CALIFORNIA
Lucerne Valley Unified School District
Nov 1, 2016 . . . . . . $5,405,000
2016 Refunding Certificates of Participation (bank qualified) (book entry).
Dated Nov 22, 2016.
Due Aug 1, 2017 to 2039.
Callable Aug 1, 2026 at par.
Winning bid: Hutchinson Shockey, at 102.9917, TIC 3.0709%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $215,000 | 3.00% | 0.85% | AGM | |
| 8/1/18 | $160,000 | 3.00% | 1.10% | AGM | |
| 8/1/19 | $170,000 | 3.00% | 1.25% | AGM | |
| 8/1/20 | $170,000 | 3.00% | 1.40% | AGM | |
| 8/1/21 | $175,000 | 3.00% | 1.55% | AGM | |
| 8/1/22 | $185,000 | 3.00% | 1.70% | AGM | |
| 8/1/23 | $185,000 | 4.00% | 1.85% | AGM | |
| 8/1/24 | $195,000 | 4.00% | 2.00% | AGM | |
| 8/1/25 | $200,000 | 4.00% | 2.10% | AGM | |
| 8/1/26 | $210,000 | 4.00% | 2.20% | AGM | |
| 8/1/27 | $220,000 | 4.00% | 2.40% | AGM | |
| 8/1/28 | $230,000 | 4.00% | 2.55% | AGM | |
| 8/1/29 | $240,000 | 4.00% | 2.70% | AGM | |
| 8/1/30 | $245,000 | 4.00% | 2.85% | AGM | |
| 8/1/31 | $255,000 | 3.00% | 3.00% | AGM | |
| 8/1/32 | $265,000 | 3.00% | 3.05% | AGM | |
| 8/1/33 | $270,000 | 3.125% | 3.125% | AGM | |
| 8/1/35 | $575,000 | 3.25% | 3.25% | AGM | |
| 8/1/37 | $610,000 | 3.00% | 3.30% | AGM | |
| 8/1/39 | $630,000 | 3.25% | 3.40% | AGM |
L.O.: Parker & Covert LLP, Sacramento, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Robert W. Baird, TIC 3.2955%
Mount Diablo Unified School District
Nov 1, 2016 . . . . . . $38,500,000
General Obligation Bonds 2010 Election, Series G (book entry).
Dated Nov 16, 2016.
Due Aug 1, 2018 to 2031.
Callable Aug 1, 2026 at par.
Winning bid: Mesirow Financial, at 105.6165, TIC 2.3299%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/18 | $705,000 | 2.00% | 0.85% | ||
| 8/1/19 | $895,000 | 2.00% | 0.96% | ||
| 8/1/20 | $1,325,000 | 2.00% | 1.08% | ||
| 8/1/21 | $1,825,000 | 3.00% | 1.20% | ||
| 8/1/22 | $1,950,000 | 3.00% | 1.30% | ||
| 8/1/23 | $2,700,000 | 3.00% | 1.43% | ||
| 8/1/24 | $3,220,000 | 3.00% | 1.60% | ||
| 8/1/25 | $3,810,000 | 3.00% | 1.73% | ||
| 8/1/26 | $3,695,000 | 3.00% | 1.92% | ||
| 8/1/27 | $3,535,000 | 3.00% | 2.17% | ||
| 8/1/28 | $2,990,000 | 3.00% | 2.37% | ||
| 8/1/29 | $3,210,000 | 3.00% | 2.57% | ||
| 8/1/30 | $4,100,000 | 3.00% | 2.69% | ||
| 8/1/31 | $4,540,000 | 3.00% | 2.81% |
L.O.: Jones Hall, San Francisco, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
Morgan Stanley, TIC 2.3725%
BA Merrill Lynch, TIC 2.3763%
Robert W. Baird, TIC 2.3788%
Fidelity Capital, TIC 2.4173%
Citigroup, TIC 2.4259%
Wells Fargo Secs, TIC 2.583%
CONNECTICUT
North Haven (Town)
Nov 1, 2016 . . . . . . $10,000,000
General Obligation Bonds, Issue of 2016 (book entry).
Dated Nov 10, 2016.
Due Nov 1, 2019 to 2036.
Callable Nov 1, 2022 at par.
Winning bid: Janney Montgomery, at 102.5515, TIC 2.5716%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/19 | $450,000 | 2.00% | 0.97% | ||
| 11/1/20 | $450,000 | 2.00% | 1.10% | ||
| 11/1/21 | $450,000 | 4.00% | 1.18% | ||
| 11/1/22 | $450,000 | 4.00% | 1.28% | ||
| 11/1/23 | $450,000 | 4.00% | 1.40% | ||
| 11/1/24 | $450,000 | 2.00% | 1.60% | ||
| 11/1/25 | $675,000 | 2.00% | 1.75% | ||
| 11/1/26 | $675,000 | 2.00% | 1.90% | ||
| 11/1/27 | $675,000 | 2.00% | 2.05% | ||
| 11/1/28 | $675,000 | 3.00% | 2.20% | ||
| 11/1/29 | $675,000 | 3.00% | 2.40% | ||
| 11/1/30 | $675,000 | 3.00% | 2.60% | ||
| 11/1/31 | $675,000 | 3.00% | 2.75% | ||
| 11/1/32 | $675,000 | 3.00% | 2.88% | ||
| 11/1/33 | $500,000 | 3.00% | 2.95% | ||
| 11/1/34 | $500,000 | 3.00% | 3.00% | ||
| 11/1/35 | $450,000 | 3.00% | 3.05% | ||
| 11/1/36 | $450,000 | 3.00% | 3.08% |
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.5788%
Roosevelt & Cross, TIC 2.6157%
Morgan Stanley, TIC 2.6298%
Piper Jaffray, TIC 2.6608%
Fifth Third Secs, TIC 2.6652%
Robert W. Baird, TIC 2.7179%
JPMorgan, TIC 2.7193%
North Haven (Town)
Nov 1, 2016 . . . . . . $15,000,000
Bond Anticipation Notes (book entry).
