ARKANSAS
Bauxite School District No. 14 of Saline County
Oct 13, 2016 . . . . . . $4,890,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 15, 2016.
Due Feb 1, 2019 to 2036.
Callable Feb 1, 2020 at par.
Winning bid: SunTrust Robinson, at n/a, TIC 2.4888%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/19 | $215,000 | 1.25% | 1.25% | ||
| 2/1/20 | $235,000 | 1.30% | 1.30% | ||
| 2/1/21 | $240,000 | 1.40% | 1.40% | ||
| 2/1/22 | $245,000 | 1.50% | 1.50% | ||
| 2/1/23 | $245,000 | 1.60% | 1.60% | ||
| 2/1/24 | $255,000 | 1.70% | 1.70% | ||
| 2/1/25 | $255,000 | 1.80% | 1.80% | ||
| 2/1/26 | $255,000 | 1.90% | 1.90% | ||
| 2/1/27 | $265,000 | 2.00% | 2.00% | ||
| 2/1/28 | $270,000 | 2.125% | 2.125% | ||
| 2/1/29 | $280,000 | 2.20% | 2.20% | ||
| 2/1/30 | $285,000 | 2.30% | 2.30% | ||
| 2/1/31 | $285,000 | 2.40% | 2.40% | ||
| 2/1/32 | $295,000 | 2.50% | 2.50% | ||
| 2/1/33 | $305,000 | 2.55% | 2.55% | ||
| 2/1/34 | $310,000 | 2.65% | 2.65% | ||
| 2/1/35 | $320,000 | 2.75% | 2.75% | ||
| 2/1/36 | $330,000 | 2.875% | 2.875% |
Other managers: BOK Financial Securities, Stifel, Nicolaus & Co., Inc..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 2.4942%
Crews & Associates, TIC 2.5289%
CONNECTICUT
East Windsor (Town)
Oct 13, 2016 . . . . . . $5,740,000
General Obligation Bonds, Issue of 2016 (bank qualified) (book entry).
Dated Oct 27, 2016.
Due Oct 15, 2017 to 2036.
Callable Oct 15, 2022 at par.
Winning bid: Piper Jaffray, at 101.7459, TIC 2.0396%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/17 | $285,000 | 2.00% | 0.85% | ||
| 10/15/18 | $285,000 | 2.00% | 0.95% | ||
| 10/15/19 | $285,000 | 3.00% | 1.00% | ||
| 10/15/20 | $285,000 | 3.00% | 1.10% | ||
| 10/15/21 | $285,000 | 3.00% | 1.20% | ||
| 10/15/22 | $285,000 | 3.00% | 1.30% | ||
| 10/15/23 | $285,000 | 2.00% | 1.40% | ||
| 10/15/24 | $285,000 | 2.00% | 1.50% | ||
| 10/15/25 | $285,000 | 2.00% | 1.60% | ||
| 10/15/26 | $285,000 | 2.00% | 1.70% | ||
| 10/15/27 | $285,000 | 2.00% | 1.80% | ||
| 10/15/28 | $285,000 | 2.00% | 1.90% | ||
| 10/15/29 | $285,000 | 2.00% | 2.00% | ||
| 10/15/30 | $285,000 | 2.00% | 2.05% | ||
| 10/15/31 | $285,000 | 2.15% | 2.15% | ||
| 10/15/32 | $285,000 | 2.20% | 2.20% | ||
| 10/15/33 | $285,000 | 2.25% | 2.25% | ||
| 10/15/34 | $295,000 | 2.30% | 2.30% | ||
| 10/15/35 | $300,000 | 2.35% | 2.35% | ||
| 10/15/36 | $300,000 | 2.40% | 2.40% |
Other managers: Cantor Fitzgerald & Company, Citigroup Global Markets, Inc..
L.O.: Pullman & Comley, Hartford, CT; and Pullman & Comley, Bridgeport, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Roosevelt & Cross, TIC 2.2268%
Robert W. Baird, TIC 2.2535%
FTN Fin Cap Mkts, TIC 2.3559%
Raymond James, TIC 2.4889%
Fidelity Capital, TIC 2.6043%
ILLINOIS
Bloomingdale Park District
Oct 13, 2016 . . . . . . $664,415
General Obligation Limited Tax Park Bonds, Series 2016 (bank qualified) (book entry).
Dated Oct 31, 2016.
Due Oct 15, 2017.
Purchased $664,420.00 by Schaumburg Bk & Tr, at 0.95%, effective rate 0.95%.
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Park Ridge Comm Bank, Effective Rate 1.57%
Oppenheimer, Effective Rate 2.4304%
Kaneland Community Unit School District No. 302
Oct 13, 2016 . . . . . . $21,510,000
General Obligation Refunding School Bonds Series 2016 (book entry).
Dated Nov 3, 2016.
Due Feb 1, 2017 to 2024.
Non-callable.
Winning bid: JPMorgan, at 107.7033, TIC 1.6666%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $370,000 | 2.00% | 0.99% | ||
| 2/1/18 | $3,370,000 | 2.00% | 1.10% | ||
| 2/1/19 | $3,700,000 | 4.00% | 1.27% | ||
| 2/1/20 | $3,960,000 | 4.00% | 1.39% | ||
| 2/1/21 | $3,860,000 | 4.00% | 1.49% | ||
| 2/1/22 | $3,745,000 | 4.00% | 1.60% | ||
| 2/1/23 | $1,130,000 | 4.00% | 1.73% | ||
| 2/1/24 | $1,375,000 | 4.00% | 1.88% |
In association with: Estrada Hinojosa & Company, Inc..
In association with: Academy Securities Inc., Intercoastal Capital Markets, Inc..
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Citigroup, TIC 1.6717%
FTN Fin Cap Mkts, TIC 1.8189%
Robert W. Baird, TIC 1.8453%
Fifth Third Secs, TIC 1.896%
Lan Oak Park District
Oct 13, 2016 . . . . . . $396,870
General Obligation Limited Tax Park Bonds, Series 2016 (bank qualified).
Dated Oct 31, 2016.
Due Oct 15, 2017.
Purchased $396,870.00 by Republic Bank, at 1.45%, effective rate 1.45%.
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Park Ridge Comm Bank, Effective Rate 1.67%
INDIANA
Portage Township Multi-School Building Corporation
Oct 13, 2016 . . . . . . $6,630,000
Ad Valorem Property Tax First Mortgage Refunding Bonds, Series 2016C (Indiana State Intercept Program) (book entry).
Dated Nov 2, 2016.
Due Jan 15, 2017 to Jul 15, 2022.
Non-callable.
