ARKANSAS
Mulberry/Pleasant View Bi-County School District No. 101
Oct 27, 2016 . . . . . . $4,000,000
Refunding and Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2016.
Due Jun 1, 2018 to 2047.
Callable Dec 1, 2021 at par.
Winning bid: Crews & Associates, at 98.6067, TIC 2.9954%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/18 | $95,000 | 2.00% | 1.00% | ||
| 6/1/19 | $95,000 | 2.00% | 1.10% | ||
| 6/1/20 | $100,000 | 2.00% | 1.20% | ||
| 6/1/21 | $100,000 | 2.00% | 1.30% | ||
| 6/1/22 | $100,000 | 2.00% | 1.40% | ||
| 6/1/23 | $105,000 | 2.00% | 1.55% | ||
| 6/1/24 | $105,000 | 2.00% | 1.70% | ||
| 6/1/25 | $110,000 | 2.00% | 1.80% | ||
| 6/1/26 | $110,000 | 2.00% | 1.90% | ||
| 6/1/28 | $230,000 | 2.25% | 2.25% | ||
| 6/1/30 | $235,000 | 2.375% | 2.375% | ||
| 6/1/32 | $250,000 | 2.50% | 2.50% | ||
| 6/1/34 | $265,000 | 3.00% | 2.65% | ||
| 6/1/37 | $420,000 | 3.00% | 2.75% | ||
| 6/1/39 | $300,000 | 3.00% | 2.80% | ||
| 6/1/43 | $650,000 | 3.00% | 3.05% | ||
| 6/1/47 | $730,000 | 3.25% | 3.35% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Stifel Nicolaus, TIC 3.1137%
FTN Fin Cap Mkts, TIC 3.2418%
Ross Sinclaire, TIC 3.3271%
Raymond James, TIC 3.5606%
CALIFORNIA
California State Public Works Board
Oct 26, 2016 . . . . . . $154,795,000
Lease Revenue Bonds (Department of Corrections and Rehabilitation) 2016 Series E (RJ Donovan Correctional Facility: Various Buildings) (book entry).
Dated Nov 3, 2016.
Due Oct 1, 2017 to 2036.
Callable Oct 1, 2026 at par.
Winning bid: BA Merrill Lynch, at 107.7085, TIC 2.7693%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $4,865,000 | 5.00% | 0.80% | ||
| 10/1/18 | $5,115,000 | 5.00% | 0.95% | ||
| 10/1/19 | $5,380,000 | 5.00% | 1.07% | ||
| 10/1/20 | $5,655,000 | 5.00% | 1.18% | ||
| 10/1/21 | $5,945,000 | 5.00% | 1.31% | ||
| 10/1/22 | $6,250,000 | 5.00% | 1.42% | ||
| 10/1/23 | $6,570,000 | 5.00% | 1.69% | ||
| 10/1/24 | $6,905,000 | 5.00% | 1.81% | ||
| 10/1/25 | $7,260,000 | 5.00% | 1.96% | ||
| 10/1/26 | $7,635,000 | 5.00% | 2.10% | ||
| 10/1/27 | $7,985,000 | 4.00% | 2.27% | ||
| 10/1/28 | $8,310,000 | 4.00% | 2.47% | ||
| 10/1/29 | $8,585,000 | 2.50% | 2.638% | ||
| 10/1/30 | $8,870,000 | 4.00% | 2.78% | ||
| 10/1/31 | $9,185,000 | 3.00% | 3.00% | ||
| 10/1/32 | $9,460,000 | 3.00% | 3.06% | ||
| 10/1/33 | $9,750,000 | 3.00% | 3.12% | ||
| 10/1/34 | $10,045,000 | 3.00% | 3.17% | ||
| 10/1/35 | $10,355,000 | 3.00% | 3.21% | ||
| 10/1/36 | $10,670,000 | 3.00% | 3.24% |
L.O.: Stradling, Yocca, Carlson & Rauth, Sacramento, CA; and State Attorney General.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Citigroup, TIC 2.8359%
RBC Capital Mkts, TIC 2.8625%
Mesirow Financial, TIC 2.9228%
Morgan Stanley, TIC 2.9239%
Goldman Sachs, TIC 2.936%
JPMorgan, TIC 3.0263%
Jefferies, TIC 3.1257%
Dublin Unified School District
Oct 26, 2016 . . . . . . $14,600,000
2016 General Obligation Refunding Bonds (book entry).
Dated Nov 23, 2016.
Due Aug 1, 2028 to 2032.
Callable Aug 1, 2026 at par.
Winning bid: Citigroup, at 120.6841, TIC 2.9949%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/30 | $5,100,000 | 4.00% | 2.28% | ||
| 8/1/31 | $4,555,000 | 5.25% | 2.30% | ||
| 8/1/32 | $4,945,000 | 5.00% | 2.35% |
L.O.: Jones Hall, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Janney Montgomery, TIC 2.9983%
JPMorgan, TIC 3.0012%
Robert W. Baird, TIC 3.0236%
RBC Capital Mkts, TIC 3.0342%
Piper Jaffray, TIC 3.046%
Hilltop Securities, TIC 3.0597%
Morgan Stanley, TIC 3.0982%
Wells Fargo Secs, TIC 3.1178%
UBS Financial Svcs, TIC 3.2024%
Signal Hill (City)
Oct 27, 2016 . . . . . . $4,305,000
2016 Water Revenue Refunding Bonds (book entry).
Dated Nov 17, 2016.
Due Nov 1, 2017 to 2025.
Non-callable.
Winning bid: Hilltop Securities, at 109.9363, TIC 1.678%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $420,000 | 5.00% | 0.77% | ||
| 11/1/18 | $430,000 | 3.00% | 0.92% | ||
| 11/1/19 | $445,000 | 3.00% | 1.02% | ||
| 11/1/20 | $460,000 | 3.00% | 1.12% | ||
| 11/1/21 | $475,000 | 3.00% | 1.24% | ||
| 11/1/22 | $490,000 | 4.00% | 1.40% | ||
| 11/1/23 | $510,000 | 4.00% | 1.56% | ||
| 11/1/24 | $530,000 | 4.00% | 1.75% | ||
| 11/1/25 | $545,000 | 4.00% | 1.92% |
L.O.: Aleshire & Wynder, LLP, Irvine, CA.
F.A.: Harrell & Company Advisors, LLC, Orange, CA.
Other bidders were:
Morgan Stanley, TIC 1.7197%
Robert W. Baird, TIC 1.7785%
Raymond James, TIC 1.8671%
Hutchinson Shockey, TIC 1.9109%
BOK Fin Secs, TIC 1.9588%
Southern Marin Sewerage Agency
Oct 26, 2016 . . . . . . $38,000,000
Revenue Bonds,Series 2016 (book entry).
Dated Nov 9, 2016.
Due Jul 1, 2017 to 2046.
Callable Jul 1, 2026 at par.
Winning bid: Piper Jaffray, at 104.9232, TIC 3.0585%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/17 | $570,000 | 5.00% | 0.69% | ||
| 7/1/18 | $295,000 | 5.00% | 0.84% | ||
| 7/1/19 | $545,000 | 5.00% | 0.93% | ||
| 7/1/20 | $605,000 | 5.00% | 1.02% | ||
| 7/1/21 | $745,000 | 5.00% | 1.11% | ||
| 7/1/22 | $865,000 | 5.00% | 1.23% | ||
| 7/1/23 | $915,000 | 5.00% | 1.35% | ||
| 7/1/24 | $960,000 | 5.00% | 1.50% | ||
| 7/1/25 | $1,010,000 | 5.00% | 1.64% | ||
| 7/1/26 | $1,055,000 | 5.00% | 1.78% | ||
| 7/1/27 | $1,110,000 | 4.00% | 2.06% | ||
| 7/1/28 | $1,155,000 | 4.00% | 2.20% | ||
| 7/1/29 | $1,200,000 | 4.00% | 2.34% | ||
| 7/1/30 | $1,255,000 | 4.00% | 2.48% | ||
| 7/1/31 | $1,300,000 | 4.00% | 2.60% | ||
| 7/1/33 | $2,755,000 | 3.00% | 3.07% | ||
| 7/1/34 | $1,450,000 | 3.00% | 3.12% | ||
| 7/1/35 | $1,495,000 | 3.00% | 3.16% | ||
| 7/1/36 | $1,530,000 | 3.00% | 3.19% | ||
| 7/1/37 | $1,575,000 | 3.00% | 3.22% | ||
| 7/1/38 | $1,630,000 | 3.125% | 3.28% | ||
| 7/1/39 | $1,675,000 | 3.125% | 3.32% | ||
| 7/1/41 | $3,520,000 | 3.25% | 3.34% | ||
| 7/1/46 | $8,785,000 | 3.25% | 3.39% |
L.O.: Quint & Thimmig, Larkspur, CA.