Dated Nov 10, 2016.
Due Nov 9, 2017.
Purchased $15,000,000.00 by TD Securities, at 2.0%, plus $173,550.00, effective rate 0.8398%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Jefferies, Effective Rate 0.8465%
JPMorgan, Effective Rate 0.8638%
Piper Jaffray, Effective Rate 0.8949%
Eastern Bk Cap Mkts, Effective Rate 0.8999%
Eastern Bk Cap Mkts, Effective Rate 0.9451%
Oppenheimer, Effective Rate 0.9601%
Eastern Bk Cap Mkts, Effective Rate 0.9852%
ILLINOIS
Aurora West School District No. 129
Nov 1, 2016 . . . . . . $7,405,000
General Obligation School Building Bonds, Series 2016A (bank qualified) (book entry).
Dated Dec 1, 2016.
Due Feb 1, 2018 to 2029.
Callable Feb 1, 2027 at par.
Winning bid: D.A. Davidson, at 108.9167, TIC 2.9392%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $875,000 | 2.00% | 1.35% | AGM | |
| 2/1/27 | $920,000 | 4.00% | 2.55% | AGM | |
| 2/1/28 | $2,785,000 | 4.00% | 2.65% | AGM | |
| 2/1/29 | $2,825,000 | 4.00% | 2.80% | AGM |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Robert W. Baird, TIC 2.9898%
Mount Prospect Village
Nov 1, 2016 . . . . . . $9,265,000
General Obligation Refunding Bonds, Series 2016A (bank qualified) (book entry).
Dated Dec 1, 2016.
Due Dec 1, 2017 to 2028.
Callable Dec 1, 2025 at par.
Winning bid: BOK Fin Secs, at n/a, TIC 2.3517%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $125,000 | 3.00% | 1.05% | ||
| 12/1/18 | $125,000 | 3.00% | 1.20% | ||
| 12/1/23 | $515,000 | 3.00% | 1.75% | ||
| 12/1/24 | $1,235,000 | 3.00% | 1.85% | ||
| 12/1/25 | $1,735,000 | 3.00% | 2.00% | ||
| 12/1/26 | $1,790,000 | 3.00% | 2.15% | ||
| 12/1/27 | $1,840,000 | 3.00% | 2.25% | ||
| 12/1/28 | $1,900,000 | 3.00% | 2.35% |
Other managers: Stifel, Nicolaus & Co., Inc., SunTrust Robinson Humphrey.
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Mesirow Financial, TIC 2.3632%
Robert W. Baird, TIC 2.3698%
Raymond James, TIC 2.6493%
Warren Township High School District No. 121
Nov 1, 2016 . . . . . . $5,745,000
General Obligation Limited Refunding School Bonds, Series 2016A (bank qualified) (book entry).
Dated Nov 22, 2016.
Due Jan 1, 2017 to 2028.
Callable Jan 1, 2025 at par.
Winning bid: D.A. Davidson, at n/a, TIC 2.1959%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/17 | $95,000 | 2.00% | 1.00% | ||
| 1/1/18 | $145,000 | 2.00% | 1.15% | ||
| 1/1/19 | $540,000 | 3.00% | 1.25% | ||
| 1/1/20 | $555,000 | 3.00% | 1.45% | ||
| 1/1/21 | $515,000 | 3.00% | 1.55% | ||
| 1/1/22 | $535,000 | 3.00% | 1.75% | ||
| 1/1/23 | $545,000 | 3.00% | 1.85% | ||
| 1/1/24 | $565,000 | 3.00% | 2.00% | ||
| 1/1/25 | $585,000 | 3.00% | 2.10% | ||
| 1/1/26 | $670,000 | 3.00% | 2.20% | ||
| 1/1/27 | $805,000 | 3.00% | 2.30% | ||
| 1/1/28 | $190,000 | 3.00% | 2.40% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Robert W. Baird, TIC 2.3415%
Mesirow Financial, TIC 2.3672%
BOK Fin Secs, TIC 2.439%
INDIANA
Center Grove Community School Corporation
Nov 1, 2016 . . . . . . $2,000,000
General Obligation Bonds, Series 2016B (book entry).
Dated Nov 23, 2016.
Due Jul 1, 2017 to Jan 1, 2019.