Winning bid: Hutchinson Shockey, at 106.8649, TIC 1.4618%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/17 | $605,000 | 2.00% | 0.75% | ||
| 7/15/17 | $545,000 | 2.00% | 0.80% | ||
| 1/15/18 | $555,000 | 3.00% | 1.00% | ||
| 7/15/18 | $500,000 | 3.00% | 1.05% | ||
| 1/15/19 | $510,000 | 4.00% | 1.15% | ||
| 7/15/19 | $515,000 | 4.00% | 1.20% | ||
| 1/15/20 | $530,000 | 4.00% | 1.25% | ||
| 7/15/20 | $540,000 | 4.00% | 1.30% | ||
| 1/15/21 | $550,000 | 4.00% | 1.40% | ||
| 7/15/21 | $560,000 | 4.00% | 1.45% | ||
| 1/15/22 | $575,000 | 4.00% | 1.50% | ||
| 7/15/22 | $645,000 | 4.00% | 1.55% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
Robert W. Baird, TIC 1.5142%
City Securities, TIC 1.5529%
J.J.B. Hilliard, TIC 1.6142%
JPMorgan Chase, TIC 1.66%
Posey County Jail Building Corporation
Oct 13, 2016 . . . . . . $13,000,000
Lease Rental Revenue Bonds, Series 2016 (book entry).
Dated Oct 27, 2016.
Due Jan 15, 2019 to 2036.
Callable Jan 15, 2025 at par.
Winning bid: J.J.B. Hilliard, at 99.0705, NIC 2.8339%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/19 | $310,000 | 2.00% | 1.32% | ||
| 7/15/19 | $310,000 | 2.00% | 1.34% | ||
| 1/15/20 | $315,000 | 2.00% | 1.38% | ||
| 7/15/20 | $315,000 | 2.00% | 1.41% | ||
| 1/15/21 | $315,000 | 2.00% | 1.50% | ||
| 7/15/21 | $320,000 | 2.00% | 1.55% | ||
| 1/15/22 | $320,000 | 2.00% | 1.60% | ||
| 7/15/22 | $325,000 | 2.00% | 1.65% | ||
| 1/15/23 | $325,000 | 2.00% | 1.70% | ||
| 7/15/23 | $330,000 | 2.00% | 1.75% | ||
| 1/15/24 | $335,000 | 2.00% | 1.80% | ||
| 7/15/24 | $335,000 | 2.00% | 1.85% | ||
| 7/15/25 | $685,000 | 2.00% | 2.00% | ||
| 7/15/26 | $705,000 | 2.125% | 2.20% | ||
| 7/15/27 | $720,000 | 2.25% | 2.35% | ||
| 7/15/28 | $735,000 | 3.00% | 2.50% | ||
| 7/15/29 | $760,000 | 3.00% | 2.70% | ||
| 7/15/30 | $780,000 | 3.00% | 2.80% | ||
| 7/15/31 | $805,000 | 3.00% | 2.90% | ||
| 7/15/32 | $830,000 | 3.00% | 3.00% | ||
| 7/15/33 | $855,000 | 3.00% | 3.05% | ||
| 1/15/36 | $2,270,000 | 3.00% | 3.10% |
Other managers: Huntington Investment Company.
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
BA Merrill Lynch, NIC 2.9375%
Hutchinson Shockey, NIC 3.1726%
Washington (City)
Oct 13, 2016 . . . . . . $6,900,000
Sewage Works Refunding Revenue Bonds of 2016, Series A (bank qualified). $5,900,000
Dated Oct 27, 2016.
Due Jan 1, 2017 to 2028.
Callable Jul 1, 2025 at par.
Winning bid: Robert W. Baird, at 99.8915, NIC 2.1259%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/17 | $225,000 | 2.00% | 0.90% | AGM | |
| 7/1/17 | $230,000 | 2.00% | 0.95% | AGM | |
| 1/1/18 | $240,000 | 2.00% | 1.00% | AGM | |
| 7/1/18 | $240,000 | 2.00% | 1.05% | AGM | |
| 1/1/19 | $240,000 | 2.00% | 1.10% | AGM | |
| 7/1/19 | $240,000 | 2.00% | 1.15% | AGM | |
| 1/1/20 | $245,000 | 2.00% | 1.20% | AGM | |
| 7/1/20 | $245,000 | 2.00% | 1.25% | AGM | |
| 1/1/21 | $250,000 | 2.00% | 1.30% | AGM | |
| 7/1/21 | $250,000 | 2.00% | 1.35% | AGM | |
| 1/1/22 | $255,000 | 2.00% | 1.40% | AGM | |
| 7/1/22 | $255,000 | 2.00% | 1.45% | AGM | |
| 1/1/23 | $260,000 | 2.00% | 1.50% | AGM | |
| 7/1/23 | $260,000 | 2.00% | 1.55% | AGM | |
| 1/1/24 | $265,000 | 2.00% | 1.60% | AGM | |
| 7/1/24 | $265,000 | 2.00% | 1.65% | AGM | |
| 1/1/25 | $265,000 | 2.00% | 1.70% | AGM | |
| 7/1/25 | $275,000 | 2.00% | 1.75% | AGM | |
| 7/1/26 | $550,000 | 2.00% | 1.90% | AGM | |
| 7/1/27 | $560,000 | 2.00% | 2.00% | AGM | |
| 1/1/28 | $285,000 | 2.00% | 2.10% | AGM |
Sewage Works Revenue Bonds of 2016, Series B (bank qualified). $1,000,000
Dated Oct 27, 2016.
Due Jul 1, 2017 to 2030.
Callable Jul 1, 2025 at par.
Winning bid: Robert W. Baird, at 99.8915, NIC 2.1259%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/28 | $115,000 | 2.00% | 2.10% | ||
| 7/1/29 | $180,000 | 2.25% | 2.25% | ||
| 7/1/30 | $705,000 | 2.50% | 2.30% |
Other managers: CL King & Associates, Vining-Sparks IBG, Limited Partnership, Bernardi Securities, Inc., Crews & Associates, Inc., Cronin & Co., Inc., WNJ Capital, Davenport & Company LLC, R. Seelaus & Co., Inc., Loop Capital Markets, LLC, Oppenheimer & Co., Inc., Northland Securities, Inc., SumRidge Partners, LLC, Sierra Pacific Securities, Alamo Capital, IFS Securities, Rafferty Capital Markets LLC, First Empire Securities, W.H. Mell Associates, Inc., FMSbonds, Inc., Wayne Hummer & Co..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
City Securities, NIC 2.2625%
SunTrust Robinson, NIC 2.3333%
J.J.B. Hilliard, NIC 2.3762%
KENTUCKY
Covington Independent School District Finance Corporation
Oct 12, 2016 . . . . . . $1,635,000
School Building Revenue Bonds, Series 2016B (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Oct 1, 2017 to 2036.
