ALABAMA
Tuscaloosa Public Educational Building Authority
Sep 28, 2016 . . . . . . $21,630,000
Student Housing Revenue Refunding Bonds (University of Alabama Ridgecrest Residential Facilities) Series 2016-A (book entry).
Dated Oct 13, 2016.
Due Jul 1, 2017 to 2023.
Non-callable.
Winning bid: KeyBanc Cap Mkts, at 113.0560, TIC 1.574%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/17 | $2,125,000 | 5.00% | 1.00% | BAM | |
| 7/1/18 | $2,870,000 | 5.00% | 1.05% | BAM | |
| 7/1/19 | $3,010,000 | 5.00% | 1.20% | BAM | |
| 7/1/20 | $3,160,000 | 5.00% | 1.30% | BAM | |
| 7/1/21 | $3,320,000 | 5.00% | 1.43% | BAM | |
| 7/1/22 | $3,485,000 | 5.00% | 1.59% | BAM | |
| 7/1/23 | $3,660,000 | 5.00% | 1.70% | BAM |
L.O.: Maynard Cooper & Gale, P.C., Birmingham, AL.
F.A.: Raymond James & Associates, Inc., Birmingham, AL; and Raymond James & Associates, Inc., Atlanta, GA.
Other bidders were:
Wells Fargo Secs, TIC 1.6345%
JPMorgan, TIC 1.6453%
Citigroup, TIC 1.6556%
Mesirow Financial, TIC 1.6739%
Tuscaloosa Public Educational Building Authority
Sep 28, 2016 . . . . . . $74,080,000
Student Housing Revenue Refunding Bonds (University of Alabama Ridgecrest Residential Facilities), Series 2016-B (book entry).
Dated Oct 13, 2016.
Due Jul 1, 2024 to 2038.
Callable Jul 1, 2026 at par.
Winning bid: UBS Financial Svcs, at 100.9018, TIC 3.0507%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/24 | $3,845,000 | 5.00% | 1.90% | BAM | |
| 7/1/25 | $4,035,000 | 5.00% | 2.00% | BAM | |
| 7/1/26 | $4,235,000 | 5.00% | 2.10% | BAM | |
| 7/1/27 | $4,450,000 | 2.00% | 2.30% | BAM | |
| 7/1/28 | $4,540,000 | 2.25% | 2.50% | BAM | |
| 7/1/29 | $4,640,000 | 2.50% | 2.70% | BAM | |
| 7/1/30 | $4,755,000 | 3.00% | 2.80% | BAM | |
| 7/1/31 | $4,900,000 | 3.00% | 2.90% | BAM | |
| 7/1/32 | $5,045,000 | 3.00% | 3.00% | BAM | |
| 7/1/33 | $5,195,000 | 3.00% | 3.10% | BAM | |
| 7/1/34 | $5,350,000 | 3.00% | 3.15% | BAM | |
| 7/1/35 | $5,515,000 | 3.00% | 3.178% | BAM | |
| 7/1/36 | $5,680,000 | 3.125% | 3.246% | BAM | |
| 7/1/38 | $11,895,000 | 3.125% | 3.27% | BAM |
Other managers: Hilltop Securities Inc., Benchmark Securities, LLC.
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Maynard Cooper & Gale, P.C., Birmingham, AL.
F.A.: Raymond James & Associates, Inc., Birmingham, AL; and Raymond James & Associates, Inc., Atlanta, GA.
Other bidders were:
Wells Fargo Secs, TIC 3.09%
Hutchinson Shockey, TIC 3.0905%
Citigroup, TIC 3.1209%
JPMorgan, TIC 3.1695%
ARKANSAS
Trumann School District No. 21 of Poinsett County
Sep 28, 2016 . . . . . . $6,810,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Jun 1, 2017 to 2031.
Callable Dec 1, 2018 at par.