Non-callable.
Winning bid: Regions Cap Adv, at n/a, NIC 1.49%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/17 | $605,000 | 1.49% | 1.49% | ||
| 1/1/18 | $610,000 | 1.49% | 1.49% | ||
| 7/1/18 | $390,000 | 1.49% | 1.49% | ||
| 1/1/19 | $395,000 | 1.49% | 1.49% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: City Securities Corp., Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 1.8749%
Center Grove Community School Corporation
Nov 1, 2016 . . . . . . $2,000,000
General Obligation Bonds, Series 2016C (book entry).
Dated Nov 23, 2016.
Due Jul 1, 2017 to Jan 1, 2019.
Non-callable.
Winning bid: Regions Cap Adv, at n/a, NIC 1.49%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/17 | $605,000 | 1.49% | 1.49% | ||
| 1/1/18 | $610,000 | 1.49% | 1.49% | ||
| 7/1/18 | $390,000 | 1.49% | 1.49% | ||
| 1/1/19 | $395,000 | 1.49% | 1.49% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: City Securities Corp., Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 1.8749%
KANSAS
Bel Aire (City)
Nov 1, 2016 . . . . . . $2,820,000
General Obligation Bonds, Series 2016A (bank qualified) (book entry).
Dated Nov 22, 2016.
Due Nov 1, 2018 to 2037.
Callable Nov 1, 2024 at par.
Winning bid: D.A. Davidson, at 102.9396, TIC 2.6148%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/18 | $145,000 | 2.00% | 1.05% | MAC | |
| 11/1/19 | $145,000 | 2.00% | 1.15% | MAC | |
| 11/1/20 | $150,000 | 2.00% | 1.25% | MAC | |
| 11/1/21 | $150,000 | 2.00% | 1.35% | MAC | |
| 11/1/22 | $150,000 | 2.00% | 1.50% | MAC | |
| 11/1/23 | $155,000 | 2.00% | 1.60% | MAC | |
| 11/1/24 | $155,000 | 2.00% | 1.75% | MAC | |
| 11/1/25 | $160,000 | 2.00% | 1.90% | MAC | |
| 11/1/26 | $160,000 | 2.00% | 2.00% | MAC | |
| 11/1/28 | $335,000 | 3.00% | 2.15% | MAC | |
| 11/1/30 | $345,000 | 3.00% | 2.25% | MAC | |
| 11/1/32 | $365,000 | 3.00% | 2.50% | MAC | |
| 11/1/37 | $405,000 | 4.00% | 2.45% | MAC |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Robert W. Baird, TIC 2.642%
Bel Aire (City)
Nov 1, 2016 . . . . . . $6,685,000
General Obligation Temporary Notes, Series 2016B (bank qualified) (book entry).
Dated Nov 22, 2016.
Due Dec 1, 2019.
Callable Dec 1, 2018 at par.
Winning bid: Commerce Bank, at n/a, TIC 1.3542%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/19 | $6,685,000 | 1.25% | 1.25% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
D.A. Davidson, TIC 1.4441%
Hutchinson Shockey, TIC 1.4796%
UMB Bank, TIC 1.7539%
KENTUCKY
Boone County School District Finance Corporation
Nov 1, 2016 . . . . . . $31,850,000
School Building Revenue Bonds, Series 2016B (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Nov 1, 2016.
Due Nov 1, 2017 to 2036.
Callable Nov 1, 2026 at par.
Winning bid: BA Merrill Lynch, at 98.0000, NIC 3.128%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $650,000 | 2.00% | 1.00% | ||
| 11/1/18 | $655,000 | 2.00% | 1.15% | ||
| 11/1/19 | $665,000 | 2.00% | 1.35% | ||
| 11/1/20 | $675,000 | 2.00% | 1.49% | ||
| 11/1/21 | $690,000 | 2.00% | 1.67% | ||
| 11/1/22 | $705,000 | 2.00% | 1.86% | ||
| 11/1/23 | $720,000 | 2.125% | 2.125% | ||
| 11/1/24 | $1,035,000 | 2.125% | 2.211% | ||
| 11/1/25 | $1,065,000 | 2.25% | 2.39% | ||
| 11/1/26 | $1,480,000 | 2.375% | 2.59% | ||
| 11/1/27 | $2,035,000 | 2.625% | 2.731% | ||
| 11/1/28 | $2,085,000 | 2.75% | 2.899% | ||
| 11/1/29 | $2,155,000 | 3.00% | 3.00% | ||
| 11/1/30 | $2,220,000 | 3.00% | 3.078% | ||
| 11/1/31 | $2,295,000 | 3.00% | 3.126% | ||
| 11/1/32 | $2,370,000 | 3.125% | 3.206% | ||
| 11/1/33 | $2,460,000 | 3.125% | 3.241% | ||
| 11/1/34 | $2,535,000 | 3.25% | 3.362% | ||
| 11/1/36 | $5,355,000 | 3.25% | 3.389% |
L.O.: Keating, Muething & Klekamp, P.L.L., Cincinnati, OH.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 3.1708%
J.J.B. Hilliard, NIC 3.2146%
Hutchinson Shockey, NIC 3.2901%
Wells Fargo Secs, NIC 3.3%
Fidelity Capital, NIC 3.4548%
MAINE
Auburn (City)
Nov 1, 2016 . . . . . . $5,040,000
2016 General Obligation Bonds (bank qualified) (book entry).
Dated Nov 15, 2016.