Callable Oct 1, 2026 at par.
Winning bid: J.J.B. Hilliard, at 100.7772, NIC 2.6857%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $5,000 | 2.00% | 1.10% | ||
| 10/1/18 | $5,000 | 2.00% | 1.20% | ||
| 10/1/19 | $120,000 | 2.00% | 1.30% | ||
| 10/1/20 | $50,000 | 2.00% | 1.50% | ||
| 10/1/21 | $70,000 | 2.00% | 1.60% | ||
| 10/1/22 | $75,000 | 2.00% | 1.70% | ||
| 10/1/23 | $75,000 | 2.00% | 1.80% | ||
| 10/1/25 | $155,000 | 2.00% | 1.90% | ||
| 10/1/27 | $165,000 | 2.00% | 2.00% | ||
| 10/1/30 | $275,000 | 3.00% | 2.30% | ||
| 10/1/33 | $300,000 | 3.00% | 2.60% | ||
| 10/1/36 | $340,000 | 3.00% | 3.00% |
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 2.6992%
Robert W. Baird, NIC 2.8489%
Webster County School District Finance Corporation
Oct 13, 2016 . . . . . . $1,245,000
School Building Revenue Bonds, Series of 2016 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Nov 3, 2016.
Due Dec 1, 2017 to 2036.
Callable Dec 1, 2026 at par.
Winning bid: J.J.B. Hilliard, at 98.0172, NIC 3.0012%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $35,000 | 2.00% | 1.00% | ||
| 12/1/18 | $35,000 | 2.00% | 1.20% | ||
| 12/1/19 | $35,000 | 2.00% | 1.40% | ||
| 12/1/20 | $35,000 | 2.00% | 1.55% | ||
| 12/1/21 | $35,000 | 2.00% | 1.70% | ||
| 12/1/22 | $35,000 | 2.00% | 1.85% | ||
| 12/1/23 | $35,000 | 2.00% | 2.00% | ||
| 12/1/24 | $40,000 | 2.00% | 2.10% | ||
| 12/1/25 | $40,000 | 2.125% | 2.20% | ||
| 12/1/26 | $40,000 | 2.125% | 2.30% | ||
| 12/1/27 | $55,000 | 2.25% | 2.40% | ||
| 12/1/28 | $65,000 | 3.00% | 2.50% | ||
| 12/1/29 | $70,000 | 3.00% | 2.70% | ||
| 12/1/33 | $330,000 | 3.00% | 3.00% | ||
| 12/1/36 | $360,000 | 3.00% | 3.125% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 3.1095%
MASSACHUSETTS
Topsfield (Town)
Oct 13, 2016 . . . . . . $5,177,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Oct 21, 2016.
Due Oct 20, 2017.
Purchased $3,000,000.00 by Century Bk, at 1.35%, plus $12,177.00, effective rate 0.94%.
Purchased $2,177,000.00 by Jefferies, at 2.0%, plus $19,224.00, effective rate 1.114%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 1.114%
TD Securities, Effective Rate 1.2309%
MINNESOTA
Albany Independent School District No. 745
Oct 12, 2016 . . . . . . $2,670,000
General Obligation Alternative Facilities Refunding Bonds, Series 2016A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 9, 2016.
Due Feb 1, 2020 to 2028.
Callable Feb 1, 2026 at par.
Winning bid: Cantor Fitzgerald, at 102.9698, TIC 1.566%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/20 | $275,000 | 2.00% | 1.05% | ||
| 2/1/21 | $280,000 | 2.00% | 1.10% | ||
| 2/1/22 | $285,000 | 2.00% | 1.20% | ||
| 2/1/23 | $290,000 | 2.00% | 1.30% | ||
| 2/1/24 | $300,000 | 2.00% | 1.40% | ||
| 2/1/25 | $300,000 | 2.00% | 1.50% | ||
| 2/1/26 | $300,000 | 2.00% | 1.55% | ||
| 2/1/27 | $315,000 | 2.00% | 1.65% | ||
| 2/1/28 | $325,000 | 2.00% | 1.75% |
Other managers: Piper Jaffray & Company.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 1.5689%
Robert W. Baird, TIC 1.6691%
Stifel Nicolaus, TIC 1.7033%
Kelliher Independent School District No. 36
Oct 13, 2016 . . . . . . $6,795,000
General Obligation Refunding Bonds, Series 2016A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 8, 2016.
Due Feb 1, 2018 to 2037.
Callable Feb 1, 2026 at par.
Winning bid: Robert W. Baird, at 102.2533, TIC 2.3016%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $230,000 | 2.00% | 0.90% | ||
| 2/1/19 | $265,000 | 2.00% | 1.00% | ||
| 2/1/20 | $275,000 | 2.00% | 1.05% | ||
| 2/1/21 | $295,000 | 2.00% | 1.10% | ||
| 2/1/22 | $305,000 | 2.00% | 1.20% | ||
| 2/1/23 | $310,000 | 2.00% | 1.30% | ||
| 2/1/24 | $315,000 | 2.00% | 1.40% | ||
| 2/1/25 | $320,000 | 2.00% | 1.50% | ||
| 2/1/26 | $330,000 | 2.00% | 1.60% | ||
| 2/1/27 | $335,000 | 2.00% | 1.70% | ||
| 2/1/28 | $340,000 | 2.00% | 1.80% | ||
| 2/1/29 | $350,000 | 2.25% | 1.90% | ||
| 2/1/30 | $355,000 | 2.25% | 2.00% | ||
| 2/1/31 | $365,000 | 2.50% | 2.10% | ||
| 2/1/32 | $375,000 | 2.50% | 2.20% | ||
| 2/1/33 | $385,000 | 2.75% | 2.30% | ||
| 2/1/34 | $395,000 | 3.00% | 2.40% | ||
| 2/1/35 | $405,000 | 3.00% | 2.45% | ||
| 2/1/36 | $415,000 | 3.00% | 2.50% | ||
| 2/1/37 | $430,000 | 3.00% | 2.55% |
Other managers: CL King & Associates, Cronin & Co., Inc., Vining-Sparks IBG, Limited Partnership, Edward Jones, SAMCO Capital Markets, Coastal Securities Corp., WNJ Capital, Crews & Associates, Inc., Davenport & Company LLC, Duncan-Williams, Inc., Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Country Club Bank, Oppenheimer & Co., Inc., SumRidge Partners, LLC, R. Seelaus & Co., Inc., Sierra Pacific Securities, Isaak Bond Investments, Inc., Alamo Capital, IFS Securities, Rafferty Capital Markets LLC, First Empire Securities, UMB Bank, N.A.., W.H. Mell Associates, Inc., Wayne Hummer & Co., FMSbonds, Inc..
