue) (bank qualified).
Dated Nov 16, 2016.
Due Nov 15, 2017.
Purchased $775,000.00 by Bank of Greene Co, at 1.77%, effective rate 1.77%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.1179%
East Hampton Union Free School District
Nov 2, 2016 . . . . . . $13,800,000
Tax Anticipation Notes For 2016-2017 Taxes.
Dated Nov 15, 2016.
Due Jun 27, 2017.
Purchased $13,800,000.00 by JPMorgan, at 2.0%, plus $105,707.99, effective rate 0.7578%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.7938%
Jefferies, Effective Rate 0.8175%
Oppenheimer, Effective Rate 1.2314%
Flushing Comm Bk, Effective Rate 1.5%
McGraw Central School District
Nov 2, 2016 . . . . . . $318,000
Bond Anticipation Notes, 2016 (Renewals) (bank qualified).
Dated Nov 10, 2016.
Due Nov 10, 2017.
Purchased $318,000.00 by NBT Bank, at 1.28%, effective rate 1.28%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.477%
Bank of Greene Co, Effective Rate 1.77%
North Salem Central School District
Nov 2, 2016 . . . . . . $744,403
School District (Serial) Bonds, 2016 (bank qualified).
Dated Nov 15, 2016.
Due Nov 15, 2017 to 2021.
Non-callable.
Winning bid: JPMorgan Chase, at n/a, NIC 1.55%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/17 | $134,403 | 1.55% | NRO | ||
| 11/15/18 | $145,000 | 1.55% | NRO | ||
| 11/15/19 | $150,000 | 1.55% | NRO | ||
| 11/15/20 | $155,000 | 1.55% | NRO | ||
| 11/15/21 | $160,000 | 1.55% | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.7163%
Sage Rutty, NIC 1.7268%
Bank of Greene Co, NIC 2.4994%
Palmyra Village
Nov 2, 2016 . . . . . . $700,000
General Obligation (Serial) Bonds, 2016 (SIB or Serial Bonds) (bank qualified).
Dated Nov 15, 2016.
Due Nov 15, 2017 to 2026.
Non-callable.
Winning bid: Sage Rutty, at 100.0000, NIC 2.2706%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/17 | $55,000 | 2.00% | 0.80% | ||
| 11/15/18 | $60,000 | 2.00% | 1.15% | ||
| 11/15/19 | $65,000 | 2.00% | 1.30% | ||
| 11/15/20 | $70,000 | 2.00% | 1.50% | ||
| 11/15/21 | $70,000 | 2.125% | 1.60% | ||
| 11/15/22 | $70,000 | 2.25% | 1.75% | ||
| 11/15/23 | $75,000 | 2.25% | 1.95% | ||
| 11/15/24 | $75,000 | 2.25% | 2.10% | ||
| 11/15/25 | $80,000 | 2.375% | 2.25% | ||
| 11/15/26 | $80,000 | 2.50% | 2.40% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.472%
Parish (Town)
Nov 2, 2016 . . . . . . $150,000
Revenue Anticipation Notes, 2016 (bank qualified) (book entry).
Dated Nov 10, 2016.
Due Apr 3, 2017.
Purchased $150,000.00 by Pathfinder Bank, at 2.35%, effective rate 2.35%.
L.O.: Barclay Damon LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Rockland County
Nov 2, 2016 . . . . . . $24,947,879
Various Purposes (Serial) Bonds, 2016 (book entry).
Dated Nov 10, 2016.
Due Nov 1, 2017 to 2030.
Callable Nov 1, 2024 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 2.5574%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $100,000 | 2.25% | 0.80% | AGM | |
| 11/1/18 | $1,692,879 | 2.25% | 1.05% | AGM | |
| 11/1/19 | $1,725,000 | 2.375% | 1.20% | AGM | |
| 11/1/20 | $1,750,000 | 2.375% | 1.35% | AGM | |
| 11/1/21 | $1,780,000 | 2.375% | 1.50% | AGM | |
| 11/1/22 | $1,815,000 | 2.375% | 1.65% | AGM | |
| 11/1/23 | $1,850,000 | 2.375% | 1.85% | AGM | |
| 11/1/24 | $1,885,000 | 2.375% | 2.00% | AGM | |
| 11/1/25 | $1,930,000 | 2.375% | 2.15% | AGM | |
| 11/1/26 | $1,980,000 | 2.50% | 2.30% | AGM | |
| 11/1/27 | $2,025,000 | 2.50% | 2.50% | AGM | |
| 11/1/28 | $2,080,000 | 2.50% | 2.65% | AGM | |
| 11/1/29 | $2,135,000 | 2.75% | 2.75% | AGM | |
| 11/1/30 | $2,200,000 | 3.00% | 2.85% | AGM |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC, Intercoastal Capital Markets, Inc., Oppenheimer & Co., Inc., Siebert Cisneros Shank & Co., L.L.C..