F.A.: Wulff Hansen & Co., San Francisco, CA.
Other bidders were:
Wells Fargo Secs, TIC 3.061%
Robert W. Baird, TIC 3.0774%
Mesirow Financial, TIC 3.111%
Raymond James, TIC 3.1408%
BA Merrill Lynch, TIC 3.1614%
Citigroup, TIC 3.2511%
Morgan Stanley, TIC 3.3799%
CONNECTICUT
Bethany (Town)
Oct 27, 2016 . . . . . . $2,045,000
Bond Anticipation Notes (bank qualified).
Dated Nov 8, 2016.
Due Aug 7, 2017.
Purchased $2,045,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $3,988.26, effective rate 0.989%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
TD Bank, N.A., Effective Rate 1.0%
Oppenheimer, Effective Rate 1.1913%
Milford (City)
Oct 27, 2016 . . . . . . $5,110,000
General Obligation Bond Anticipation Notes Lot A (book entry).
Dated Nov 7, 2016.
Due May 5, 2017.
Purchased $5,110,000.00 by TD Securities, at 1.75%, plus $25,498.90, effective rate 0.7408%.
L.O.: Pullman & Comley, Bridgeport, CT; and Pullman & Comley, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Jefferies, Effective Rate 0.7447%
Eastern Bk Cap Mkts, Effective Rate 0.774%
Piper Jaffray, Effective Rate 0.9281%
Oppenheimer, Effective Rate 0.9965%
Milford (City)
Oct 27, 2016 . . . . . . $9,750,000
General Obligation Bond Anticipation Notes Lot B (book entry).
Dated Nov 7, 2016.
Due Nov 6, 2017.
Purchased $9,750,000.00 by Eastern Bk Cap Mkts, at 2.0%, plus $112,396.90, effective rate 0.844%.
L.O.: Pullman & Comley, Bridgeport, CT; and Pullman & Comley, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
TD Securities, Effective Rate 0.8709%
Jefferies, Effective Rate 0.8826%
Oppenheimer, Effective Rate 0.8846%
Piper Jaffray, Effective Rate 0.9852%
Milford (City)
Oct 27, 2016 . . . . . . $16,440,000
General Obligation Bonds, Issue of 2016 (book entry).
Dated Nov 7, 2016.
Due Nov 1, 2017 to 2036.
Callable Nov 1, 2024 at par.
Winning bid: Robert W. Baird, at 104.4758, TIC 2.4973%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $820,000 | 2.00% | 0.75% | ||
| 11/1/18 | $825,000 | 2.00% | 0.90% | ||
| 11/1/19 | $825,000 | 2.00% | 1.00% | ||
| 11/1/20 | $825,000 | 4.00% | 1.10% | ||
| 11/1/21 | $825,000 | 5.00% | 1.23% | ||
| 11/1/22 | $825,000 | 3.00% | 1.32% | ||
| 11/1/23 | $825,000 | 5.00% | 1.52% | ||
| 11/1/24 | $825,000 | 4.00% | 1.68% | ||
| 11/1/25 | $825,000 | 2.00% | 1.80% | ||
| 11/1/26 | $825,000 | 2.00% | 1.90% | ||
| 11/1/27 | $825,000 | 2.50% | 2.10% | ||
| 11/1/28 | $820,000 | 2.50% | 2.30% | ||
| 11/1/29 | $820,000 | 3.00% | 2.50% | ||
| 11/1/30 | $820,000 | 3.00% | 2.70% | ||
| 11/1/31 | $820,000 | 3.00% | 2.80% | ||
| 11/1/32 | $820,000 | 3.00% | 2.90% | ||
| 11/1/33 | $820,000 | 3.00% | 3.00% | ||
| 11/1/34 | $820,000 | 3.00% | 3.05% | ||
| 11/1/35 | $815,000 | 3.00% | 3.07% | ||
| 11/1/36 | $815,000 | 3.00% | 3.10% |
Other managers: Eastern Bank Capital Markets, CL King & Associates, WNJ Capital, Cronin & Co., Inc., SumRidge Partners, LLC, Crews & Associates, Inc., Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, First Empire Securities, Northland Securities, Inc., Bernardi Securities, Inc., Loop Capital Markets, LLC, IFS Securities, Alamo Capital, W.H. Mell Associates, Inc., Rafferty Capital Markets LLC, Sierra Pacific Securities, Wayne Hummer & Co., Midland Securities Ltd, Dougherty & Company LLC, FMSbonds, Inc..
L.O.: Pullman & Comley, Bridgeport, CT; and Pullman & Comley, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
JPMorgan, TIC 2.5518%
Janney Montgomery, TIC 2.5594%
Raymond James, TIC 2.6517%
FTN Fin Cap Mkts, TIC 2.6587%
Citigroup, TIC 2.6597%
Piper Jaffray, TIC 2.7493%
INDIANA
Clay Community Multi School Building Corporation
Oct 27, 2016 . . . . . . $24,995,000
First Mortgage Bonds, Series 2016 (book entry).
Dated Nov 30, 2016.
Due Jul 15, 2019 to Jan 15, 2029.
Callable Jul 15, 2026 at par.
Winning bid: Hutchinson Shockey, at 113.0607, TIC 2.4181%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/19 | $990,000 | 4.00% | 1.25% | ||
| 1/15/20 | $1,010,000 | 4.00% | 1.35% | ||
| 7/15/20 | $1,030,000 | 5.00% | 1.45% | ||
| 1/15/21 | $1,060,000 | 5.00% | 1.50% | ||
| 7/15/21 | $1,085,000 | 5.00% | 1.55% | ||
| 1/15/22 | $1,110,000 | 5.00% | 1.70% | ||
| 7/15/22 | $1,140,000 | 5.00% | 1.75% | ||
| 1/15/23 | $1,170,000 | 5.00% | 1.85% | ||
| 7/15/23 | $1,195,000 | 5.00% | 1.90% | ||
| 1/15/24 | $1,225,000 | 5.00% | 2.00% | ||
| 7/15/24 | $1,255,000 | 5.00% | 2.10% | ||
| 1/15/25 | $1,290,000 | 5.00% | 2.15% | ||
| 7/15/25 | $1,320,000 | 5.00% | 2.20% | ||
| 7/15/26 | $2,745,000 | 5.00% | 2.35% | ||
| 1/15/27 | $1,425,000 | 3.00% | 2.50% | ||
| 1/15/28 | $2,920,000 | 4.00% | 2.70% | ||
| 1/15/29 | $3,025,000 | 3.00% | 3.00% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Robert W. Baird, TIC 2.6271%
Greenfield (City)
Oct 27, 2016 . . . . . . $3,300,000
General Obligation Bonds of 2016 (bank qualified) (book entry).
Dated Nov 17, 2016.
Due Jan 15, 2018 to 2031.
Callable Jan 15, 2025 at par.