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 2.3967%
Stifel Nicolaus, TIC 2.5256%
North Branch Independent School District No. 138
Oct 13, 2016 . . . . . . $1,770,000
General Obligation Capital Facilities Bonds Series 2016A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 16, 2016.
Due Feb 1, 2018 to 2031.
Callable Feb 1, 2025 at par.
Winning bid: Robert W. Baird, at 101.7450, TIC 1.8526%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $105,000 | 2.00% | 0.90% | ||
| 2/1/19 | $115,000 | 2.00% | 1.00% | ||
| 2/1/20 | $115,000 | 2.00% | 1.05% | ||
| 2/1/21 | $120,000 | 2.00% | 1.10% | ||
| 2/1/22 | $120,000 | 2.00% | 1.20% | ||
| 2/1/23 | $120,000 | 2.00% | 1.30% | ||
| 2/1/24 | $125,000 | 2.00% | 1.40% | ||
| 2/1/25 | $125,000 | 2.00% | 1.50% | ||
| 2/1/26 | $130,000 | 2.00% | 1.60% | ||
| 2/1/28 | $270,000 | 2.00% | 1.80% | ||
| 2/1/31 | $425,000 | 2.25% | 2.10% |
Other managers: CL King & Associates, Cronin & Co., Inc., Edward Jones, WNJ Capital, Crews & Associates, Inc., Davenport & Company LLC, Duncan-Williams, Inc., Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Country Club Bank, Oppenheimer & Co., Inc., SumRidge Partners, LLC, R. Seelaus & Co., Inc., Sierra Pacific Securities, Isaak Bond Investments, Inc., Alamo Capital, IFS Securities, Rafferty Capital Markets LLC, UMB Bank, N.A.., W.H. Mell Associates, Inc., Wayne Hummer & Co., FMSbonds, Inc..
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Northland Securities, TIC 1.9504%
Stifel Nicolaus, TIC 2.0186%
South Washington County Independent School District No. 833
Oct 13, 2016 . . . . . . $33,035,000
General Obligation Refunding Bonds, Series 2016E (MN SD Credit Enhancement Program) (book entry).
Dated Nov 9, 2016.
Due Feb 1, 2019 to 2027.
Callable Feb 1, 2026 at par.
Winning bid: Piper Jaffray, at 115.7950, TIC 1.6812%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/19 | $2,640,000 | 3.00% | 1.00% | ||
| 2/1/20 | $2,720,000 | 3.00% | 1.10% | ||
| 2/1/21 | $2,805,000 | 3.00% | 1.18% | ||
| 2/1/22 | $2,755,000 | 4.00% | 1.30% | ||
| 2/1/23 | $2,835,000 | 3.00% | 1.43% | ||
| 2/1/24 | $6,160,000 | 5.00% | 1.56% | ||
| 2/1/25 | $6,385,000 | 5.00% | 1.69% | ||
| 2/1/26 | $3,270,000 | 5.00% | 1.81% | ||
| 2/1/27 | $3,465,000 | 3.00% | 2.00% |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Jefferies, TIC 1.7313%
Citigroup, TIC 1.7522%
Robert W. Baird, TIC 1.7786%
JPMorgan, TIC 1.7883%
US Bancorp Invest, TIC 1.7889%
Wells Fargo Secs, TIC 1.797%
BA Merrill Lynch, TIC 1.8159%
MISSOURI
Nodaway County Public Water Supply District No.1
Oct 13, 2016 . . . . . . $4,920,000
Waterworks Refunding Revenue Bonds, Series 2016 (bank qualified) (book entry).
Dated Oct 27, 2016.
Due Dec 1, 2017 to 2036.
Callable Dec 1, 2021 at par.
Winning bid: First Bankers' Banc, at n/a, TIC 2.4303%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $165,000 | 2.00% | 0.90% | BAM | |
| 12/1/18 | $170,000 | 2.00% | 1.00% | BAM | |
| 12/1/19 | $180,000 | 2.00% | 1.10% | BAM | |
| 12/1/20 | $190,000 | 2.00% | 1.20% | BAM | |
| 12/1/21 | $200,000 | 2.00% | 1.30% | BAM | |
| 12/1/22 | $215,000 | 2.00% | 1.35% | BAM | |
| 12/1/23 | $215,000 | 2.00% | 1.40% | BAM | |
| 12/1/24 | $220,000 | 2.00% | 1.45% | BAM | |
| 12/1/25 | $220,000 | 2.125% | 1.50% | BAM | |
| 12/1/26 | $235,000 | 2.25% | 1.60% | BAM | |
| 12/1/27 | $240,000 | 2.25% | 1.75% | BAM | |
| 12/1/28 | $250,000 | 2.25% | 1.90% | BAM | |
| 12/1/29 | $260,000 | 2.375% | 2.00% | BAM | |
| 12/1/30 | $270,000 | 2.50% | 2.15% | BAM | |
| 12/1/33 | $825,000 | 3.00% | 2.00% | BAM | |
| 12/1/36 | $1,065,000 | 3.00% | 2.25% | BAM |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: McLiney and Company, Kansas City, MO.
Other bidders were:
Robert W. Baird, TIC 2.7147%
Stifel Nicolaus, TIC 2.8%
Park Hill School District of Platte County
Oct 13, 2016 . . . . . . $8,830,000
General Obligation Refunding Bonds (Missouri Direct Deposit Program) Series 2016 (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Mar 1, 2024 to 2030.
Callable Mar 1, 2025 at par.
Winning bid: Robert W. Baird, at 106.2200, TIC 1.8296%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/24 | $860,000 | 5.00% | 1.35% | ||
| 3/1/25 | $995,000 | 5.00% | 1.45% | ||
| 3/1/26 | $1,130,000 | 2.00% | 1.55% | ||
| 3/1/27 | $1,255,000 | 2.00% | 1.65% | ||
| 3/1/28 | $1,390,000 | 2.00% | 1.75% | ||
| 3/1/29 | $1,525,000 | 2.00% | 1.85% | ||
| 3/1/30 | $1,675,000 | 2.00% | 2.00% |
Other managers: Edward Jones, CL King & Associates, Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., SAMCO Capital Markets, WNJ Capital, Crews & Associates, Inc., Coastal Securities Corp., Davenport & Company LLC, Duncan-Williams, Inc., Loop Capital Markets, LLC, Northland Securities, Inc., Commerce Bank, Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Valdes & Moreno, Inc., Isaak Bond Investments, Inc., SumRidge Partners, LLC, Central States Capital Markets, LLC, Oppenheimer & Co., Inc., Sierra Pacific Securities, Alamo Capital, D.A. Davidson & Co., UMB Bank, N.A.., First Empire Securities, W.H. Mell Associates, Inc., Wayne Hummer & Co., IFS Securities, Rafferty Capital Markets LLC, Dougherty & Company LLC, FMSbonds, Inc., First Kentucky Securities Corp..