Due Sep 1, 2017 to 2026.
Non-callable.
Winning bid: Raymond James, at 107.6328, TIC 1.4793%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $510,000 | 3.00% | 0.75% | ||
| 9/1/18 | $510,000 | 3.00% | 0.90% | ||
| 9/1/19 | $510,000 | 3.00% | 1.00% | ||
| 9/1/20 | $510,000 | 3.00% | 1.10% | ||
| 9/1/21 | $500,000 | 3.00% | 1.20% | ||
| 9/1/22 | $500,000 | 3.00% | 1.30% | ||
| 9/1/23 | $500,000 | 3.00% | 1.40% | ||
| 9/1/24 | $500,000 | 3.00% | 1.50% | ||
| 9/1/25 | $500,000 | 3.00% | 1.65% | ||
| 9/1/26 | $500,000 | 3.00% | 1.70% |
L.O.: Pierce Atwood LLP, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Citigroup, TIC 1.4896%
SunTrust Robinson, TIC 1.4908%
Robert W. Baird, TIC 1.4915%
UBS Financial Svcs, TIC 1.54%
Northland Securities, TIC 1.5928%
Zions First Natl Bk, TIC 1.5953%
Wells Fargo Secs, TIC 1.7127%
Morgan Stanley, TIC 1.8756%
MARYLAND
Wicomico County
Nov 1, 2016 . . . . . . $20,300,000
General Obligation Public Improvement Bonds of 2016 (book entry).
Dated Nov 15, 2016.
Due Nov 1, 2017 to 2031.
Callable Nov 1, 2026 at par.
Winning bid: M & T Securities, at 116.2740, TIC 2.0898%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $1,350,000 | 3.00% | 0.75% | ||
| 11/1/18 | $1,355,000 | 5.00% | 0.87% | ||
| 11/1/19 | $1,355,000 | 5.00% | 0.98% | ||
| 11/1/20 | $1,355,000 | 5.00% | 1.08% | ||
| 11/1/21 | $1,355,000 | 5.00% | 1.19% | ||
| 11/1/22 | $1,355,000 | 5.00% | 1.29% | ||
| 11/1/23 | $1,355,000 | 5.00% | 1.43% | ||
| 11/1/24 | $1,355,000 | 5.00% | 1.58% | ||
| 11/1/25 | $1,355,000 | 5.00% | 1.72% | ||
| 11/1/26 | $1,355,000 | 4.00% | 1.84% | ||
| 11/1/27 | $1,355,000 | 4.00% | 2.02% | ||
| 11/1/28 | $1,350,000 | 4.00% | 2.15% | ||
| 11/1/29 | $1,350,000 | 4.00% | 2.23% | ||
| 11/1/30 | $1,350,000 | 4.00% | 2.29% | ||
| 11/1/31 | $1,350,000 | 4.00% | 2.36% |
Other managers: Citigroup Global Markets, Inc., Drexel Hamilton, LLC., Siebert Cisneros Shank & Co., L.L.C., Roosevelt & Cross, Inc., Rice Financial Products Company.
L.O.: Funk & Bolton, Baltimore, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
SunTrust Robinson, TIC 2.0929%
Janney Montgomery, TIC 2.0932%
Piper Jaffray, TIC 2.0987%
Fifth Third Secs, TIC 2.1182%
FTN Fin Cap Mkts, TIC 2.1449%
JPMorgan, TIC 2.1533%
BA Merrill Lynch, TIC 2.1892%
Raymond James, TIC 2.1958%
PNC Capital Markets, TIC 2.2146%
Robert W. Baird, TIC 2.2286%
Hilltop Securities, TIC 2.2457%
MASSACHUSETTS
Lawrence (City)
Nov 1, 2016 . . . . . . $23,450,000
General Obligation State Qualified Refunding Bonds (book entry).
Dated Nov 15, 2016.
Due Dec 1, 2017 to 2024.
Non-callable.
Winning bid: Citigroup, at 109.4289, TIC 1.254%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $4,615,000 | 3.25% | 0.75% | ||
| 12/1/18 | $4,805,000 | 5.00% | 0.95% | ||
| 12/1/19 | $5,055,000 | 5.00% | 1.05% | ||
| 12/1/20 | $5,315,000 | 5.00% | 1.15% | ||
| 12/1/21 | $900,000 | 5.00% | 1.20% | ||
| 12/1/22 | $910,000 | 4.00% | 1.30% | ||
| 12/1/23 | $920,000 | 2.00% | 1.45% | ||
| 12/1/24 | $930,000 | 2.00% | 1.60% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., Drexel Hamilton, LLC., The Williams Capital Group, L.P., UBS Financial Services, Inc., Wiley Bros.-Aintree Capital LLC, Intercoastal Capital Markets, Inc..