Winning bid: City Securities, at 101.0014, NIC 2.3494%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/18 | $95,000 | 2.00% | 1.00% | ||
| 7/15/18 | $100,000 | 2.00% | 1.05% | ||
| 1/15/19 | $100,000 | 2.00% | 1.10% | ||
| 7/15/19 | $105,000 | 2.00% | 1.15% | ||
| 1/15/20 | $100,000 | 2.00% | 1.25% | ||
| 7/15/20 | $105,000 | 2.00% | 1.30% | ||
| 1/15/21 | $110,000 | 2.00% | 1.35% | ||
| 7/15/21 | $110,000 | 2.00% | 1.40% | ||
| 7/15/22 | $230,000 | 2.00% | 1.50% | ||
| 7/15/23 | $230,000 | 2.00% | 1.60% | ||
| 7/15/24 | $240,000 | 2.00% | 1.75% | ||
| 7/15/25 | $250,000 | 2.00% | 1.90% | ||
| 7/15/26 | $260,000 | 2.00% | 2.00% | ||
| 7/15/27 | $270,000 | 2.50% | 2.20% | ||
| 7/15/28 | $275,000 | 2.50% | 2.30% | ||
| 7/15/29 | $280,000 | 3.00% | 2.40% | ||
| 1/15/31 | $440,000 | 3.00% | 2.60% |
Other managers: Isaak Bond Investments, Inc..
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: O.W. Krohn & Associates, Westfield, IN.
Other bidders were:
J.J.B. Hilliard, NIC 2.3612%
Robert W. Baird, NIC 2.4874%
Plainfield Redevelopment Authority
Oct 27, 2016 . . . . . . $9,090,000
Lease Rental Revenue Bonds of 2016 (Fire Station 121 Project) (Ad Valorem Special Tax Back-Up) (book entry).
Dated Nov 17, 2016.
Due Feb 1, 2019 to 2028.
Callable Feb 1, 2024 at par.
Winning bid: City Securities, at 106.4158, TIC 2.2779%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/19 | $225,000 | 3.00% | 1.10% | ||
| 8/1/19 | $210,000 | 3.00% | 1.15% | ||
| 2/1/20 | $210,000 | 3.00% | 1.25% | ||
| 8/1/20 | $235,000 | 3.00% | 1.30% | ||
| 2/1/21 | $235,000 | 3.00% | 1.35% | ||
| 8/1/21 | $425,000 | 4.00% | 1.45% | ||
| 2/1/22 | $430,000 | 4.00% | 1.55% | ||
| 8/1/22 | $445,000 | 4.00% | 1.60% | ||
| 2/1/23 | $450,000 | 4.00% | 1.70% | ||
| 8/1/23 | $570,000 | 4.00% | 1.75% | ||
| 2/1/24 | $580,000 | 4.00% | 1.85% | ||
| 8/1/24 | $605,000 | 3.00% | 1.90% | ||
| 2/1/25 | $615,000 | 3.00% | 2.00% | ||
| 8/1/25 | $620,000 | 3.00% | 2.10% | ||
| 2/1/26 | $630,000 | 3.00% | 2.15% | ||
| 8/1/26 | $640,000 | 3.00% | 2.25% | ||
| 2/1/27 | $645,000 | 3.00% | 2.30% | ||
| 8/1/27 | $655,000 | 3.00% | 2.35% | ||
| 2/1/28 | $665,000 | 2.50% | 2.50% |
Other managers: Isaak Bond Investments, Inc..
L.O.: Benesch, Friedlander, Coplan & Aronoff LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, TIC 2.3826%
Hutchinson Shockey, TIC 2.4806%
Robert W. Baird, TIC 2.6413%
First Merchants Bank, TIC 2.787%
Westfield (City)
Oct 27, 2016 . . . . . . $2,000,000
General Obligation Bonds, Series 2016.
Dated Nov 10, 2016.
Due Jan 1, 2018 to 2022.
Non-callable.
Winning bid: Regions Bank, at n/a, NIC 1.6493%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/18 | $210,000 | 1.61% | NRO | ||
| 7/1/18 | $210,000 | 1.61% | NRO | ||
| 1/1/19 | $220,000 | 1.61% | NRO | ||
| 7/1/19 | $220,000 | 1.61% | NRO | ||
| 1/1/20 | $220,000 | 1.61% | NRO | ||
| 7/1/20 | $230,000 | 1.61% | NRO | ||
| 1/1/21 | $230,000 | 1.61% | NRO | ||
| 7/1/21 | $230,000 | 1.61% | NRO | ||
| 1/1/22 | $230,000 | 1.61% | NRO |
L.O.: Krieg DeVault, LLP, Indianapolis, IN.
F.A.: FSG Corp, Plainfield, IN.
Other bidders were:
JPMorgan Chase, NIC 1.715%
KeyBanc Cap Mkts, NIC 1.8042%
City Securities, NIC 2.0499%
Old National Bk, NIC 2.0593%
J.J.B. Hilliard, NIC 2.0935%
KENTUCKY
Henderson County School District Finance Corporation
Oct 27, 2016 . . . . . . $17,845,000
School Building Revenue Bonds, Series of 2016 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Oct 1, 2016.
Due Oct 1, 2017 to 2036.
Callable Oct 1, 2026 at par.
Winning bid: Robert W. Baird, at 99.1190, NIC 3.0053%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $280,000 | 2.00% | 1.00% | ||
| 10/1/18 | $485,000 | 2.00% | 1.15% | ||
| 10/1/19 | $490,000 | 2.00% | 1.30% | ||
| 10/1/20 | $760,000 | 2.00% | 1.45% | ||
| 10/1/21 | $795,000 | 2.00% | 1.60% | ||
| 10/1/22 | $815,000 | 2.00% | 1.80% | ||
| 10/1/23 | $830,000 | 2.00% | 2.00% | ||
| 10/1/24 | $855,000 | 3.00% | 2.10% | ||
| 10/1/25 | $875,000 | 3.00% | 2.25% | ||
| 10/1/26 | $905,000 | 3.00% | 2.40% | ||
| 10/1/27 | $935,000 | 3.00% | 2.65% | ||
| 10/1/28 | $960,000 | 3.00% | 2.85% | ||
| 10/1/31 | $3,070,000 | 3.00% | 3.00% | ||
| 10/1/32 | $1,095,000 | 3.00% | 3.05% | ||
| 10/1/33 | $1,130,000 | 3.00% | 3.10% | ||
| 10/1/34 | $1,170,000 | 3.00% | 3.15% | ||
| 10/1/36 | $2,395,000 | 3.125% | 3.20% |
Other managers: Duncan-Williams, Inc., CL King & Associates, Edward Jones, Crews & Associates, Inc., WNJ Capital, Davenport & Company LLC, SAMCO Capital Markets, FTN Financial Capital Markets, Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Northland Securities, Inc., Oppenheimer & Co., Inc., Cronin & Co., Inc., First Kentucky Securities Corp., UMB Bank, N.A.., SumRidge Partners, LLC, Loop Capital Markets, LLC, IFS Securities, Sierra Pacific Securities, Alamo Capital, PNC Capital Markets, Wedbush Securities Inc., Bank of New York Mellon Capital Markets, LLC, First Empire Securities, W.H. Mell Associates, Inc., Rafferty Capital Markets LLC, Stifel, Nicolaus & Co., Inc., Wayne Hummer & Co., Midland Securities Ltd, Bernardi Securities, Inc., Dougherty & Company LLC, FMSbonds, Inc., J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
BA Merrill Lynch, NIC 3.066%
Hutchinson Shockey, NIC 3.161%
Jefferies, NIC 3.5213%
Monroe County Public Properties Corporation
Oct 27, 2016 . . . . . . $4,760,000
First Mortgage Revenue Refunding Bonds Justice Center Project), Series 2016 (bank qualified).
Dated Nov 17, 2016.
Due Nov 1, 2019 to 2028.
Callable Nov 1, 2026 at par.
Winning bid: Stifel Nicolaus, at n/a, TIC 2.4456%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/19 | $25,000 | 3.00% | 1.60% | ||
| 11/1/20 | $40,000 | 3.00% | 1.70% | ||
| 11/1/21 | $40,000 | 3.00% | 1.80% | ||
| 11/1/22 | $605,000 | 3.00% | 1.85% | ||
| 11/1/23 | $625,000 | 3.00% | 2.00% | ||
| 11/1/24 | $645,000 | 3.00% | 2.10% | ||
| 11/1/25 | $665,000 | 3.00% | 2.20% | ||
| 11/1/26 | $685,000 | 3.00% | 2.30% | ||
| 11/1/27 | $705,000 | 3.00% | 2.40% | ||
| 11/1/28 | $725,000 | 3.00% | 2.50% |
Other managers: BOK Financial Securities, SunTrust Robinson Humphrey.