Winning bid: FTN Fin Cap Mkts, at 98.8153, TIC 1.9065%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/18 | $725,000 | 0.85% | 0.85% | ||
| 6/1/19 | $435,000 | 1.05% | 1.05% | ||
| 6/1/20 | $435,000 | 1.10% | 1.10% | ||
| 6/1/21 | $440,000 | 1.20% | 1.20% | ||
| 6/1/22 | $445,000 | 1.30% | 1.30% | ||
| 6/1/23 | $450,000 | 1.40% | 1.40% | ||
| 6/1/24 | $455,000 | 1.50% | 1.50% | ||
| 6/1/25 | $460,000 | 1.60% | 1.60% | ||
| 6/1/26 | $475,000 | 1.70% | 1.70% | ||
| 6/1/27 | $480,000 | 2.00% | 1.80% | ||
| 6/1/28 | $485,000 | 2.00% | 2.00% | ||
| 6/1/29 | $500,000 | 2.00% | 2.02% | ||
| 6/1/30 | $505,000 | 2.00% | 2.05% | ||
| 6/1/31 | $520,000 | 2.00% | 2.10% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
SunTrust Robinson, TIC 1.9134%
Ross Sinclaire, TIC 1.9274%
Raymond James, TIC 1.9889%
CALIFORNIA
Mother Lode Union School District
Sep 28, 2016 . . . . . . $7,500,000
General Obligation Bonds, Election of 2016, Series 2016 (bank qualified) (book entry).
Dated Oct 12, 2016.
Due Aug 1, 2017 to 2041.
Callable Aug 1, 2026 at par.
Winning bid: Robert W. Baird, at 101.2579, TIC 2.5985%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $265,000 | 2.00% | 0.80% | BAM | |
| 8/1/18 | $135,000 | 2.00% | 0.85% | BAM | |
| 8/1/19 | $145,000 | 2.00% | 0.90% | BAM | |
| 8/1/20 | $155,000 | 2.00% | 1.00% | BAM | |
| 8/1/21 | $170,000 | 2.00% | 1.10% | BAM | |
| 8/1/22 | $180,000 | 2.00% | 1.20% | BAM | |
| 8/1/23 | $190,000 | 2.00% | 1.30% | BAM | |
| 8/1/24 | $205,000 | 2.00% | 1.40% | BAM | |
| 8/1/25 | $215,000 | 2.00% | 1.50% | BAM | |
| 8/1/26 | $230,000 | 2.00% | 1.60% | BAM | |
| 8/1/27 | $240,000 | 2.00% | 1.70% | BAM | |
| 8/1/28 | $260,000 | 2.00% | 1.85% | BAM | |
| 8/1/29 | $275,000 | 2.00% | 2.00% | BAM | |
| 8/1/30 | $290,000 | 2.25% | 2.05% | BAM | |
| 8/1/31 | $305,000 | 2.50% | 2.15% | BAM | |
| 8/1/32 | $325,000 | 2.50% | 2.25% | BAM | |
| 8/1/34 | $710,000 | 2.75% | 2.40% | BAM | |
| 8/1/36 | $790,000 | 2.75% | 2.50% | BAM | |
| 8/1/38 | $885,000 | 3.00% | 2.60% | BAM | |
| 8/1/41 | $1,530,000 | 3.00% | 2.70% | BAM |
Other managers: CL King & Associates, Cronin & Co., Inc., Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates LLC, WNJ Capital, Crews & Associates, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, Oppenheimer & Co., Inc., SumRidge Partners, LLC, Sierra Pacific Securities, First Empire Securities, Rafferty Capital Markets LLC, IFS Securities, Alamo Capital, Wayne Hummer & Co., FMSbonds, Inc..
L.O.: Quint & Thimmig, Larkspur, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Fidelity Capital, TIC 2.6994%
FTN Fin Cap Mkts, TIC 2.7585%
Wells Fargo Secs, TIC 2.7715%
D.A. Davidson, TIC 2.9183%
Hutchinson Shockey, TIC 3.0229%
SunTrust Robinson, TIC 3.0349%
Olivenhain Municipal Water District
Sep 28, 2016 . . . . . . $15,990,000
Water System Refunding Revenue Bonds, Series 2016A (book entry).
Dated Oct 19, 2016.
Due Jun 1, 2017 to 2039.
Callable Jun 1, 2026 at par.