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Piper Jaffray & Company, Leawood, KS.
Other bidders were:
Citigroup, TIC 1.84%
Country Club Bank, TIC 1.8494%
Fifth Third Secs, TIC 1.8876%
BOK Fin Secs, TIC 1.889%
FTN Fin Cap Mkts, TIC 1.9478%
Raymond James, TIC 1.9748%
Wells Fargo Secs, TIC 1.9955%
Morgan Stanley, TIC 2.0747%
NEW JERSEY
Holland Township
Oct 13, 2016 . . . . . . $300,000
Bond Anticipation Notes (bank qualified).
Dated Oct 20, 2016.
Due Oct 19, 2017.
Purchased $300,000.00 by Northfield Bk, at 1.25%, effective rate 1.25%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Two Rivers Wtr Rec, Effective Rate 1.38%
Janney Montgomery, Effective Rate 1.4288%
Logan Township
Oct 13, 2016 . . . . . . $3,773,750
Bond Anticipation Notte (bank qualified).
Dated Oct 24, 2016.
Due Oct 24, 2017.
Purchased $3,773,750.00 by Capital Bank of NJ, at 0.96%, effective rate 0.96%.
L.O.: Waters, McPherson, McNeill, P.C., Secaucus, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TBGC Investment Corp, Effective Rate 1.31%
Moonachie Borough
Oct 13, 2016 . . . . . . $13,580,000
General Obligation Bond Anticipation Notes: $11,254,562 General Improvement; $518,000 Tax Appeal Refunding; $1,475,475 Sewer Utility and $331,963 Special Emergency (book entry).
Dated Oct 21, 2016.
Due Oct 20, 2017.
Purchased $13,580,000.00 by TD Bank, N.A., at 1.04%, effective rate 1.04%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
TD Securities, Effective Rate 1.27%
Jefferies, Effective Rate 1.278%
Oppenheimer, Effective Rate 1.285%
Ridgefield Borough
Oct 13, 2016 . . . . . . $2,029,211
Bond Anticipation Notes (bank qualified).
Dated Oct 20, 2016.
Due Oct 19, 2017.
Purchased $2,029,210.00 by TD Bank, N.A., at 1.14%, effective rate 1.14%.
L.O.: Archer & Greiner P.C., Red Bank, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2633%
Capital One Pub Fund, Effective Rate 1.29%
Jefferies, Effective Rate 1.5477%
Oppenheimer, Effective Rate 1.5668%
Sea Isle City (City)
Oct 13, 2016 . . . . . . $20,080,000
General Obligation Bonds, Series 2016 consisting of $14,000,000 General Improvement Bonds and $6,080,000 Water/Sewer Utility Bonds (book entry).
Dated Nov 1, 2016.
Due Nov 1, 2017 to 2034.
Callable Nov 1, 2026 at par.
Winning bid: BA Merrill Lynch, at n/a, NIC 2.7327%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $350,000 | 2.00% | 0.98% | ||
| 11/1/18 | $390,000 | 2.00% | 1.08% | ||
| 11/1/19 | $440,000 | 2.00% | 1.12% | ||
| 11/1/20 | $860,000 | 2.00% | 1.20% | ||
| 11/1/21 | $880,000 | 2.00% | 1.35% | ||
| 11/1/22 | $1,030,000 | 3.00% | 1.50% | ||
| 11/1/23 | $1,120,000 | 3.00% | 1.69% | ||
| 11/1/24 | $1,190,000 | 3.00% | 1.88% | ||
| 11/1/25 | $1,240,000 | 3.00% | 2.05% | ||
| 11/1/26 | $1,280,000 | 3.00% | 2.21% | ||
| 11/1/27 | $1,300,000 | 2.125% | 2.372% | ||
| 11/1/28 | $1,340,000 | 3.00% | 2.53% | ||
| 11/1/29 | $1,340,000 | 3.00% | 2.66% | ||
| 11/1/30 | $1,350,000 | 3.00% | 2.76% | ||
| 11/1/31 | $1,390,000 | 3.00% | 2.85% | ||
| 11/1/32 | $1,500,000 | 3.00% | 2.93% | ||
| 11/1/33 | $1,500,000 | 3.00% | 3.01% | ||
| 11/1/34 | $1,580,000 | 3.00% | 3.06% |
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Hutchinson Shockey, NIC 2.747%
Citigroup, NIC 2.7832%
Robert W. Baird, NIC 2.8%
Raymond James, NIC 3.8074%
NEW YORK
Babylon Union Free School District
Oct 13, 2016 . . . . . . $7,000,000
Tax Anticipation Notes, 2016 (bank qualified).
Dated Oct 20, 2016.
Due Jun 23, 2017.
Purchased $7,000,000.00 by TD Securities, at 2.0%, plus $43,400.00, effective rate 1.0815%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.1%
Jefferies, Effective Rate 1.1577%
Oppenheimer, Effective Rate 1.237%
Cold Spring Harbor Central School District
Oct 13, 2016 . . . . . . $4,250,000
Tax Anticipation Notes, 2016.
Dated Oct 25, 2016.
Due Jun 27, 2017.
Purchased $4,250,000.00 by JPMorgan Chase, at 1.06%, effective rate 1.06%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 1.0894%
TD Securities, Effective Rate 1.1417%
Oppenheimer, Effective Rate 1.2056%
Flushing Comm Bk, Effective Rate 1.25%
Glens Falls (City)
Oct 13, 2016 . . . . . . $2,548,000
Public Improvement Serial Bonds, 2016 (General Obligation).
Dated Oct 27, 2016.
Due Oct 15, 2017 to 2035.
Callable Oct 15, 2024 at par.