L.O.: Rubin & Hays, Louisville, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, TIC 2.5433%
MARYLAND
Maryland Department of Transportation
Oct 26, 2016 . . . . . . $385,000,000
Consolidated Transportation Bonds, Series 2016 (book entry).
Dated Nov 10, 2016.
Due Nov 1, 2019 to 2031.
Callable Nov 1, 2024 at par.
Winning bid: Merrill Lynch, at 113.7427, TIC 2.3102%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/19 | $22,055,000 | 5.00% | 0.95% | ||
| 11/1/20 | $23,185,000 | 5.00% | 1.03% | ||
| 11/1/21 | $24,375,000 | 5.00% | 1.13% | ||
| 11/1/22 | $25,620,000 | 5.00% | 1.22% | ||
| 11/1/23 | $26,935,000 | 5.00% | 1.35% | ||
| 11/1/24 | $28,320,000 | 5.00% | 1.49% | ||
| 11/1/25 | $29,620,000 | 4.00% | 1.62% | ||
| 11/1/26 | $30,825,000 | 5.00% | 1.73% | ||
| 11/1/27 | $32,085,000 | 4.00% | 2.03% | ||
| 11/1/28 | $33,395,000 | 3.00% | 2.43% | ||
| 11/1/29 | $34,755,000 | 4.00% | 2.21% | ||
| 11/1/30 | $36,175,000 | 3.00% | 2.73% | ||
| 11/1/31 | $37,655,000 | 3.00% | 2.80% |
L.O.: Kutak Rock, Washington, DC.
F.A.: Public Financial Management, Inc., Orlando, FL; People First Financial Advisors, Landover, MD; Public Financial Management, Inc., New York, NY; and Financial Advisory Investment Management Group, Landover, MD.
Other bidders were:
Citigroup, TIC 2.3158%
JPMorgan, TIC 2.3469%
Barclays Capital, TIC 2.389%
Morgan Stanley, TIC 2.4628%
MASSACHUSETTS
Plymouth (Town)
Oct 27, 2016 . . . . . . $10,660,000
General Obligation Refunding Bonds (book entry).
Dated Nov 15, 2016.
Due May 15, 2020 to 2029.
Callable May 15, 2026 at par.
Winning bid: FTN Fin Cap Mkts, at 114.0458, TIC 1.764%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/20 | $1,335,000 | 4.00% | 1.05% | ||
| 5/15/21 | $1,310,000 | 4.00% | 1.16% | ||
| 5/15/22 | $1,265,000 | 4.00% | 1.26% | ||
| 5/15/23 | $1,210,000 | 4.00% | 1.39% | ||
| 5/15/24 | $1,115,000 | 4.00% | 1.52% | ||
| 5/15/25 | $1,095,000 | 4.00% | 1.65% | ||
| 5/15/26 | $1,080,000 | 4.00% | 1.78% | ||
| 5/15/27 | $1,025,000 | 4.00% | 1.95% | ||
| 5/15/28 | $895,000 | 3.00% | 2.30% | ||
| 5/15/29 | $330,000 | 3.00% | 2.40% |
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
JPMorgan, TIC 1.7798%
Janney Montgomery, TIC 1.8092%
Citigroup, TIC 1.8312%
Morgan Stanley, TIC 1.8623%
Robert W. Baird, TIC 1.908%
Hutchinson Shockey, TIC 2.0184%
Salem (City)
Oct 26, 2016 . . . . . . $17,227,000
General Obligation Municipal Purpose Loan of 2016 Bonds (book entry).
Dated Nov 17, 2016.
Due Oct 15, 2017 to 2036.
Callable Oct 15, 2026 at par.
Winning bid: Janney Montgomery, at 110.9064, TIC 2.1276%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/17 | $907,000 | 3.00% | 0.85% | ||
| 10/15/18 | $1,490,000 | 4.00% | 0.92% | ||
| 10/15/19 | $1,515,000 | 4.00% | 1.02% | ||
| 10/15/20 | $1,555,000 | 4.00% | 1.13% | ||
| 10/15/21 | $1,235,000 | 4.00% | 1.22% | ||
| 10/15/22 | $1,225,000 | 4.00% | 1.31% | ||
| 10/15/23 | $1,260,000 | 4.00% | 1.44% | ||
| 10/15/24 | $1,285,000 | 4.00% | 1.59% | ||
| 10/15/25 | $1,325,000 | 4.00% | 1.73% | ||
| 10/15/26 | $990,000 | 4.00% | 1.87% | ||
| 10/15/27 | $840,000 | 4.00% | 2.00% | ||
| 10/15/28 | $405,000 | 4.00% | 2.17% | ||
| 10/15/29 | $410,000 | 4.00% | 2.25% | ||
| 10/15/30 | $445,000 | 4.00% | 2.38% | ||
| 10/15/31 | $370,000 | 3.00% | 2.80% | ||
| 10/15/32 | $375,000 | 3.00% | 2.90% | ||
| 10/15/33 | $380,000 | 3.00% | 3.00% | ||
| 10/15/34 | $390,000 | 3.00% | 3.05% | ||
| 10/15/35 | $405,000 | 3.00% | 3.10% | ||
| 10/15/36 | $420,000 | 3.00% | 3.15% |
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Robert W. Baird, TIC 2.139%
BA Merrill Lynch, TIC 2.139%
JPMorgan, TIC 2.1759%
Raymond James, TIC 2.1786%
FTN Fin Cap Mkts, TIC 2.1949%
Hutchinson Shockey, TIC 2.2601%
UBS Financial Svcs, TIC 2.3147%
Westford (Town)
Oct 27, 2016 . . . . . . $3,925,000
General Obligation Municipal Purpose Loan of 2016 Bonds (bank qualified) (book entry).
Dated Nov 10, 2016.
Due Feb 15, 2018 to 2037.
Callable Feb 15, 2025 at par.
Winning bid: FTN Fin Cap Mkts, at 101.5159, TIC 2.0799%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/18 | $195,000 | 4.00% | 0.85% | ||
| 2/15/19 | $200,000 | 3.00% | 0.90% | ||
| 2/15/20 | $200,000 | 3.00% | 1.05% | ||
| 2/15/21 | $200,000 | 2.25% | 1.10% | ||
| 2/15/22 | $200,000 | 2.25% | 1.20% | ||
| 2/15/23 | $200,000 | 2.25% | 1.30% | ||
| 2/15/24 | $195,000 | 2.50% | 1.40% | ||
| 2/15/25 | $195,000 | 2.50% | 1.50% | ||
| 2/15/27 | $390,000 | 2.00% | 1.80% | ||
| 2/15/30 | $585,000 | 2.00% | 1.90% | ||
| 2/15/32 | $390,000 | 2.00% | 2.00% | ||
| 2/15/34 | $390,000 | 2.10% | 2.10% | ||
| 2/15/37 | $585,000 | 2.50% | 2.50% |
L.O.: Locke Lord LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Stifel Nicolaus, TIC 2.2235%
Robert W. Baird, TIC 2.3633%
Roosevelt & Cross, TIC 2.5317%
Fidelity Capital, TIC 2.6082%
Raymond James, TIC 2.674%
MINNESOTA
Roseau Independent School District No. 682
Oct 27, 2016 . . . . . . $8,395,000
General Obligation Refunding Bonds, Series 2016A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 17, 2016.
Due Feb 1, 2018 to 2036.
Callable Feb 1, 2026 at par.