Winning bid: Raymond James, at 107.0833, TIC 2.5109%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $690,000 | 5.00% | 0.77% | ||
| 6/1/18 | $435,000 | 5.00% | 0.82% | ||
| 6/1/19 | $460,000 | 5.00% | 0.86% | ||
| 6/1/20 | $480,000 | 5.00% | 0.93% | ||
| 6/1/21 | $505,000 | 5.00% | 1.00% | ||
| 6/1/22 | $530,000 | 5.00% | 1.11% | ||
| 6/1/23 | $560,000 | 5.00% | 1.21% | ||
| 6/1/24 | $585,000 | 5.00% | 1.32% | ||
| 6/1/25 | $615,000 | 5.00% | 1.42% | ||
| 6/1/26 | $645,000 | 5.00% | 1.54% | ||
| 6/1/27 | $675,000 | 4.00% | 1.70% | ||
| 6/1/28 | $705,000 | 4.00% | 1.85% | ||
| 6/1/29 | $730,000 | 2.125% | 2.20% | ||
| 6/1/30 | $745,000 | 2.25% | 2.30% | ||
| 6/1/31 | $765,000 | 2.25% | 2.40% | ||
| 6/1/32 | $780,000 | 2.50% | 2.50% | ||
| 6/1/33 | $800,000 | 2.50% | 2.55% | ||
| 6/1/34 | $820,000 | 2.625% | 2.65% | ||
| 6/1/35 | $845,000 | 3.00% | 2.75% | ||
| 6/1/36 | $865,000 | 3.00% | 2.83% | ||
| 6/1/39 | $2,755,000 | 3.00% | 2.93% |
Other managers: Fidelity Capital Markets, Jefferies LLC, UBS Financial Services, Inc., Wedbush Securities Inc..
L.O.: Stradling, Yocca, Carlson & Rauth, Newport Beach, CA.
F.A.: Fieldman, Rolapp & Associates, Irvine, CA.
Other bidders were:
Morgan Stanley, TIC 2.534%
JPMorgan, TIC 2.537%
Hilltop Securities, TIC 2.614%
Robert W. Baird, TIC 2.6152%
Citigroup, TIC 2.6968%
Riverside County Transportation Commission
Sep 28, 2016 . . . . . . $76,140,000
Sales Tax Revenue Refunding Bonds (Limited Tax Bonds) 2016 Series A (book entry).
Dated Oct 12, 2016.
Due Jun 1, 2017 to 2029.
Callable Jun 1, 2024 at par.
Winning bid: Morgan Stanley, at 110.5619, TIC 1.6808%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $2,900,000 | 5.00% | 0.75% | ||
| 6/1/18 | $4,705,000 | 5.00% | 0.79% | ||
| 6/1/19 | $4,940,000 | 5.00% | 0.82% | ||
| 6/1/20 | $5,185,000 | 5.00% | 0.89% | ||
| 6/1/21 | $5,445,000 | 5.00% | 0.96% | ||
| 6/1/22 | $5,720,000 | 5.00% | 1.05% | ||
| 6/1/23 | $6,005,000 | 5.00% | 1.15% | ||
| 6/1/24 | $6,305,000 | 5.00% | 1.25% | ||
| 6/1/25 | $6,620,000 | 3.00% | 1.45% | ||
| 6/1/26 | $6,820,000 | 3.00% | 1.55% | ||
| 6/1/27 | $7,025,000 | 2.00% | 1.90% | ||
| 6/1/28 | $7,165,000 | 2.00% | 2.097% | ||
| 6/1/29 | $7,305,000 | 2.00% | 2.159% |
Other managers: Ramirez & Co., Inc., Intercoastal Capital Markets, Inc..
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: Fieldman, Rolapp & Associates, Irvine, CA.
Other bidders were:
Raymond James, TIC 1.7053%
Mesirow Financial, TIC 1.7358%
Citigroup, TIC 1.7361%
BA Merrill Lynch, TIC 1.7748%
JPMorgan, TIC 1.7774%
Wells Fargo Secs, TIC 1.81%
Robert W. Baird, TIC 1.8294%
Goldman Sachs, TIC 1.8611%
Barclays Capital, TIC 1.9065%
US Bancorp Invest, TIC 1.9395%
TD Securities, TIC 2.0107%
FLORIDA
St. Lucie County School District
Sep 28, 2016 . . . . . . $27,000,000
Tax Anticipation Notes, Series 2016 (book entry).
Dated Oct 12, 2016.
Due Jun 30, 2017.
Purchased $27,000,000.00 by Morgan Stanley, at 2.0%, plus $208,439.99, effective rate 0.9228%.
L.O.: Nabors, Giblin & Nickerson, Tampa, FL.
F.A.: Ford & Associates, Tampa, FL.