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
JPMorgan, TIC 1.3322%
Fidelity Capital, TIC 1.3819%
Janney Montgomery, TIC 1.4422%
FTN Fin Cap Mkts, TIC 1.4851%
Robert W. Baird, TIC 1.5803%
Melrose (City)
Nov 1, 2016 . . . . . . $8,130,000
General Obligation Bond Anticipation Notes (renewals).
Dated Nov 10, 2016.
Due Nov 10, 2017.
Purchased $8,130,000.00 by Eastern Bk Cap Mkts, at 2.0%, plus $92,356.80, effective rate 0.864%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.912%
Century Bk, Effective Rate 0.925%
TD Securities, Effective Rate 1.005%
Oppenheimer, Effective Rate 1.06%
MINNESOTA
Coon Rapids (City)
Nov 1, 2016 . . . . . . $9,520,000
General Obligation Bonds, Series 2016A (bank qualified) (book entry).
Dated Nov 22, 2016.
Due Apr 1, 2018 to 2027.
Callable Apr 1, 2025 at par.
Winning bid: FTN Fin Cap Mkts, at 106.8480, TIC 1.4132%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/18 | $860,000 | 3.00% | 0.85% | ||
| 4/1/19 | $980,000 | 3.00% | 0.90% | ||
| 4/1/20 | $1,015,000 | 3.00% | 1.00% | ||
| 4/1/21 | $1,040,000 | 3.00% | 1.10% | ||
| 4/1/22 | $870,000 | 3.00% | 1.20% | ||
| 4/1/23 | $895,000 | 3.00% | 1.30% | ||
| 4/1/24 | $925,000 | 3.00% | 1.40% | ||
| 4/1/25 | $950,000 | 3.00% | 1.45% | ||
| 4/1/26 | $985,000 | 2.00% | 1.55% | ||
| 4/1/27 | $1,000,000 | 2.00% | 1.65% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 1.48%
Dougherty, TIC 1.4847%
Robert W. Baird, TIC 1.5261%
Stifel Nicolaus, TIC 1.5464%
Wells Fargo Secs, TIC 1.6103%
KeyBanc Cap Mkts, TIC 1.6156%
Raymond James, TIC 1.6793%
Mendota Heights (City)
Nov 1, 2016 . . . . . . $1,020,000
General Obligation Bonds, Series 2016A (bank qualified) (book entry).
Dated Nov 22, 2016.
Due Feb 1, 2019 to 2037.
Callable Feb 1, 2025 at par.
Winning bid: United Banker's Bk, at n/a, TIC 2.0174%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/20 | $150,000 | 1.00% | 1.00% | ||
| 2/1/22 | $160,000 | 1.20% | 1.20% | ||
| 2/1/24 | $160,000 | 1.40% | 1.40% | ||
| 2/1/26 | $160,000 | 1.65% | 1.65% | ||
| 2/1/28 | $165,000 | 2.00% | 1.85% | ||
| 2/1/37 | $225,000 | 2.50% | 2.50% |
L.O.: Briggs & Morgan, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 2.1026%
Robert W. Baird, TIC 2.2827%
MISSOURI
North Kansas City School District No. 74
Nov 1, 2016 . . . . . . $114,000,000
General Obligation Improvement Bonds (Missouri Direct Deposit Program) Series 2016B (book entry).
Dated Nov 17, 2016.
Due Mar 1, 2020 to 2036.
Callable Mar 1, 2026 at par.
Winning bid: Raymond James, at 107.9500, TIC 2.7229%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/20 | $500,000 | 2.00% | 1.25% | ||
| 3/1/21 | $1,500,000 | 2.00% | 1.33% | ||
| 3/1/22 | $4,500,000 | 2.00% | 1.41% | ||
| 3/1/23 | $5,735,000 | 4.00% | 1.45% | ||
| 3/1/24 | $6,020,000 | 4.00% | 1.60% | ||
| 3/1/25 | $6,320,000 | 4.00% | 1.75% | ||
| 3/1/26 | $6,635,000 | 4.00% | 1.91% | ||
| 3/1/27 | $6,970,000 | 4.00% | 2.04% | ||
| 3/1/28 | $7,245,000 | 4.00% | 2.16% | ||
| 3/1/29 | $7,535,000 | 4.00% | 2.31% | ||
| 3/1/30 | $7,840,000 | 4.00% | 2.45% | ||
| 3/1/31 | $8,150,000 | 3.00% | 3.01% | ||
| 3/1/32 | $8,480,000 | 3.00% | 3.08% | ||
| 3/1/33 | $8,735,000 | 3.25% | 2.90% | ||
| 3/1/34 | $8,995,000 | 3.25% | 2.95% | ||
| 3/1/35 | $9,275,000 | 3.25% | 3.00% | ||
| 3/1/36 | $9,565,000 | 3.25% | 3.03% |
Other managers: Morgan Stanley & Co., Inc., Jefferies LLC, FTN Financial Capital Markets, City Securities Corp..
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Piper Jaffray & Company, Leawood, KS.