Winning bid: Piper Jaffray, at 101.7200, TIC 2.3479%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $250,000 | 2.00% | 0.90% | ||
| 2/1/19 | $285,000 | 2.00% | 1.00% | ||
| 2/1/20 | $355,000 | 3.00% | 1.10% | ||
| 2/1/21 | $295,000 | 3.00% | 1.25% | ||
| 2/1/22 | $305,000 | 3.00% | 1.35% | ||
| 2/1/26 | $565,000 | 3.00% | 1.70% | ||
| 2/1/27 | $575,000 | 2.00% | 1.80% | ||
| 2/1/28 | $585,000 | 2.00% | 1.90% | ||
| 2/1/29 | $595,000 | 2.00% | 2.00% | ||
| 2/1/30 | $610,000 | 2.25% | 2.10% | ||
| 2/1/32 | $1,255,000 | 2.50% | 2.25% | ||
| 2/1/33 | $655,000 | 2.50% | 2.35% | ||
| 2/1/34 | $670,000 | 2.75% | 2.40% | ||
| 2/1/36 | $1,395,000 | 2.75% | 2.50% |
Other managers: Cantor Fitzgerald & Company.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Stifel Nicolaus, TIC 2.3705%
Wells Fargo Secs, TIC 2.3814%
Northland Securities, TIC 2.4592%
Robert W. Baird, TIC 2.4959%
Raymond James, TIC 2.6435%
MISSOURI
Metro-North Fire Protection District
Oct 26, 2016 . . . . . . $3,370,000
General Obligation Refunding Bonds, Series 2016 (bank qualified) (book entry).
Dated Nov 7, 2016.
Due Mar 1, 2017 to 2028.
Callable Mar 1, 2022 at par.
Winning bid: UMB Bank, at 105.0000, TIC 1.7618%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $245,000 | 3.00% | 0.65% | ||
| 3/1/18 | $255,000 | 3.00% | 0.90% | ||
| 3/1/19 | $265,000 | 3.00% | 1.00% | ||
| 3/1/20 | $275,000 | 3.15% | 1.10% | ||
| 3/1/21 | $285,000 | 3.00% | 1.20% | ||
| 3/1/22 | $290,000 | 3.00% | 1.35% | ||
| 3/1/23 | $305,000 | 2.00% | 1.35% | ||
| 3/1/24 | $315,000 | 2.25% | 1.35% | ||
| 3/1/26 | $650,000 | 2.50% | 1.35% | ||
| 3/1/27 | $345,000 | 3.00% | 1.35% | ||
| 3/1/28 | $140,000 | 3.00% | 1.35% |
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: Ameritas Investment Corp, Kansas City, MO.
Other bidders were:
Robert W. Baird, TIC 2.2287%
Stifel Nicolaus, TIC 2.2334%
NEW JERSEY
Barnegat Light Borough
Oct 27, 2016 . . . . . . $2,565,000
Bond Anticipation Note (bank qualified).
Dated Nov 8, 2016.
Due Nov 8, 2017.
Purchased $2,565,000.00 by West Windsor Twp, at 1.199%, effective rate 1.1999%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
TD Securities, Effective Rate 1.675%
Oppenheimer, Effective Rate 1.957%
Berlin Township
Oct 27, 2016 . . . . . . $3,160,000
General Obligation Bonds, Series 2016A consisting of $2,410,000 General Improvement and $750,000 Sewer Utility (book entry).
Dated Nov 15, 2016.
Due Nov 15, 2017 to 2029.
Callable Nov 15, 2026 at par.
Winning bid: Robert W. Baird, at 100.0000, NIC 2.703%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/17 | $160,000 | 1.50% | 1.20% | ||
| 11/15/18 | $160,000 | 1.50% | 1.30% | ||
| 11/15/19 | $230,000 | 1.50% | 1.45% | ||
| 11/15/20 | $235,000 | 2.00% | 1.55% | ||
| 11/15/21 | $235,000 | 2.00% | 1.70% | ||
| 11/15/22 | $245,000 | 2.00% | 1.85% | ||
| 11/15/23 | $250,000 | 2.00% | 2.00% | ||
| 11/15/24 | $260,000 | 3.00% | 2.20% | ||
| 11/15/25 | $265,000 | 3.00% | 2.40% | ||
| 11/15/26 | $270,000 | 3.00% | 2.55% | ||
| 11/15/27 | $280,000 | 3.00% | 2.70% | ||
| 11/15/28 | $285,000 | 3.00% | 2.85% | ||
| 11/15/29 | $285,000 | 3.00% | 3.00% |
Other managers: CL King & Associates, WNJ Capital, Crews & Associates, Inc., Loop Capital Markets, LLC, Oppenheimer & Co., Inc., SumRidge Partners, LLC, Sierra Pacific Securities, Alamo Capital, Northland Securities, Inc., IFS Securities, Bernardi Securities, Inc., W.H. Mell Associates, Inc., First Empire Securities, Rafferty Capital Markets LLC, Wayne Hummer & Co., Midland Securities Ltd, Dougherty & Company LLC.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Morgan Stanley, NIC 2.715%
UBS Financial Svcs, NIC 2.7275%
Essex County Utilities Authority
Oct 27, 2016 . . . . . . $4,500,000
Water System Project Notes (Series 2016) (Secured by a County Deficiency Agreement with the County of Essex) (bank qualified) (book entry).
Dated Nov 3, 2016.
Due Nov 2, 2018.
Non-callable.
Winning bid: Oppenheimer, at n/a, NIC 1.3321%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/2/18 | $4,500,000 | 2.00% | 0.90% |
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Acacia Financial Group, Inc., Montclair, NJ.
Other bidders were:
Jefferies, NIC 1.4199%
Hutchinson Shockey, NIC 1.4925%
Montclair Township
Oct 27, 2016 . . . . . . $4,855,000
Temporary Note (book entry).
Dated Nov 4, 2016.
Due Nov 3, 2017.
Purchased $4,855,000.00 by TD Securities, at 2.5%, plus $75,203.95, effective rate 0.946%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Benecke Economics, Moonachie, NJ.
Other bidders were:
Jefferies, Effective Rate 1.004%
Oppenheimer, Effective Rate 1.0125%
JPMorgan Chase, Effective Rate 1.139%
Montclair Township
Oct 27, 2016 . . . . . . $28,478,200
$18,638,000 Bond Anticipation Note; $7,394,000 Water & Sewer Utility Bond Anticipation Note; $1,446,200 Tax Appeal Refunding Bond Anticipation Note & $1,000,000 Special Emergency Note (book entry).
Dated Nov 4, 2016.
Due Nov 3, 2017.
Purchased $28,478,200.00 by TD Securities, at 2.5%, plus $457,075.10, effective rate 0.89%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Benecke Economics, Moonachie, NJ.
Other bidders were:
Jefferies, Effective Rate 0.948%
Oppenheimer, Effective Rate 0.9849%
JPMorgan, Effective Rate 0.9992%
Oceanport Borough
Oct 27, 2016 . . . . . . $971,700
$795,700 Bond Anticipation Notes and $176,000 Special Emergency Notes (bank qualified) (book entry).
Dated Nov 3, 2016.
Due Aug 9, 2017.
Purchased $971,700.00 by Janney Montgomery, at 1.25%, n/a, effective rate n/a.
L.O.: Archer & Greiner P.C., Red Bank, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.3559%
East Brunswick Twp, Effective Rate 1.47%
Oppenheimer, Effective Rate 1.8415%
Wood-Ridge Borough Board of Education
Oct 27, 2016 . . . . . . $9,377,513
Temporary Notes (bank qualified).
Dated Nov 3, 2016.
Due Nov 2, 2017.
Purchased $9,377,510.00 by Oppenheimer, at 2.0%, plus $76,146.00, effective rate 1.1857%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.1897%
TD Securities, Effective Rate 1.2248%
NEW YORK
Amherst (Town)
Oct 27, 2016 . . . . . . $32,876,262
Bond Anticipation Notes - 2016.
Dated Nov 9, 2016.
Due Nov 9, 2017.
Purchased $32,876,260.00 by TD Securities, at 2.5%, plus $541,143.20, effective rate 0.854%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.885%
JPMorgan, Effective Rate 0.89%
Oppenheimer, Effective Rate 0.8925%
Jefferies, Effective Rate 0.928%
JPMorgan Chase, Effective Rate 1.19%
Amherst (Town)
Oct 27, 2016 . . . . . . $39,086,410
Public Improvement Serial Bonds-2016.
Dated Nov 9, 2016.
Due Nov 1, 2017 to 2039.
Callable Nov 1, 2025 at par.