Other bidders were:
JPMorgan, Effective Rate 0.9256%
Citigroup, Effective Rate 0.9837%
TD Securities, Effective Rate 1.0498%
Jefferies, Effective Rate 1.0833%
Oppenheimer, Effective Rate 1.2521%
ILLINOIS
Glenbrook Township High School District Number 225
Sep 28, 2016 . . . . . . $4,485,000
General Obligation Limited School Bonds, Series 20167B (book entry).
Dated Oct 27, 2016.
Due Dec 1, 2022 to 2027.
Callable Dec 1, 2025 at par.
Winning bid: Citigroup, at n/a, TIC 1.9013%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/22 | $710,000 | 4.00% | 1.40% | ||
| 12/1/23 | $680,000 | 4.00% | 1.52% | ||
| 12/1/24 | $715,000 | 4.00% | 1.60% | ||
| 12/1/25 | $755,000 | 4.00% | 1.69% | ||
| 12/1/26 | $790,000 | 4.00% | 1.78% | ||
| 12/1/27 | $835,000 | 4.00% | 1.92% |
Other managers: J.P. Morgan Securities LLC.
In association with: Siebert Cisneros Shank & Co., L.L.C., Ramirez & Co., Inc., Wiley Bros.-Aintree Capital LLC, Drexel Hamilton, LLC., R. Seelaus & Co., Inc., Roosevelt & Cross, Inc., Fifth Third Securities, Inc., Intercoastal Capital Markets, Inc., Protective Securities A Division of ProEquities, Huntington Investment Company.
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: William Blair & Company, LLC, Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 1.9239%
Wells Fargo Secs, TIC 2.0781%
Hutchinson Shockey, TIC 2.1078%
Lake County
Sep 28, 2016 . . . . . . $10,025,000
Water and Sewer System Revenue Refunding Bonds, Series A of 2016 (book entry).
Dated Oct 13, 2016.
Due Dec 1, 2016 to 2021.
Non-callable.
Winning bid: UBS Financial Svcs, at n/a, TIC 1.1727%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/16 | $200,000 | 3.00% | 0.35% | ||
| 12/1/17 | $1,325,000 | 4.00% | 0.88% | ||
| 12/1/18 | $2,115,000 | 5.00% | 0.95% | ||
| 12/1/19 | $2,045,000 | 5.00% | 1.00% | ||
| 12/1/20 | $2,150,000 | 5.00% | 1.18% | ||
| 12/1/21 | $2,190,000 | 5.00% | 1.25% |
Other managers: Hilltop Securities Inc., Ziegler Capital Markets Group.
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
JPMorgan, TIC 1.1759%
Robert W. Baird, TIC 1.2247%
FTN Fin Cap Mkts, TIC 1.2391%
KeyBanc Cap Mkts, TIC 1.243%
Hutchinson Shockey, TIC 1.2709%
Bernardi Securities, TIC 1.2975%
Mount Prospect Park District
Sep 28, 2016 . . . . . . $2,740,000
General Obligation Limited Tax Park Bonds, Series 2016 (bank qualified) (book entry).
Dated Oct 12, 2016.
Due Dec 15, 2017 to 2020.
Non-callable.
Winning bid: Mt Prospect St Bk, at n/a, TIC 1.1131%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/17 | $646,212 | 0.82% | NRO | ||
| 12/15/18 | $400,000 | 0.92% | NRO | ||
| 12/15/19 | $750,000 | 1.10% | NRO | ||
| 12/15/20 | $943,788 | 1.22% | NRO |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
D.A. Davidson, TIC 1.1785%
Morgan Stanley, TIC 1.2478%
Piper Jaffray, TIC 1.2488%
Raymond James, TIC 1.3259%
City Securities, TIC 1.3422%
Robert W. Baird, TIC 1.3845%
BOK Fin Secs, TIC 1.6603%
INDIANA
Lake County
Sep 28, 2016 . . . . . . $12,000,000
General Obligation Park Bonds, Series 2016 (book entry).
Dated Oct 11, 2016.
Due Jun 30, 2019 to Dec 30, 2031.
Callable Jul 1, 2026 at par.