L.O.: Harris Beach PLLC, White Plains, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Hutchinson Shockey, NIC 2.6692%
BA Merrill Lynch, NIC 2.8987%
KeyBanc Cap Mkts, NIC 2.997%
Vestal Central School District
Nov 2, 2016 . . . . . . $1,669,000
Bond Anticipation Notes, 2016 (bank qualified).
Dated Nov 17, 2016.
Due Nov 17, 2017.
Purchased $1,669,000.00 by JPMorgan Chase, at 1.14%, effective rate 1.14%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2839%
Jefferies, Effective Rate 1.4579%
TEXAS
Stonewall Ranch Municipal Utility District
Nov 2, 2016 . . . . . . $1,580,000
Unlimited Tax Bonds, Series 2016 (bank qualified) (book entry).
Dated Dec 7, 2016.
Due Sep 1, 2017 to 2041.
Callable Sep 1, 2023 at par.
Winning bid: Morgan Stanley, at 97.0006, NIC 3.8294%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $5,000 | 3.00% | 1.25% | ||
| 9/1/18 | $5,000 | 2.00% | 1.50% | ||
| 9/1/19 | $5,000 | 2.00% | 1.75% | ||
| 9/1/20 | $5,000 | 2.00% | 2.00% | ||
| 9/1/21 | $5,000 | 2.00% | 2.15% | ||
| 9/1/22 | $5,000 | 2.25% | 2.30% | ||
| 9/1/23 | $5,000 | 2.375% | 2.45% | ||
| 9/1/36 | $405,000 | 3.50% | 3.643% | ||
| 9/1/41 | $1,140,000 | 3.75% | 3.781% |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Public Finance Group LLC, Austin, TX.
Other bidders were:
Hilltop Securities, NIC 4.0726%
GMS Group, NIC 4.0796%
FMSbonds, NIC 4.136%
Hutchinson Shockey, NIC 4.2481%
VIRGINIA
Loudoun County Economic Development Authority
Nov 2, 2016 . . . . . . $60,900,000
Public Facility Lease Revenue Bonds, Series 2016B (Loudoun County Public Facilities Project) (book entry).
Dated Nov 17, 2016.
Due Dec 1, 2017 to 2036.
Callable Dec 1, 2026 at par.
Winning bid: Citigroup, at 113.7554, TIC 2.5719%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $3,075,000 | 5.00% | 0.78% | ||
| 12/1/18 | $3,075,000 | 5.00% | 0.93% | ||
| 12/1/19 | $3,075,000 | 5.00% | 1.05% | ||
| 12/1/20 | $3,070,000 | 5.00% | 1.14% | ||
| 12/1/21 | $3,070,000 | 5.00% | 1.24% | ||
| 12/1/22 | $3,075,000 | 5.00% | 1.33% | ||
| 12/1/23 | $3,070,000 | 5.00% | 1.51% | ||
| 12/1/24 | $3,030,000 | 5.00% | 1.68% | ||
| 12/1/25 | $3,030,000 | 5.00% | 1.82% | ||
| 12/1/26 | $3,030,000 | 5.00% | 1.92% | ||
| 12/1/27 | $3,030,000 | 5.00% | 2.02% | ||
| 12/1/28 | $3,030,000 | 5.00% | 2.14% | ||
| 12/1/29 | $3,030,000 | 5.00% | 2.21% | ||
| 12/1/30 | $3,030,000 | 4.00% | 2.49% | ||
| 12/1/31 | $3,030,000 | 4.00% | 2.61% | ||
| 12/1/32 | $3,030,000 | 4.00% | 2.73% | ||
| 12/1/33 | $3,030,000 | 3.00% | 3.06% | ||
| 12/1/34 | $3,030,000 | 3.00% | 3.11% | ||
| 12/1/35 | $3,030,000 | 3.00% | 3.13% | ||
| 12/1/36 | $3,030,000 | 3.00% | 3.16% |
Other managers: Roosevelt & Cross, Inc., Drexel Hamilton, LLC., Siebert Cisneros Shank & Co., L.L.C., The Williams Capital Group, L.P., Stifel, Nicolaus & Co., Inc., Mischler Financial Group, Inc..