Winning bid: Roosevelt & Cross, at 103.9081, TIC 2.569%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $1,926,410 | 3.00% | 0.77% | ||
| 11/1/18 | $2,035,000 | 3.00% | 0.93% | ||
| 11/1/19 | $2,095,000 | 3.00% | 1.06% | ||
| 11/1/20 | $2,135,000 | 3.00% | 1.15% | ||
| 11/1/21 | $2,180,000 | 3.00% | 1.25% | ||
| 11/1/22 | $2,130,000 | 3.00% | 1.35% | ||
| 11/1/23 | $2,155,000 | 3.00% | 1.50% | ||
| 11/1/24 | $1,950,000 | 3.00% | 1.65% | ||
| 11/1/25 | $1,930,000 | 3.00% | 1.78% | ||
| 11/1/26 | $1,900,000 | 3.00% | 1.90% | ||
| 11/1/27 | $1,810,000 | 3.00% | 2.00% | ||
| 11/1/28 | $1,795,000 | 3.00% | 2.15% | ||
| 11/1/29 | $1,550,000 | 3.00% | 2.30% | ||
| 11/1/30 | $1,415,000 | 3.00% | 2.53% | ||
| 11/1/31 | $1,370,000 | 3.00% | 2.70% | ||
| 11/1/32 | $1,310,000 | 3.00% | 2.82% | ||
| 11/1/33 | $1,330,000 | 3.00% | 2.90% | ||
| 11/1/34 | $1,345,000 | 3.00% | 2.95% | ||
| 11/1/35 | $1,360,000 | 3.00% | 3.00% | ||
| 11/1/36 | $1,380,000 | 3.00% | 3.05% | ||
| 11/1/37 | $1,400,000 | 3.00% | 3.10% | ||
| 11/1/38 | $1,415,000 | 3.00% | 3.15% | ||
| 11/1/39 | $1,170,000 | 3.125% | 3.20% |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC, Edward Jones, Oppenheimer & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan, TIC 2.6521%
Mesirow Financial, TIC 2.6888%
Wells Fargo Secs, TIC 2.703%
BA Merrill Lynch, TIC 2.7371%
Jefferies, TIC 2.7708%
Robert W. Baird, TIC 2.78%
Arlington Central School District
Oct 27, 2016 . . . . . . $5,420,000
Bond Anticipation Notes for Buses-2016.
Dated Nov 9, 2016.
Due Nov 9, 2017.
Purchased $5,420,000.00 by Jefferies, at 2.0%, plus $52,738.00, effective rate 1.027%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.068%
TD Securities, Effective Rate 1.09%
Bank of America, Effective Rate 1.1%
JPMorgan Chase, Effective Rate 1.19%
Harrietstown (Town)
Oct 27, 2016 . . . . . . $222,000
Bond Anticipation Notes, 2016 (Renewals) (bank qualified).
Dated Nov 10, 2016.
Due Nov 10, 2017.
Purchased $222,000.00 by Adirondack Bank, at 1.9%, effective rate 1.9%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.99%
Roosevelt & Cross, Effective Rate 2.2419%
Kingston (City)
Oct 27, 2016 . . . . . . $9,375,000
Bond Anticipation Notes, 2016 Series B.
Dated Nov 9, 2016.
Due Nov 9, 2017.
Purchased $9,375,000.00 by Jefferies, at 2.0%, plus $88,970.00, effective rate 1.051%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.075%
TD Securities, Effective Rate 1.075%
JPMorgan Chase, Effective Rate 1.27%
Remsenburg-Speonk Union Free School District
Oct 27, 2016 . . . . . . $1,000,000
Tax Anticipation Notes for 2016-2017 Taxes (bank qualified).
Dated Nov 9, 2016.
Due Jun 27, 2017.
Purchased $1,000,000.00 by Oppenheimer, at 2.0%, plus $40.00, effective rate 1.9937%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Ulster County
Oct 27, 2016 . . . . . . $1,103,000
Public Improvement (Serial) Bonds, 2016 Series A (book entry).
Dated Nov 10, 2016.
Due Nov 1, 2017 to 2026.
Callable Nov 1, 2024 at par.
Winning bid: UBS Financial Svcs, at 100.0000, NIC 1.9838%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $103,000 | 1.00% | 0.75% | ||
| 11/1/18 | $105,000 | 2.00% | 0.90% | ||
| 11/1/19 | $105,000 | 2.00% | 1.03% | ||
| 11/1/20 | $105,000 | 2.00% | 1.15% | ||
| 11/1/21 | $110,000 | 2.00% | 1.25% | ||
| 11/1/22 | $110,000 | 2.00% | 1.35% | ||
| 11/1/23 | $115,000 | 2.00% | 1.50% | ||
| 11/1/24 | $115,000 | 2.00% | 1.70% | ||
| 11/1/25 | $115,000 | 2.00% | 1.85% | ||
| 11/1/26 | $120,000 | 2.00% | 2.00% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., Ross, Sinclaire & Associates LLC, M & T Securities, Inc., Bank of New York Mellon Capital Markets, LLC.
In association with: Wiley Bros.-Aintree Capital LLC., Rockfleet Financial Services, Inc., Intercoastal Capital Markets, Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Robert W. Baird, NIC 2.0%
Ulster County
Oct 27, 2016 . . . . . . $11,650,750
Public Improvement (Serial) Bonds, 2016 Series B (book entry).
Dated Nov 22, 2016.
Due Nov 15, 2017 to 2031.
Callable Nov 15, 2024 at par.
Winning bid: UBS Financial Svcs, at 100.2028, NIC 2.4602%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/17 | $670,750 | 2.00% | 0.75% | ||
| 11/15/18 | $680,000 | 2.00% | 0.90% | ||
| 11/15/19 | $695,000 | 2.00% | 1.04% | ||
| 11/15/20 | $710,000 | 2.00% | 1.15% | ||
| 11/15/21 | $720,000 | 2.00% | 1.25% | ||
| 11/15/22 | $735,000 | 2.00% | 1.35% | ||
| 11/15/23 | $750,000 | 2.00% | 1.50% | ||
| 11/15/24 | $770,000 | 2.00% | 1.70% | ||
| 11/15/25 | $785,000 | 2.00% | 1.85% | ||
| 11/15/26 | $805,000 | 2.00% | 2.00% | ||
| 11/15/27 | $825,000 | 2.00% | 2.125% | ||
| 11/15/28 | $845,000 | 3.00% | 2.20% | ||
| 11/15/29 | $865,000 | 3.00% | 2.40% | ||
| 11/15/30 | $885,000 | 3.00% | 2.60% | ||
| 11/15/31 | $910,000 | 3.00% | 2.80% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., Ross, Sinclaire & Associates LLC, M & T Securities, Inc., Siebert Cisneros Shank & Co., L.L.C., Bank of New York Mellon Capital Markets, LLC.
In association with: Wiley Bros.-Aintree Capital LLC., Rockfleet Financial Services, Inc., Intercoastal Capital Markets, Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, NIC 2.4713%
Robert W. Baird, NIC 2.5431%
Hutchinson Shockey, NIC 2.557%
JPMorgan, NIC 2.6707%
Ulster County
Oct 27, 2016 . . . . . . $13,913,456
Bond Anticipation Notes, 2016.
Dated Nov 22, 2016.
Due Nov 22, 2017.
Purchased $13,913,456.00 by TD Securities, at 2.0%, plus $148,873.97, effective rate 0.93%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.948%
JPMorgan, Effective Rate 1.03%
Oppenheimer, Effective Rate 1.11%
Bank of America, Effective Rate 1.14%
JPMorgan Chase, Effective Rate 1.25%
NORTH CAROLINA
Appalachian State University
Oct 27, 2016 . . . . . . $10,895,000
General Revenue Refunding Bonds, Series 2016D (book entry).
Dated Nov 16, 2016.
Due Oct 1, 2020 to 2034.
Callable Oct 1, 2026 at par.