Winning bid: BA Merrill Lynch, at 98.7463, NIC 2.4437%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/30/19 | $810,000 | 2.00% | 1.23% | ||
| 12/30/20 | $830,000 | 2.00% | 1.40% | ||
| 12/30/21 | $845,000 | 2.00% | 1.53% | ||
| 12/30/22 | $865,000 | 2.00% | 1.67% | ||
| 12/30/23 | $880,000 | 2.00% | 1.82% | ||
| 12/30/24 | $895,000 | 2.00% | 1.95% | ||
| 12/30/25 | $915,000 | 2.00% | 2.05% | ||
| 12/30/26 | $935,000 | 2.125% | 2.20% | ||
| 12/30/27 | $955,000 | 2.25% | 2.34% | ||
| 12/30/28 | $980,000 | 2.375% | 2.50% | ||
| 12/30/29 | $1,005,000 | 2.50% | 2.62% | ||
| 12/30/30 | $1,030,000 | 2.625% | 2.72% | ||
| 12/30/31 | $1,055,000 | 2.625% | 2.82% |
L.O.: Taft, Stettinius & Hollister LLP, Chicago, IL.
F.A.: Cender and Company, L.L.C., Merrillville, IN.
Other bidders were:
City Securities, NIC 2.5897%
Stifel Nicolaus, NIC 2.5967%
Robert W. Baird, NIC 2.6832%
Hutchinson Shockey, NIC 2.7046%
J.J.B. Hilliard, NIC 2.7682%
Wa-Nee Community School Building Corporation
Sep 27, 2016 . . . . . . $22,000,000
Ad Valorem Property Tax First Mortgage Bonds, Series 2016 (book entry).
Dated Oct 18, 2016.
Due Jul 15, 2017 to Jan 15, 2031.
Callable Jul 15, 2026 at par.
Winning bid: J.J.B. Hilliard, at 105.6929, TIC 2.2381%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/17 | $270,000 | 3.00% | 0.85% | ||
| 1/15/18 | $435,000 | 3.00% | 1.00% | ||
| 7/15/18 | $440,000 | 3.00% | 1.05% | ||
| 1/15/19 | $450,000 | 3.00% | 1.10% | ||
| 7/15/19 | $455,000 | 3.00% | 1.15% | ||
| 1/15/20 | $460,000 | 3.00% | 1.20% | ||
| 7/15/20 | $600,000 | 3.00% | 1.25% | ||
| 1/15/21 | $605,000 | 3.00% | 1.30% | ||
| 7/15/21 | $790,000 | 3.00% | 1.35% | ||
| 1/15/22 | $805,000 | 3.00% | 1.40% | ||
| 7/15/22 | $815,000 | 3.00% | 1.45% | ||
| 1/15/23 | $825,000 | 3.00% | 1.55% | ||
| 7/15/23 | $840,000 | 3.00% | 1.60% | ||
| 1/15/24 | $850,000 | 3.00% | 1.65% | ||
| 7/15/24 | $865,000 | 3.00% | 1.70% | ||
| 1/15/25 | $880,000 | 3.00% | 1.80% | ||
| 7/15/25 | $890,000 | 3.00% | 1.85% | ||
| 1/15/26 | $905,000 | 3.00% | 2.00% | ||
| 7/15/26 | $920,000 | 3.00% | 2.10% | ||
| 1/15/27 | $930,000 | 3.00% | 2.15% | ||
| 7/15/27 | $945,000 | 3.00% | 2.20% | ||
| 1/15/28 | $960,000 | 3.00% | 2.30% | ||
| 7/15/28 | $975,000 | 3.00% | 2.35% | ||
| 1/15/29 | $985,000 | 3.00% | 2.40% | ||
| 7/15/29 | $1,005,000 | 3.00% | 2.45% | ||
| 1/15/30 | $1,015,000 | 3.00% | 2.50% | ||
| 7/15/30 | $1,035,000 | 3.00% | 2.55% | ||
| 1/15/31 | $1,050,000 | 3.00% | 2.60% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
Hutchinson Shockey, TIC 2.2594%
Fifth Third Secs, TIC 2.2628%
City Securities, TIC 2.2869%
Robert W. Baird, TIC 2.2998%
KANSAS
Conway Springs (City)
Sep 27, 2016 . . . . . . $2,390,000
General Obligation Temporary Notes, Series 2016 (bank qualified) (book entry).
Dated Oct 18, 2016.
Due Oct 15, 2019.
Callable Apr 15, 2018 at par.
Winning bid: UMB Bank, at 99.5000, NIC 1.2171%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/19 | $2,390,000 | 1.05% | 1.05% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
Cooper Malone, NIC 1.2638%
Commerce Bank, NIC 1.638%
Johnson County
Sep 28, 2016 . . . . . . $10,570,000
General Obligation Refunding Bonds, Series 2016B (book entry).