L.O.: Nixon Peabody LLP, Washington DC, DC.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
BA Merrill Lynch, TIC 2.5772%
Piper Jaffray, TIC 2.6116%
Morgan Stanley, TIC 2.624%
JPMorgan, TIC 2.6792%
Robert W. Baird, TIC 2.7035%
Virginia Resources Authority
Nov 2, 2016 . . . . . . $66,820,000
State Moral Obligation Revenue Bonds (Virginia Pooled Financing Program) Series 2016C (book entry).
Dated Nov 16, 2016.
Due Nov 1, 2017 to 2046.
Callable Nov 1, 2026 at par.
Winning bid: JPMorgan, at 109.6731, TIC 3.1188%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $545,000 | 2.00% | 0.80% | ||
| 11/1/18 | $685,000 | 3.00% | 0.95% | ||
| 11/1/19 | $725,000 | 4.00% | 1.07% | ||
| 11/1/20 | $870,000 | 5.00% | 1.19% | ||
| 11/1/21 | $1,215,000 | 5.00% | 1.34% | ||
| 11/1/22 | $1,365,000 | 5.00% | 1.43% | ||
| 11/1/23 | $1,855,000 | 5.00% | 1.57% | ||
| 11/1/24 | $1,955,000 | 5.00% | 1.71% | ||
| 11/1/25 | $1,980,000 | 5.00% | 1.84% | ||
| 11/1/26 | $1,835,000 | 5.00% | 1.94% | ||
| 11/1/27 | $2,010,000 | 5.00% | 2.04% | ||
| 11/1/28 | $2,285,000 | 5.00% | 2.14% | ||
| 11/1/29 | $2,785,000 | 5.00% | 2.23% | ||
| 11/1/30 | $2,725,000 | 5.00% | 2.29% | ||
| 11/1/31 | $2,805,000 | 5.00% | 2.36% | ||
| 11/1/32 | $2,940,000 | 4.00% | 2.68% | ||
| 11/1/33 | $2,315,000 | 4.00% | 2.79% | ||
| 11/1/34 | $3,400,000 | 4.00% | 2.89% | ||
| 11/1/35 | $3,545,000 | 4.00% | 2.93% | ||
| 11/1/36 | $3,945,000 | 4.00% | 2.96% | ||
| 11/1/46 | $25,035,000 | 3.25% | 3.356% |
In association with: Estrada Hinojosa & Company, Inc..
In association with: Academy Securities Inc., Intercoastal Capital Markets, Inc..
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
BA Merrill Lynch, TIC 3.1304%
Wells Fargo Secs, TIC 3.1507%
Robert W. Baird, TIC 3.1651%
Citigroup, TIC 3.1887%
RBC Capital Mkts, TIC 3.2205%
Raymond James, TIC 3.2559%
WASHINGTON
Bellevue School District No. 405
Nov 1, 2016 . . . . . . $231,795,000
Unlimited Tax General Obligation and Refunding Bonds, 2016 (Washington St SD Credit Enhancement Program) (book entry).
Dated Nov 17, 2016.
Due Dec 1, 2017 to 2035.
Callable Dec 1, 2026 at par.
Winning bid: Citigroup, at 120.7513, TIC 2.3193%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $2,640,000 | 5.00% | 0.75% | ||
| 12/1/18 | $3,080,000 | 5.00% | 0.81% | ||
| 12/1/19 | $3,230,000 | 5.00% | 0.91% | ||
| 12/1/20 | $3,395,000 | 5.00% | 1.02% | ||
| 12/1/21 | $15,085,000 | 5.00% | 1.20% | ||
| 12/1/22 | $15,790,000 | 5.00% | 1.30% | ||
| 12/1/23 | $16,630,000 | 5.00% | 1.47% | ||
| 12/1/24 | $17,460,000 | 5.00% | 1.63% | ||
| 12/1/25 | $18,330,000 | 5.00% | 1.76% | ||
| 12/1/26 | $18,400,000 | 5.00% | 1.86% | ||
| 12/1/27 | $20,165,000 | 5.00% | 1.99% | ||
| 12/1/28 | $21,180,000 | 5.00% | 2.11% | ||
| 12/1/29 | $22,235,000 | 5.00% | 2.18% | ||
| 12/1/30 | $23,350,000 | 5.00% | 2.24% | ||
| 12/1/31 | $5,805,000 | 3.00% | 2.89% | ||
| 12/1/32 | $5,980,000 | 3.00% | 2.96% | ||
| 12/1/33 | $6,160,000 | 3.00% | 3.03% | ||
| 12/1/34 | $6,345,000 | 3.00% | 3.07% | ||
| 12/1/35 | $6,535,000 | 3.00% | 3.11% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., Drexel Hamilton, LLC., Siebert Cisneros Shank & Co., L.L.C., The Williams Capital Group, L.P., Loop Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., Oppenheimer & Co., Inc., Fifth Third Securities, Inc., Intercoastal Capital Markets, Inc..