Winning bid: Wells Fargo Secs, at 114.0004, TIC 2.67%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/20 | $505,000 | 5.00% | 1.20% | ||
| 10/1/21 | $535,000 | 5.00% | 1.28% | ||
| 10/1/22 | $560,000 | 5.00% | 1.38% | ||
| 10/1/23 | $590,000 | 5.00% | 1.52% | ||
| 10/1/24 | $620,000 | 5.00% | 1.67% | ||
| 10/1/25 | $645,000 | 5.00% | 1.81% | ||
| 10/1/26 | $685,000 | 5.00% | 1.92% | ||
| 10/1/27 | $720,000 | 5.00% | 2.05% | ||
| 10/1/28 | $755,000 | 5.00% | 2.15% | ||
| 10/1/29 | $800,000 | 5.00% | 2.23% | ||
| 10/1/30 | $840,000 | 5.00% | 2.31% | ||
| 10/1/31 | $870,000 | 3.00% | 2.85% | ||
| 10/1/32 | $895,000 | 3.00% | 3.00% | ||
| 10/1/33 | $925,000 | 3.00% | 3.076% | ||
| 10/1/34 | $950,000 | 3.00% | 3.11% |
L.O.: McGuireWoods LLP, Raleigh, NC.
F.A.: First Tryon Advisors, Charlotte, NC.
Other bidders were:
SunTrust Robinson, TIC 2.7059%
Robert W. Baird, TIC 2.7246%
Morgan Stanley, TIC 2.7374%
JPMorgan, TIC 2.7404%
Citigroup, TIC 2.7451%
Janney Montgomery, TIC 2.7678%
Hutchinson Shockey, TIC 2.8781%
Appalachian State University
Oct 27, 2016 . . . . . . $25,845,000
General Revenue Bonds, Series 2016C (book entry).
Dated Nov 16, 2016.
Due Oct 1, 2019 to 2046.
Callable Oct 1, 2026 at par.
Winning bid: Wells Fargo Secs, at 100.1772, TIC 3.23%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/19 | $200,000 | 3.00% | 1.10% | ||
| 10/1/20 | $235,000 | 3.00% | 1.20% | ||
| 10/1/21 | $270,000 | 5.00% | 1.28% | ||
| 10/1/22 | $305,000 | 3.00% | 1.38% | ||
| 10/1/23 | $345,000 | 5.00% | 1.52% | ||
| 10/1/24 | $390,000 | 5.00% | 1.67% | ||
| 10/1/25 | $430,000 | 2.00% | 1.81% | ||
| 10/1/26 | $470,000 | 3.00% | 1.92% | ||
| 10/1/27 | $520,000 | 5.00% | 2.05% | ||
| 10/1/28 | $575,000 | 5.00% | 2.15% | ||
| 10/1/29 | $635,000 | 5.00% | 2.23% | ||
| 10/1/30 | $700,000 | 5.00% | 2.31% | ||
| 10/1/31 | $770,000 | 5.00% | 2.38% | ||
| 10/1/32 | $835,000 | 3.00% | 3.00% | ||
| 10/1/33 | $890,000 | 3.00% | 3.076% | ||
| 10/1/34 | $955,000 | 3.00% | 3.11% | ||
| 10/1/35 | $1,015,000 | 3.00% | 3.123% | ||
| 10/1/36 | $1,085,000 | 3.00% | 3.153% | ||
| 10/1/37 | $1,150,000 | 3.00% | 3.181% | ||
| 10/1/39 | $2,525,000 | 3.00% | 3.186% | ||
| 10/1/45 | $9,605,000 | 3.125% | 3.259% | ||
| 10/1/46 | $1,940,000 | 3.25% | 3.289% |
L.O.: McGuireWoods LLP, Raleigh, NC.
F.A.: First Tryon Advisors, Charlotte, NC.
Other bidders were:
Citigroup, TIC 3.3731%
JPMorgan, TIC 3.399%
BA Merrill Lynch, TIC 3.4119%
Janney Montgomery, TIC 3.438%
Robert W. Baird, TIC 3.5542%
SunTrust Robinson, TIC 3.5852%
Morgan Stanley, TIC 3.626%
TEXAS
Canyon Falls Water Control and Improvement District #2 of Denton County
Oct 27, 2016 . . . . . . $5,000,000
Unlimited Tax Road Bonds, Series 2016 (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Feb 15, 2021 to 2041.
Callable Feb 15, 2024 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 3.8826%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/21 | $175,000 | 3.00% | 2.20% | ||
| 2/15/22 | $180,000 | 3.00% | 2.40% | ||
| 2/15/23 | $180,000 | 3.00% | 2.60% | ||
| 2/15/24 | $185,000 | 3.00% | 2.80% | ||
| 2/15/25 | $190,000 | 3.00% | 2.90% | ||
| 2/15/26 | $195,000 | 3.00% | 3.00% | ||
| 2/15/27 | $205,000 | 3.00% | 3.10% | ||
| 2/15/28 | $210,000 | 3.00% | 3.20% | ||
| 2/15/29 | $215,000 | 3.25% | 3.30% | ||
| 2/15/30 | $225,000 | 3.25% | 3.40% | ||
| 2/15/31 | $230,000 | 3.50% | 3.50% | ||
| 2/15/32 | $240,000 | 3.50% | 3.60% | ||
| 2/15/33 | $245,000 | 3.625% | 3.70% | ||
| 2/15/34 | $255,000 | 3.75% | 3.80% | ||
| 2/15/35 | $265,000 | 3.75% | 3.85% | ||
| 2/15/36 | $275,000 | 3.875% | 3.90% | ||
| 2/15/41 | $1,530,000 | 4.00% | 4.00% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Fort Worth, TX.
Other bidders were:
GMS Group, NIC 4.062%
West Harris County Municipal Utility District No. 7
Oct 26, 2016 . . . . . . $5,280,000
Waterworks and Sewer System Combination Unlimited Tax and Revenue Bonds, Series 2016 (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Sep 1, 2018 to 2042.
Callable Sep 1, 2023 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 3.2417%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/18 | $25,000 | 3.00% | 1.20% | BAM | |
| 9/1/19 | $25,000 | 3.00% | 1.40% | BAM | |
| 9/1/20 | $25,000 | 3.00% | 1.60% | BAM | |
| 9/1/21 | $25,000 | 3.00% | 1.70% | BAM | |
| 9/1/22 | $25,000 | 3.00% | 1.80% | BAM | |
| 9/1/23 | $25,000 | 3.00% | 1.90% | BAM | |
| 9/1/24 | $25,000 | 3.00% | 1.95% | BAM | |
| 9/1/25 | $600,000 | 3.00% | 2.00% | BAM | |
| 9/1/26 | $25,000 | 3.00% | 2.10% | BAM | |
| 9/1/27 | $25,000 | 3.00% | 2.20% | BAM | |
| 9/1/28 | $25,000 | 3.00% | 2.30% | BAM | |
| 9/1/29 | $25,000 | 3.00% | 2.40% | BAM | |
| 9/1/30 | $25,000 | 3.00% | 2.50% | BAM | |
| 9/1/31 | $25,000 | 3.00% | 2.60% | BAM | |
| 9/1/32 | $25,000 | 3.00% | 2.70% | BAM | |
| 9/1/34 | $250,000 | 3.00% | 2.80% | BAM | |
| 9/1/36 | $250,000 | 3.00% | 2.90% | BAM | |
| 9/1/38 | $275,000 | 3.00% | 3.00% | BAM | |
| 9/1/40 | $1,250,000 | 3.00% | 3.20% | BAM | |
| 9/1/41 | $1,125,000 | 3.125% | 3.30% | BAM | |
| 9/1/42 | $1,180,000 | 3.25% | 3.40% | BAM |
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX; and FirstSouthwest, a Division of Hilltop Securities Inc., Fort Worth, TX.
Other bidders were:
BOK Fin Secs, NIC 3.3001%
SAMCO Cap Mkts, NIC 3.3739%
Robert W. Baird, NIC 3.3826%
Raymond James, NIC 3.4061%
WISCONSIN
Bonduel Village
Oct 26, 2016 . . . . . . $3,490,000
Sewer System Revenue Refunding Bonds, Series 2016C (bank qualified) (book entry).
Dated Nov 17, 2016.
Due May 1, 2017 to 2039.
Callable May 1, 2025 at par.