Other bidders were:
BA Merrill Lynch, TIC 2.7359%
Mesirow Financial, TIC 2.741%
Wells Fargo Secs, TIC 2.7575%
JPMorgan, TIC 2.7674%
Citigroup, TIC 2.8423%
Robert W. Baird, TIC 2.9505%
NEVADA
Washoe County School District
Nov 1, 2016 . . . . . . $15,000,000
General Obligation (Limited Tax) School Improvement Bonds, Series 2016B (book entry).
Dated Nov 10, 2016.
Due May 1, 2019 to 2037.
Callable May 1, 2027 at par.
Winning bid: JPMorgan, at 112.0933, TIC 2.828%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/19 | $500,000 | 5.00% | 1.06% | ||
| 5/1/20 | $520,000 | 5.00% | 1.19% | ||
| 5/1/21 | $545,000 | 5.00% | 1.31% | ||
| 5/1/22 | $575,000 | 5.00% | 1.43% | ||
| 5/1/23 | $600,000 | 5.00% | 1.56% | ||
| 5/1/24 | $635,000 | 5.00% | 1.73% | ||
| 5/1/25 | $665,000 | 5.00% | 1.88% | ||
| 5/1/26 | $700,000 | 5.00% | 1.99% | ||
| 5/1/27 | $735,000 | 5.00% | 2.10% | ||
| 5/1/28 | $770,000 | 5.00% | 2.19% | ||
| 5/1/29 | $810,000 | 5.00% | 2.30% | ||
| 5/1/30 | $850,000 | 5.00% | 2.39% | ||
| 5/1/31 | $890,000 | 4.00% | 2.71% | ||
| 5/1/32 | $935,000 | 4.00% | 2.83% | ||
| 5/1/33 | $975,000 | 4.00% | 2.89% | ||
| 5/1/34 | $1,010,000 | 3.00% | 3.10% | ||
| 5/1/35 | $1,050,000 | 3.00% | 3.15% | ||
| 5/1/36 | $1,095,000 | 3.00% | 3.20% | ||
| 5/1/37 | $1,140,000 | 3.125% | 3.25% |
In association with: Academy Securities Inc..
L.O.: Sherman & Howard L.L.C., Reno, NV.
F.A.: JNA Consulting Group LLC, Boulder City, NV.
Other bidders were:
BA Merrill Lynch, TIC 2.8981%
Morgan Stanley, TIC 2.9082%
Hutchinson Shockey, TIC 2.9488%
Fidelity Capital, TIC 2.969%
Robert W. Baird, TIC 3.019%
NEW JERSEY
Allenhurst Borough
Nov 1, 2016 . . . . . . $2,165,700
Bond Anticipation Notes, Series 2016B (bank qualified).
Dated Nov 10, 2016.
Due Nov 9, 2017.
Purchased $2,165,700.00 by Oppenheimer, at 2.0%, plus $8,276.00, effective rate 1.6168%.
L.O.: GluckWalrath, LLP, Red Bank, NJ.
F.A.: Municipal Official(s).
Boonton (Town)
Nov 1, 2016 . . . . . . $177,500
Bond Anticipation Note (bank qualified).
Dated Nov 10, 2016.
Due Nov 10, 2017.
Purchased $177,500.00 by East Brunswick Twp, at 1.24%, effective rate 1.24%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Passaic Vly Wtr Comm, Effective Rate 1.36%
Roosevelt & Cross, Effective Rate 1.7172%
Deptford Township
Nov 1, 2016 . . . . . . $8,241,911
Bond Anticipation Notes of 2016, Series B (bank qualified).
Dated Nov 9, 2016.
Due Nov 8, 2017.
Purchased $8,241,910.00 by TD Bank, N.A., at 0.93%, effective rate 0.93%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.096%
TD Securities, Effective Rate 1.115%
Oppenheimer, Effective Rate 1.2298%
Hackensack (City)
Nov 1, 2016 . . . . . . $24,218,570
Tax Appeal Refunding Notes.
Dated Nov 7, 2016.
Due Nov 6, 2017.
Purchased $24,218,570.00 by Jefferies, at 2.0%, plus $208,766.00, effective rate 1.1356%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.1406%
Oppenheimer, Effective Rate 1.3351%
Neptune Township
Nov 1, 2016 . . . . . . $781,122
Special Emergency Notes (bank qualified).
Dated Nov 9, 2016.
Due Nov 8, 2017.
Purchased $781,120.00 by Two Rivers Comm Bk, at 1.1%, effective rate 1.1%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.1969%
East Brunswick Twp, Effective Rate 1.2469%
Two Rivers Wtr Rec, Effective Rate 1.32%
Roosevelt & Cross, Effective Rate 1.3456%
Oppenheimer, Effective Rate 1.7773%
Verona Township Board of Education
Nov 1, 2016 . . . . . . $932,528
Grant Anticipation Note (bank qualified).
Dated Nov 14, 2016.
Due Nov 14, 2017.
Purchased $932,530.00 by Janney Montgomery, at 1.25%, n/a, effective rate n/a.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Passaic Vly Wtr Comm, Effective Rate 1.28%
Roosevelt & Cross, Effective Rate 1.3434%
Valley National Bank, Effective Rate 1.53%
Oppenheimer, Effective Rate 1.7387%
NEW YORK
Amsterdam City School District
Nov 1, 2016 . . . . . . $214,670
School District (Serial) Bonds, 2016.