L.O.: K&L Gates LLP, Seattle, WA.
F.A.: Piper Jaffray & Company, Seattle, WA.
Other bidders were:
Wells Fargo Secs, TIC 2.3283%
BA Merrill Lynch, TIC 2.3331%
JPMorgan, TIC 2.3405%
Morgan Stanley, TIC 2.3436%
Barclays Capital, TIC 2.3708%
WISCONSIN
Dekorra (Town)
Nov 1, 2016 . . . . . . $3,075,000
General Obligation Refunding Bonds, Series 2016A (bank qualified) (book entry).
Dated Dec 6, 2016.
Due Mar 1, 2017 to 2027.
Callable Mar 1, 2022 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.634%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $305,000 | 0.80% | 0.80% | ||
| 3/1/18 | $295,000 | 0.90% | 0.90% | ||
| 3/1/19 | $295,000 | 1.00% | 1.00% | ||
| 3/1/20 | $405,000 | 1.15% | 1.15% | ||
| 3/1/21 | $415,000 | 1.30% | 1.30% | ||
| 3/1/22 | $415,000 | 1.40% | 1.40% | ||
| 3/1/23 | $420,000 | 1.50% | 1.50% | ||
| 3/1/24 | $125,000 | 1.65% | 1.65% | ||
| 3/1/25 | $130,000 | 1.80% | 1.80% | ||
| 3/1/26 | $135,000 | 2.00% | 2.00% | ||
| 3/1/27 | $135,000 | 2.10% | 2.10% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOK Fin Secs, TIC 1.6365%
Northland Securities, TIC 1.7973%
Portage County
Nov 1, 2016 . . . . . . $1,535,000
General Obligation Promissory Notes, Series 2016 (bank qualified) (book entry).
Dated Nov 22, 2016.
Due Jun 1, 2019 to 2020.
Non-callable.
Winning bid: Bankers' Bank, at n/a, TIC 1.1813%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/19 | $750,000 | 1.00% | 1.00% | ||
| 6/1/20 | $785,000 | 1.50% | 1.50% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Northland Securities, TIC 1.3459%
BOK Fin Secs, TIC 1.3695%
Piper Jaffray, TIC 1.4726%
Robert W. Baird, TIC 1.5629%
Oppenheimer, TIC 1.974%
Westby (City)
Nov 1, 2016 . . . . . . $1,100,000
General Obligation Refunding Bonds, Series 2016A (bank qualified) (book entry).
Dated Nov 22, 2016.
Due Mar 1, 2017 to 2030.
Callable Mar 1, 2025 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.156%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/18 | $85,000 | 1.00% | 1.00% | ||
| 3/1/20 | $160,000 | 1.20% | 1.20% | ||
| 3/1/22 | $160,000 | 1.40% | 1.40% | ||
| 3/1/24 | $160,000 | 1.70% | 1.70% | ||
| 3/1/26 | $170,000 | 2.00% | 2.00% | ||
| 3/1/28 | $180,000 | 2.25% | 2.25% | ||
| 3/1/30 | $185,000 | 2.50% | 2.50% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOK Fin Secs, TIC 2.2919%
Bernardi Securities, TIC 2.3629%
Northland Securities, TIC 2.3945%
Robert W. Baird, TIC 2.6684%
TAXABLE ISSUES
IOWA
Ottumwa (City)
Nov 1, 2016 . . . . . . $500,000
Taxable General Obligation Notes, Series 2016B (book entry).
Dated Nov 30, 2016.
Due Jun 1, 2018 to 2021.
Non-callable.
Winning bid: UMB Bank, at n/a, TIC 1.6264%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/18 | $125,000 | 1.05% | 1.05% | ||
| 6/1/19 | $125,000 | 1.30% | 1.30% | ||
| 6/1/20 | $125,000 | 1.50% | 1.50% | ||
| 6/1/21 | $125,000 | 1.70% | 1.70% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Bankers' Bank, TIC 1.8438%
Northland Securities, TIC 1.8835%
Bernardi Securities, TIC 1.9003%
Hutchinson Shockey, TIC 2.1085%