Winning bid: Bankers' Bank, at n/a, TIC 3.0129%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/17 | $185,000 | 1.05% | 1.05% | ||
| 5/1/18 | $185,000 | 1.15% | 1.15% | ||
| 5/1/19 | $195,000 | 1.25% | 1.25% | ||
| 5/1/20 | $200,000 | 1.35% | 1.35% | ||
| 5/1/21 | $205,000 | 1.45% | 1.45% | ||
| 5/1/22 | $215,000 | 1.60% | 1.60% | ||
| 5/1/23 | $110,000 | 1.75% | 1.75% | ||
| 5/1/24 | $110,000 | 1.90% | 1.90% | ||
| 5/1/25 | $115,000 | 2.00% | 2.00% | ||
| 5/1/26 | $115,000 | 2.10% | 2.10% | ||
| 5/1/27 | $120,000 | 2.25% | 2.25% | ||
| 5/1/28 | $125,000 | 2.40% | 2.40% | ||
| 5/1/29 | $125,000 | 2.55% | 2.55% | ||
| 5/1/30 | $130,000 | 2.70% | 2.70% | ||
| 5/1/31 | $135,000 | 2.85% | 2.85% | ||
| 5/1/32 | $135,000 | 3.00% | 3.00% | ||
| 5/1/33 | $140,000 | 3.15% | 3.15% | ||
| 5/1/34 | $145,000 | 3.30% | 3.30% | ||
| 5/1/35 | $150,000 | 3.40% | 3.40% | ||
| 5/1/36 | $155,000 | 3.50% | 3.50% | ||
| 5/1/37 | $160,000 | 3.60% | 3.60% | ||
| 5/1/38 | $165,000 | 3.70% | 3.70% | ||
| 5/1/39 | $170,000 | 3.80% | 3.80% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 3.0972%
BOK Fin Secs, TIC 3.1993%
Northland Securities, TIC 3.2751%
Milwaukee County
Oct 27, 2016 . . . . . . $3,055,000
General Obligation Promissory Notes, Series 2016C (book entry).
Dated Nov 10, 2016.
Due Sep 1, 2017 to 2021.
Non-callable.
Winning bid: Morgan Stanley, at 101.9777, TIC 1.2771%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $615,000 | 2.00% | 0.95% | ||
| 9/1/18 | $610,000 | 2.00% | 1.05% | ||
| 9/1/19 | $610,000 | 2.00% | 1.07% | ||
| 9/1/20 | $610,000 | 2.00% | 1.25% | ||
| 9/1/21 | $610,000 | 2.00% | 1.35% |
Other managers: Jefferies LLC, FTN Financial Capital Markets, Raymond James & Associates, Inc., Ramirez & Co., Inc., City Securities Corp..
L.O.: Quarles & Brady, Milwaukee, WI; and Crump Law Firm, LLC, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI; and Independent Public Advisors, LLC, Johnston, IA.
Other bidders were:
Fifth Third Secs, TIC 1.2996%
Robert W. Baird, TIC 1.3586%
Hutchinson Shockey, TIC 1.4206%
Milwaukee County
Oct 27, 2016 . . . . . . $7,465,000
General Obligation Promissory Notes, Series 2016D (book entry).
Dated Nov 10, 2016.
Due Sep 1, 2017 to 2020.
Non-callable.
Winning bid: Citigroup, at 101.8566, TIC 1.1797%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $1,870,000 | 2.00% | 0.81% | ||
| 9/1/18 | $1,865,000 | 2.00% | 1.05% | ||
| 9/1/19 | $1,865,000 | 2.00% | 1.09% | ||
| 9/1/20 | $1,865,000 | 2.00% | 1.20% |
L.O.: Quarles & Brady, Milwaukee, WI; and Crump Law Firm, LLC, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI; and Independent Public Advisors, LLC, Johnston, IA.
Other bidders were:
Fifth Third Secs, TIC 1.2265%
Morgan Stanley, TIC 1.2651%
Robert W. Baird, TIC 1.312%
Hutchinson Shockey, TIC 1.3602%
Milwaukee County
Oct 27, 2016 . . . . . . $16,330,000
General Obligation Refunding Bonds, Series 2016E (book entry).
Dated Nov 10, 2016.
Due Dec 1, 2017 to 2022.
Non-callable.
Winning bid: Citigroup, at 104.8995, TIC 1.3197%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $2,845,000 | 2.00% | 0.85% | ||
| 12/1/18 | $2,810,000 | 2.00% | 1.00% | ||
| 12/1/19 | $2,755,000 | 2.00% | 1.10% | ||
| 12/1/20 | $2,695,000 | 2.00% | 1.20% | ||
| 12/1/21 | $2,630,000 | 3.00% | 1.35% | ||
| 12/1/22 | $2,595,000 | 4.00% | 1.47% |
L.O.: Quarles & Brady, Milwaukee, WI; and Crump Law Firm, LLC, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI; and Independent Public Advisors, LLC, Johnston, IA.
Other bidders were:
Fifth Third Secs, TIC 1.3582%
Morgan Stanley, TIC 1.3817%
Robert W. Baird, TIC 1.4092%
JPMorgan, TIC 1.4611%
Hutchinson Shockey, TIC 1.484%
Mineral Point (City)
Oct 26, 2016 . . . . . . $875,000
General Obligation Refunding Bonds, Series 2016A (bank qualified) (book entry).
Dated Nov 17, 2016.
Due Mar 1, 2017 to 2031.
Callable Mar 1, 2024 at par.
Winning bid: Bernardi Securities, at 99.5469, TIC 2.1487%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/18 | $110,000 | 1.00% | 1.00% | ||
| 3/1/20 | $110,000 | 1.25% | 1.25% | ||
| 3/1/22 | $110,000 | 1.40% | 1.40% | ||
| 3/1/24 | $110,000 | 1.70% | 1.70% | ||
| 3/1/26 | $120,000 | 2.00% | 2.00% | ||
| 3/1/28 | $120,000 | 2.15% | 2.15% | ||
| 3/1/31 | $195,000 | 2.50% | 2.50% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Bankers' Bank, TIC 2.1495%
BOK Fin Secs, TIC 2.5911%
Northland Securities, TIC 2.7202%
TAXABLE ISSUES
MINNESOTA
Burnsville-Eagan-Savage Independent School District No. 191
Oct 27, 2016 . . . . . . $13,990,000
General Obligation Taxable OPEB Refunding Bonds, Series 2016B (MN SD Credit Enhancement Program) (book entry).
Dated Nov 17, 2016.
Due Feb 1, 2017 to 2029.
Callable Feb 1, 2025 at par.
Winning bid: Northland Securities, at 99.5131, TIC 2.3551%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $300,000 | 0.60% | 0.60% | ||
| 2/1/18 | $225,000 | 0.95% | 0.95% | ||
| 2/1/19 | $1,125,000 | 1.15% | 1.15% | ||
| 2/1/20 | $1,140,000 | 1.35% | 1.35% | ||
| 2/1/21 | $1,155,000 | 1.55% | 1.55% | ||
| 2/1/22 | $1,165,000 | 1.75% | 1.75% | ||
| 2/1/23 | $1,195,000 | 1.90% | 1.90% | ||
| 2/1/24 | $1,215,000 | 2.05% | 2.05% | ||
| 2/1/25 | $1,235,000 | 2.25% | 2.25% | ||
| 2/1/26 | $1,260,000 | 2.40% | 2.40% | ||
| 2/1/27 | $1,295,000 | 2.55% | 2.55% | ||
| 2/1/28 | $1,320,000 | 2.70% | 2.70% | ||
| 2/1/29 | $1,360,000 | 2.80% | 2.80% |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 2.448%
Robert W. Baird, TIC 2.5094%
BOK Fin Secs, TIC 2.5645%
Wells Fargo Secs, TIC 2.6614%
Raymond James, TIC 2.7114%
NEW JERSEY
Bloomfield Township Parking Authority
Oct 27, 2016 . . . . . . $6,040,000
Parking Project Note (Township Guaranteed, Series 2016) (Federally Taxable) (book entry).
Dated Nov 3, 2016.
Due Nov 3, 2017.
Purchased $6,040,000.00 by Jefferies, at 2.0%, plus $31,226.80, effective rate 1.483%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: NW Financial Group, Hoboken, NJ.
Other bidders were:
Oppenheimer, Effective Rate 1.5838%