Dated Nov 15, 2016.
Due Nov 15, 2017 to 2021.
Non-callable.
Winning bid: Sage Rutty, at 100.0000, NIC 2.2017%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/17 | $39,670 | 2.125% | 0.75% | ||
| 11/15/18 | $40,000 | 2.125% | 1.10% | ||
| 11/15/19 | $45,000 | 2.125% | 1.25% | ||
| 11/15/20 | $45,000 | 2.25% | 1.45% | ||
| 11/15/21 | $45,000 | 2.25% | 1.55% |
L.O.: Barclay Damon LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.235%
Islip Union Free School District
Nov 1, 2016 . . . . . . $14,000,000
Bond Anticipation Notes - 2016.
Dated Nov 10, 2016.
Due Nov 10, 2017.
Purchased $14,000,000.00 by TD Securities, at 2.0%, plus $154,140.00, effective rate 0.899%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.926%
JPMorgan, Effective Rate 0.951%
Oppenheimer, Effective Rate 1.12%
Port Leyden Village
Nov 1, 2016 . . . . . . $325,000
Bond Anticipation Notes, 2016 (bank qualified).
Dated Nov 15, 2016.
Due Nov 14, 2017.
Purchased $325,000.00 by Kansas State Bank, at 2.11%, effective rate 2.11%.
L.O.: Hancock Estabrook, LLP, Syracuse, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 3.2496%
Sag Harbor Union Free School District
Nov 1, 2016 . . . . . . $11,500,000
Tax Anticipation Notes for 2016 - 2017 Taxes.
Dated Nov 9, 2016.
Due Jun 22, 2017.
Purchased $11,500,000.00 by Jefferies, at 1.75%, plus $67,737.00, effective rate 0.7991%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
TD Securities, Effective Rate 0.8231%
JPMorgan, Effective Rate 0.8554%
Oppenheimer, Effective Rate 1.1073%
JPMorgan Chase, Effective Rate 1.13%
Tully (Town)
Nov 1, 2016 . . . . . . $210,000
Public Improvement (Serial) Bonds, 2016 (bank qualified).
Dated Nov 15, 2016.
Due Jul 15, 2017 to 2021.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.2239%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/17 | $40,000 | 2.00% | 0.85% | ||
| 7/15/18 | $40,000 | 2.125% | 1.10% | ||
| 7/15/19 | $40,000 | 2.25% | 1.30% | ||
| 7/15/20 | $45,000 | 2.25% | 1.50% | ||
| 7/15/21 | $45,000 | 2.25% | 1.70% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 2.3112%
NBT Bank, NIC 2.34%
Bank of Greene Co, NIC 2.4959%
OHIO
Ohio
Nov 1, 2016 . . . . . . $150,000,000
Infrastructure Improvement General Obligation Bonds, Series 2016B (book entry).
Dated Nov 15, 2016.
Due Sep 1, 2017 to 2036.
Callable Mar 1, 2024 at par.
Winning bid: BA Merrill Lynch, at 109.9693, TIC 2.9879%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $4,475,000 | 2.00% | 0.79% | ||
| 9/1/18 | $5,720,000 | 3.00% | 0.89% | ||
| 9/1/19 | $5,890,000 | 2.00% | 1.04% | ||
| 9/1/20 | $6,070,000 | 2.00% | 1.29% | ||
| 9/1/21 | $6,250,000 | 3.00% | 1.35% | ||
| 9/1/22 | $6,435,000 | 3.00% | 1.42% | ||
| 9/1/23 | $6,630,000 | 4.00% | 1.55% | ||
| 9/1/24 | $6,830,000 | 4.00% | 1.69% | ||
| 9/1/25 | $7,035,000 | 4.00% | 1.77% | ||
| 9/1/26 | $7,245,000 | 4.00% | 1.82% | ||
| 9/1/27 | $7,460,000 | 3.00% | 2.24% | ||
| 9/1/28 | $7,685,000 | 3.00% | 2.49% | ||
| 9/1/29 | $7,915,000 | 3.00% | 2.69% | ||
| 9/1/30 | $8,155,000 | 3.00% | 2.85% | ||
| 9/1/31 | $8,400,000 | 3.00% | 3.00% | ||
| 9/1/32 | $8,650,000 | 5.00% | 2.23% | ||
| 9/1/33 | $9,085,000 | 5.00% | 2.29% | ||
| 9/1/34 | $9,540,000 | 5.00% | 2.34% | ||
| 9/1/35 | $10,015,000 | 5.00% | 2.38% | ||
| 9/1/36 | $10,515,000 | 5.00% | 2.41% |
L.O.: Tucker Ellis LLP, Cleveland, OH; and Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Citigroup, TIC 2.9893%
JPMorgan, TIC 3.0079%
Morgan Stanley, TIC 3.0111%
RBC Capital Mkts, TIC 3.0335%
Jefferies, TIC 3.0479%
Barclays Capital, TIC 3.0533%
Goldman Sachs, TIC 3.1078%
PENNSYLVANIA
Pottstown School District
Nov 1, 2016 . . . . . . $9,995,000
General Obligations Bonds, Series of 2016 (bank qualified) (book entry).