Winning bid: Roosevelt & Cross, at 100.0016, NIC 2.7094%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/17 | $108,000 | 4.50% | 0.80% | BAM | |
| 10/15/18 | $110,000 | 4.50% | 1.00% | BAM | |
| 10/15/19 | $115,000 | 4.50% | 1.12% | BAM | |
| 10/15/20 | $115,000 | 4.50% | 1.25% | BAM | |
| 10/15/21 | $120,000 | 4.00% | 1.37% | BAM | |
| 10/15/22 | $120,000 | 1.75% | 1.50% | BAM | |
| 10/15/23 | $125,000 | 1.875% | 1.62% | BAM | |
| 10/15/24 | $125,000 | 2.00% | 1.75% | BAM | |
| 10/15/25 | $130,000 | 2.00% | 1.87% | BAM | |
| 10/15/26 | $135,000 | 2.00% | 2.00% | BAM | |
| 10/15/27 | $135,000 | 2.125% | 2.15% | BAM | |
| 10/15/28 | $140,000 | 2.25% | 2.35% | BAM | |
| 10/15/29 | $140,000 | 2.50% | 2.50% | BAM | |
| 10/15/30 | $145,000 | 2.625% | 2.625% | BAM | |
| 10/15/31 | $150,000 | 2.75% | 2.75% | BAM | |
| 10/15/32 | $155,000 | 3.00% | 2.87% | BAM | |
| 10/15/33 | $155,000 | 3.00% | 2.95% | BAM | |
| 10/15/34 | $160,000 | 3.00% | 3.00% | BAM | |
| 10/15/35 | $165,000 | 3.00% | 3.03% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC, Edward Jones, R. Seelaus & Co., Inc., Intercoastal Capital Markets, Inc., Oppenheimer & Co., Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Fidelity Capital, NIC 2.8885%
Bernardi Securities, NIC 2.9169%
Robert W. Baird, NIC 2.9325%
Huntington Union Free School District
Oct 13, 2016 . . . . . . $18,000,000
Tax Anticipation Notes For 2016-2017 Taxes.
Dated Oct 25, 2016.
Due Jun 23, 2017.
Purchased $18,000,000.00 by TD Securities, at 2.0%, plus $128,520.00, effective rate 0.92%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
JPMorgan, Effective Rate 0.9361%
Jefferies, Effective Rate 0.9528%
Oppenheimer, Effective Rate 1.1212%
Flushing Comm Bk, Effective Rate 1.15%
Jasper Troupsburg Central School District
Oct 13, 2016 . . . . . . $280,000
School District (Serial) Bonds, 2016 (bank qualified).
Dated Oct 25, 2016.
Due Aug 15, 2017 to 2021.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 1.9784%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $50,000 | 1.875% | 0.75% | ||
| 8/15/18 | $55,000 | 1.875% | 1.05% | ||
| 8/15/19 | $55,000 | 2.00% | 1.15% | ||
| 8/15/20 | $60,000 | 2.00% | 1.40% | ||
| 8/15/21 | $60,000 | 2.00% | 1.55% |
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.1694%
Five Star Bnk, NIC 2.9%
Ocean Beach Village
Oct 13, 2016 . . . . . . $3,500,000
Bond Anticipation Notes-2016 Series B (bank qualified).
Dated Oct 25, 2016.
Due Oct 25, 2017.
Purchased $3,500,000.00 by Pioneer Comm Bk, at 0.96%, effective rate 0.96%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.14%
Oppenheimer, Effective Rate 1.185%
Jefferies, Effective Rate 1.2839%
Shelby (Town)
Oct 13, 2016 . . . . . . $1,468,228
Bond Anticipation Notes, 2016A (bank qualified).
Dated Oct 27, 2016.
Due Oct 26, 2017.
Purchased $1,468,230.00 by Roosevelt & Cross, at 2.0%, plus $5,902.00, effective rate 1.5968%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.77%
Oppenheimer, Effective Rate 2.0%
Sleepy Hollow Village
Oct 13, 2016 . . . . . . $2,775,000
Public Improvement Refunding (Serial) Bonds, 2016 (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Feb 15, 2017 to Aug 15, 2024.
Non-callable.
Winning bid: Roosevelt & Cross, at 102.5226, TIC 1.4628%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/17 | $15,000 | 2.00% | 0.80% | ||
| 8/15/17 | $30,000 | 2.00% | 0.90% | ||
| 8/15/18 | $365,000 | 2.00% | 0.95% | ||
| 8/15/19 | $375,000 | 2.00% | 1.05% | ||
| 8/15/20 | $380,000 | 2.00% | 1.13% | ||
| 8/15/21 | $390,000 | 2.00% | 1.22% | ||
| 8/15/22 | $400,000 | 2.00% | 1.30% | ||
| 8/15/23 | $405,000 | 2.00% | 1.40% | ||
| 8/15/24 | $415,000 | 2.00% | 1.50% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC, Edward Jones, R. Seelaus & Co., Inc., Intercoastal Capital Markets, Inc., Oppenheimer & Co., Inc..
L.O.: Jeffrey E Storch, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Robert W. Baird, TIC 1.7052%
Morgan Stanley, TIC 1.7683%
South Huntington Union Free School District
Oct 13, 2016 . . . . . . $17,000,000
Tax Anticipation Notes For 2016-2017 Taxes.
Dated Oct 27, 2016.
Due Jun 27, 2017.
Purchased $17,000,000.00 by TD Securities, at 2.0%, plus $122,399.99, effective rate 0.92%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan, Effective Rate 0.935%
Jefferies, Effective Rate 0.9535%
Oppenheimer, Effective Rate 1.1705%
St Paul Blvd Fire District
Oct 13, 2016 . . . . . . $160,000
Bond Anticipation Notes, 2016 (Renewals) (bank qualified).
Dated Oct 28, 2016.
Due Oct 27, 2017.
Purchased $160,000.00 by Bank of Greene Co, at 1.77%, effective rate 1.77%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Canandaigua NB&T, Effective Rate 2.06%
Stony Point (Town)
Oct 13, 2016 . . . . . . $8,595,000
Public Improvement Refunding (Serial) Bonds, 2016 (bank qualified) (book entry).
Dated Oct 25, 2016.
Due Mar 1, 2017 to 2032.
Callable Mar 1, 2024 at par.
Winning bid: BOK Fin Secs, at 100.4448, TIC 2.0309%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $105,000 | 2.00% | 0.80% | BAM | |
| 3/1/18 | $520,000 | 2.00% | 1.00% | BAM | |
| 3/1/19 | $530,000 | 2.00% | 1.10% | BAM | |
| 3/1/20 | $545,000 | 2.00% | 1.20% | BAM | |
| 3/1/21 | $555,000 | 2.00% | 1.30% | BAM | |
| 3/1/22 | $565,000 | 2.00% | 1.45% | BAM | |
| 3/1/23 | $580,000 | 2.00% | 1.55% | BAM | |
| 3/1/24 | $590,000 | 2.00% | 1.60% | BAM | |
| 3/1/25 | $600,000 | 2.00% | 1.70% | BAM | |
| 3/1/26 | $615,000 | 2.00% | 1.80% | BAM | |
| 3/1/27 | $530,000 | 2.00% | 1.90% | BAM | |
| 3/1/28 | $545,000 | 2.00% | 2.00% | BAM | |
| 3/1/29 | $560,000 | 2.10% | 2.10% | BAM | |
| 3/1/30 | $570,000 | 2.15% | 2.15% | BAM | |
| 3/1/31 | $585,000 | 2.25% | 2.25% | BAM | |
| 3/1/32 | $600,000 | 2.30% | 2.30% | BAM |
Other managers: SunTrust Robinson Humphrey.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, TIC 2.1019%
Robert W. Baird, TIC 2.1379%
Raymond James, TIC 2.3538%
Tompkins-Seneca-Tioga Board of Cooperative Educational Services Sole Supervisory District
Oct 13, 2016 . . . . . . $25,440,000
Revenue Anticipation Notes, 2016 (New Issue).