Dated Dec 5, 2016.
Due Jan 1, 2017 to 2031.
Callable Jan 1, 2022 at par.
Winning bid: Janney Montgomery, at n/a, TIC 2.5891%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/17 | $145,000 | 0.75% | 0.75% | BAM | |
| 1/1/18 | $50,000 | 1.00% | 1.00% | BAM | |
| 1/1/19 | $50,000 | 3.00% | 1.10% | BAM | |
| 1/1/20 | $50,000 | 3.00% | 1.20% | BAM | |
| 1/1/21 | $50,000 | 3.00% | 1.30% | BAM | |
| 1/1/22 | $95,000 | 3.00% | 1.45% | BAM | |
| 1/1/24 | $200,000 | 1.75% | 1.75% | BAM | |
| 1/1/27 | $325,000 | 2.10% | 2.10% | BAM | |
| 1/1/28 | $750,000 | 2.20% | 2.20% | BAM | |
| 1/1/29 | $2,695,000 | 2.35% | 2.35% | BAM | |
| 1/1/31 | $5,585,000 | 2.40% | 2.40% | BAM |
L.O.: Fox Rothschild LLP, Blue Bell, PA.
F.A.: Public Financial Management, Inc., Malvern, PA.
Other bidders were:
Robert W. Baird, TIC 2.9349%
Roosevelt & Cross, TIC 2.9493%
SOUTH CAROLINA
Coastal Carolina University
Nov 1, 2016 . . . . . . $22,415,000
Revenue Bonds, Series 2016 (book entry).
Dated Nov 1, 2016.
Due Jun 1, 2017 to 2041.
Callable Jun 1, 2026 at par.
Winning bid: BA Merrill Lynch, at 103.5050, TIC 3.0113%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $860,000 | 4.00% | 0.72% | ||
| 6/1/18 | $565,000 | 4.00% | 0.90% | ||
| 6/1/19 | $585,000 | 4.00% | 1.07% | ||
| 6/1/20 | $610,000 | 4.00% | 1.18% | ||
| 6/1/21 | $635,000 | 4.00% | 1.32% | ||
| 6/1/22 | $660,000 | 5.00% | 1.42% | ||
| 6/1/23 | $695,000 | 5.00% | 1.54% | ||
| 6/1/24 | $730,000 | 4.00% | 1.70% | ||
| 6/1/25 | $755,000 | 4.00% | 1.84% | ||
| 6/1/26 | $785,000 | 4.00% | 2.00% | ||
| 6/1/27 | $820,000 | 4.00% | 2.16% | ||
| 6/1/28 | $850,000 | 4.00% | 2.30% | ||
| 6/1/29 | $885,000 | 3.00% | 2.71% | ||
| 6/1/30 | $910,000 | 3.00% | 2.84% | ||
| 6/1/31 | $940,000 | 3.00% | 2.98% | ||
| 6/1/32 | $970,000 | 3.00% | 3.05% | ||
| 6/1/33 | $995,000 | 3.00% | 3.11% | ||
| 6/1/34 | $1,025,000 | 3.00% | 3.18% | ||
| 6/1/35 | $1,060,000 | 3.00% | 3.22% | ||
| 6/1/36 | $1,090,000 | 3.125% | 3.25% | ||
| 6/1/37 | $1,125,000 | 3.125% | 3.34% | ||
| 6/1/38 | $1,160,000 | 3.25% | 3.37% | ||
| 6/1/41 | $3,705,000 | 3.25% | 3.43% |
L.O.: Pope Flynn LLC, Columbia, SC.
F.A.: Stephens Inc., Atlanta, GA; Stephens Inc., Little Rock, AR; and Stephens Inc., Charlotte, NC.
Other bidders were:
SunTrust Robinson, TIC 3.1148%
Citigroup, TIC 3.1599%
Robert W. Baird, TIC 3.2444%
Wells Fargo Secs, TIC 3.287%
Spartanburg County School District No. 7
Nov 1, 2016 . . . . . . $53,575,000
General Obligation Bond Anticipation Notes, Series 2016D (book entry).
Dated Nov 15, 2016.
Due Nov 15, 2017.
Purchased $53,575,000.00 by Piper Jaffray, at 2.0%, plus $616,891.80, effective rate 0.8425%.
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Compass Municpal Advisors, Columbia, SC.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.8525%
TD Securities, Effective Rate 0.8634%
JPMorgan, Effective Rate 0.8727%
Jefferies, Effective Rate 0.9598%
Citigroup, Effective Rate 0.9879%
Oppenheimer, Effective Rate 1.0225%
TAXABLE ISSUES
NEW JERSEY
Wood-Ridge Borough
Nov 1, 2016 . . . . . . $3,067,089
Bond Anticipation Note (bank qualified).
Dated Nov 9, 2016.
Due Nov 9, 2017.
Purchased $3,067,090.00 by Spencer Savings Bk, at 0.74%, effective rate 0.74%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 1.13%
Oppenheimer, Effective Rate 1.185%
Jefferies, Effective Rate 1.432%