Dated Oct 27, 2016.
Due Jun 23, 2017.
Purchased $5,440,000.00 by JPMorgan, at 2.0%, plus $25,459.20, effective rate 1.2861%.
Purchased $20,000,000.00 by JPMorgan Chase, at 1.135%, effective rate 1.135%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan, Effective Rate 1.2861%
Jefferies, Effective Rate 1.338%
Oppenheimer, Effective Rate 1.4737%
Woodbury Village
Oct 13, 2016 . . . . . . $57,000
Bond Anticipation Notes for Public Improvements- 2016 (bank qualified).
Dated Oct 26, 2016.
Due Oct 26, 2017.
Purchased $57,000.00 by Bank of Greene Co, at 1.99%, effective rate 1.99%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Sterling Natl Bk, Effective Rate 2.25%
OKLAHOMA
Comanche County Independent School District No. 4 (Geronimo)
Oct 12, 2016 . . . . . . $485,000
Building Bonds of 2016 (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Nov 1, 2018.
Non-callable.
Winning bid: F&M Bank, at n/a, NIC 1.2491%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/18 | $485,000 | 1.25% | NRO |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
BOK Fin Secs, NIC 2.0%
Wagoner County Independent School Disrtict No. 1 (Okay)
Oct 13, 2016 . . . . . . $90,000
Building Bonds of 2016 (bank qualified) (book entry).
Dated Dec 1, 2016.
Due Dec 1, 2018.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 1.8%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/18 | $90,000 | 1.80% | 1.25% |
In association with: Armstrong Bank.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
American Bk Wagoner, NIC 2.75%
F & M Bank, NIC 2.995%
PENNSYLVANIA
Phoenixville Area School District
Oct 13, 2016 . . . . . . $5,785,000
General Obligation Bonds, Series B of 2016 (bank qualified) (book entry).
Dated Nov 17, 2016.
Due Feb 15, 2017 to Aug 15, 2024.
Callable Feb 15, 2022 at par.
Winning bid: Janney Montgomery, at n/a, TIC 1.5911%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/17 | $500,000 | 0.85% | 0.85% | ||
| 8/15/17 | $595,000 | 0.90% | 0.90% | ||
| 8/15/18 | $600,000 | 3.00% | 1.05% | ||
| 8/15/19 | $625,000 | 4.00% | 1.18% | ||
| 8/15/20 | $645,000 | 4.00% | 1.28% | ||
| 8/15/21 | $680,000 | 4.00% | 1.35% | ||
| 8/15/22 | $700,000 | 2.00% | 1.40% | ||
| 8/15/23 | $715,000 | 2.00% | 1.50% | ||
| 8/15/24 | $725,000 | 2.00% | 1.65% |
L.O.: Kegel Kelin Almy & Grimm LLP, Lancaster, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Raymond James, TIC 1.5944%
Robert W. Baird, TIC 1.6399%
Roosevelt & Cross, TIC 1.748%
TEXAS
Fort Bend County Municipal Utility District No. 48
Oct 13, 2016 . . . . . . $2,665,000
Unlimited Tax Bonds, Series 2016 (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Oct 1, 2017 to 2037.
Callable Oct 1, 2023 at par.
Winning bid: Raymond James, at 99.6831, NIC 2.6892%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $125,000 | 2.00% | 1.15% | BAM | |
| 10/1/18 | $125,000 | 2.00% | 1.30% | BAM | |
| 10/1/19 | $125,000 | 2.00% | 1.35% | BAM | |
| 10/1/20 | $125,000 | 2.00% | 1.55% | BAM | |
| 10/1/21 | $125,000 | 2.00% | 1.60% | BAM | |
| 10/1/22 | $125,000 | 2.00% | 1.65% | BAM | |
| 10/1/23 | $125,000 | 2.00% | 1.70% | BAM | |
| 10/1/24 | $125,000 | 2.00% | 1.80% | BAM | |
| 10/1/25 | $125,000 | 2.00% | 1.90% | BAM | |
| 10/1/26 | $125,000 | 2.00% | 2.00% | BAM | |
| 10/1/28 | $250,000 | 2.50% | 2.30% | BAM | |
| 10/1/30 | $250,000 | 2.75% | 2.40% | BAM | |
| 10/1/32 | $250,000 | 2.75% | 2.50% | BAM | |
| 10/1/35 | $385,000 | 3.00% | 2.70% | BAM | |
| 10/1/37 | $280,000 | 3.00% | 2.80% | BAM |
L.O.: The Muller Law Group, Sugar Land, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 2.7922%
Robert W. Baird, NIC 2.8775%
SAMCO Cap Mkts, NIC 2.9406%
FMSbonds, NIC 3.1602%
Harris County Water Control and Improvement District No. 157
Oct 13, 2016 . . . . . . $5,000,000
Unlimited Tax Bonds, Series 2016A (book entry).
Dated Nov 1, 2016.
Due Sep 1, 2017 to 2040.
Callable Sep 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 98.4337, NIC 3.0419%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $200,000 | 3.00% | 1.04% | AGM | |
| 9/1/18 | $200,000 | 3.00% | 1.18% | AGM | |
| 9/1/19 | $200,000 | 3.00% | 1.36% | AGM | |
| 9/1/20 | $200,000 | 3.00% | 1.48% | AGM | |
| 9/1/21 | $200,000 | 3.00% | 1.61% | AGM | |
| 9/1/22 | $200,000 | 3.00% | 1.73% | AGM | |
| 9/1/23 | $200,000 | 3.00% | 1.90% | AGM | |
| 9/1/24 | $200,000 | 2.00% | 2.08% | AGM | |
| 9/1/25 | $200,000 | 2.125% | 2.21% | AGM | |
| 9/1/26 | $200,000 | 2.25% | 2.34% | AGM | |
| 9/1/27 | $200,000 | 2.375% | 2.50% | AGM | |
| 9/1/28 | $200,000 | 2.50% | 2.66% | AGM | |
| 9/1/29 | $200,000 | 2.625% | 2.77% | AGM | |
| 9/1/30 | $200,000 | 2.75% | 2.88% | AGM | |
| 9/1/31 | $200,000 | 3.00% | 3.00% | AGM | |
| 9/1/32 | $200,000 | 3.00% | 3.02% | AGM | |
| 9/1/33 | $225,000 | 3.00% | 3.048% | AGM | |
| 9/1/34 | $225,000 | 3.00% | 3.073% | AGM | |
| 9/1/35 | $225,000 | 3.125% | 3.214% | AGM | |
| 9/1/40 | $1,125,000 | 3.125% | 3.261% | AGM |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 3.1174%
Hutchinson Shockey, NIC 3.1606%
Robert W. Baird, NIC 3.2297%
RBC Capital Mkts, NIC 3.2612%
FMSbonds, NIC 3.3357%
Montgomery County Municipal Utility District No. 126
Oct 13, 2016 . . . . . . $3,060,000
Unlimited Tax Road Bonds, Series 2016 (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Sep 1, 2018 to 2041.
Callable Sep 1, 2024 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 3.596%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/18 | $85,000 | 2.00% | 1.40% | ||
| 9/1/19 | $85,000 | 2.00% | 1.70% | ||
| 9/1/20 | $90,000 | 2.00% | 2.00% | ||
| 9/1/21 | $95,000 | 2.50% | 2.20% | ||
| 9/1/22 | $95,000 | 2.50% | 2.35% | ||
| 9/1/23 | $100,000 | 2.50% | 2.50% | ||
| 9/1/24 | $100,000 | 3.00% | 2.65% | ||
| 9/1/25 | $105,000 | 3.00% | 2.80% | ||
| 9/1/26 | $110,000 | 3.00% | 2.90% | ||
| 9/1/27 | $115,000 | 3.00% | 3.00% | ||
| 9/1/28 | $120,000 | 3.00% | 3.10% | ||
| 9/1/29 | $120,000 | 3.00% | 3.20% | ||
| 9/1/30 | $125,000 | 3.25% | 3.30% | ||
| 9/1/31 | $130,000 | 3.375% | 3.40% | ||
| 9/1/32 | $135,000 | 3.375% | 3.45% | ||
| 9/1/33 | $140,000 | 3.50% | 3.50% | ||
| 9/1/34 | $145,000 | 3.50% | 3.55% | ||
| 9/1/35 | $150,000 | 3.50% | 3.60% | ||
| 9/1/36 | $155,000 | 3.50% | 3.65% | ||
| 9/1/37 | $160,000 | 3.625% | 3.70% | ||
| 9/1/41 | $700,000 | 3.625% | 3.75% |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Houston, TX.
Other bidders were:
GMS Group, NIC 3.6886%
FMSbonds, NIC 3.9321%
Northwest Harris County Municipal Utility District No. 32
Oct 13, 2016 . . . . . . $3,025,000
Unlimited Tax Bonds, Series 2016A (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Oct 1, 2017 to 2040.
Callable Oct 1, 2023 at par.
Winning bid: Robert W. Baird, at 97.0000, NIC 3.1203%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $40,000 | 2.00% | 1.00% | BAM | |
| 10/1/18 | $40,000 | 2.00% | 1.15% | BAM | |
| 10/1/19 | $40,000 | 2.00% | 1.30% | BAM | |
| 10/1/20 | $40,000 | 2.00% | 1.45% | BAM | |
| 10/1/21 | $40,000 | 2.00% | 1.60% | BAM | |
| 10/1/22 | $40,000 | 2.00% | 1.75% | BAM | |
| 10/1/23 | $40,000 | 2.00% | 1.90% | BAM | |
| 10/1/24 | $40,000 | 2.00% | 2.00% | BAM | |
| 10/1/25 | $40,000 | 2.00% | 2.10% | BAM | |
| 10/1/26 | $40,000 | 2.125% | 2.20% | BAM | |
| 10/1/27 | $40,000 | 2.25% | 2.30% | BAM | |
| 10/1/33 | $240,000 | 3.00% | 2.70% | BAM | |
| 10/1/37 | $1,340,000 | 3.00% | 2.90% | BAM | |
| 10/1/40 | $1,005,000 | 3.00% | 3.05% | BAM |
Other managers: CL King & Associates, Sierra Pacific Securities, Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, Oppenheimer & Co., Inc., Duncan-Williams, Inc., R. Seelaus & Co., Inc., Northland Securities, Inc., Isaak Bond Investments, Inc., SumRidge Partners, LLC, Loop Capital Markets, LLC, IFS Securities, W.H. Mell Associates, Inc., Rafferty Capital Markets LLC, Alamo Capital, Wayne Hummer & Co..
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Houston, TX.
Other bidders were:
Raymond James, NIC 3.1485%
RBC Capital Mkts, NIC 3.1754%
SAMCO Cap Mkts, NIC 3.253%
Thrall Independent School District
Oct 13, 2016 . . . . . . $6,520,000
Unlimited Tax School Building Bonds, Series 2016 (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Feb 15, 2018 to 2045.
Callable Feb 15, 2026 at par.
Winning bid: Stifel Nicolaus, at 103.9974, TIC 2.7071%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/18 | $75,000 | 3.00% | 1.00% | PSF | |
| 2/15/19 | $75,000 | 3.00% | 1.10% | PSF | |
| 2/15/20 | $165,000 | 3.00% | 1.20% | PSF | |
| 2/15/21 | $170,000 | 3.00% | 1.25% | PSF | |
| 2/15/22 | $175,000 | 3.00% | 1.30% | PSF | |
| 2/15/23 | $180,000 | 3.00% | 1.40% | PSF | |
| 2/15/24 | $185,000 | 3.00% | 1.50% | PSF | |
| 2/15/25 | $190,000 | 3.00% | 1.60% | PSF | |
| 2/15/26 | $195,000 | 3.00% | 1.70% | PSF | |
| 2/15/28 | $415,000 | 3.00% | 1.85% | PSF | |
| 2/15/30 | $435,000 | 3.00% | 2.00% | PSF | |
| 2/15/32 | $465,000 | 3.00% | 2.10% | PSF | |
| 2/15/34 | $495,000 | 3.00% | 2.20% | PSF | |
| 2/15/36 | $525,000 | 3.00% | 2.40% | PSF | |
| 2/15/39 | $845,000 | 3.00% | 2.625% | PSF | |
| 2/15/42 | $925,000 | 3.00% | 2.75% | PSF | |
| 2/15/45 | $1,005,000 | 3.00% | 2.85% | PSF |
Other managers: SunTrust Robinson Humphrey.
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Raymond James, TIC 2.7589%
Cantor Fitzgerald, TIC 2.7931%
Robert W. Baird, TIC 2.8059%
WISCONSIN
Shorewood School District
Oct 11, 2016 . . . . . . $4,500,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 14, 2016.
Due Jan 30, 2017.
Purchased $4,500,000.00 by Robert W. Baird, at 1.25%, plus $2,070.00, effective rate 1.0937%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
BOK Fin Secs, Effective Rate 1.4321%
Oppenheimer, Effective Rate 1.7691%