Dated Oct 27, 2016.
Due Sep 1, 2020 to 2029.
Callable Sep 1, 2025 at par.
Winning bid: Piper Jaffray, at 109.9073, TIC 1.7091%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/20 | $875,000 | 4.00% | 0.95% | ||
| 9/1/21 | $915,000 | 4.00% | 1.05% | ||
| 9/1/22 | $955,000 | 4.00% | 1.15% | ||
| 9/1/23 | $1,000,000 | 3.00% | 1.25% | ||
| 9/1/24 | $1,035,000 | 3.00% | 1.35% | ||
| 9/1/25 | $1,070,000 | 3.00% | 1.44% | ||
| 9/1/26 | $1,110,000 | 4.00% | 1.53% | ||
| 9/1/27 | $1,160,000 | 3.00% | 1.75% | ||
| 9/1/28 | $1,210,000 | 2.00% | 2.00% | ||
| 9/1/29 | $1,240,000 | 2.00% | 2.16% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Morgan Stanley, TIC 1.777%
Robert W. Baird, TIC 1.7818%
JPMorgan, TIC 1.7946%
Wells Fargo Secs, TIC 1.8867%
Johnson County Public Building Commission
Sep 28, 2016 . . . . . . $9,175,000
Lease Purchase Revenue Refunding Bonds, Series 2016B (book entry).
Dated Oct 27, 2016.
Due Sep 1, 2020 to 2029.
Callable Sep 1, 2025 at par.
Winning bid: Robert W. Baird, at 103.1283, TIC 1.8635%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/20 | $805,000 | 2.00% | 1.05% | ||
| 9/1/21 | $830,000 | 2.00% | 1.15% | ||
| 9/1/22 | $845,000 | 2.00% | 1.25% | ||
| 9/1/23 | $870,000 | 2.00% | 1.35% | ||
| 9/1/24 | $890,000 | 2.00% | 1.45% | ||
| 9/1/25 | $915,000 | 3.00% | 1.55% | ||
| 9/1/26 | $960,000 | 3.00% | 1.65% | ||
| 9/1/27 | $1,000,000 | 2.00% | 2.00% | ||
| 9/1/28 | $1,020,000 | 2.00% | 2.15% | ||
| 9/1/29 | $1,040,000 | 2.25% | 2.30% |
Other managers: CL King & Associates, Cronin & Co., Inc., Ross, Sinclaire & Associates LLC, Edward Jones, WNJ Capital, Coastal Securities Corp., Fidelity Capital Markets, Crews & Associates, Inc., SAMCO Capital Markets, Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, Country Club Bank, George K. Baum & Co., Duncan-Williams, Inc., Davenport & Company LLC, R. Seelaus & Co., Inc., Bernardi Securities, Inc., SumRidge Partners, LLC, Oppenheimer & Co., Inc., Sierra Pacific Securities, Central States Capital Markets, LLC, Commerce Bank, Isaak Bond Investments, Inc., Bank of New York Mellon Capital Markets, LLC, Alamo Capital, Wayne Hummer & Co., Wedbush Securities Inc., UMB Bank, N.A.., IFS Securities, Valdes & Moreno, Inc., First Empire Securities, Rafferty Capital Markets LLC, Midland Securities Ltd, Dougherty & Company LLC, RBC Capital Markets, J.J.B. Hilliard, W.L. Lyons, Inc., FMSbonds, Inc..
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Wells Fargo Secs, TIC 1.879%
Raymond James, TIC 1.9581%
Hutchinson Shockey, TIC 2.0618%
JPMorgan, TIC 2.1029%
Johnson County Public Building Commission
Sep 28, 2016 . . . . . . $16,365,000
Lease Purchase Revenue Bonds (Library Projects), Series 2016A (book entry).
Dated Oct 27, 2016.
Due Sep 1, 2017 to 2036.
Callable Sep 1, 2026 at par.
Winning bid: UBS Financial Svcs, at 110.9894, TIC 2.2097%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $720,000 | 5.00% | 0.76% | ||
| 9/1/18 | $655,000 | 5.00% | 0.80% | ||
| 9/1/19 | $700,000 | 5.00% | 0.87% | ||
| 9/1/20 | $725,000 | 5.00% | 0.95% | ||
| 9/1/21 | $765,000 | 5.00% | 1.02% | ||
| 9/1/22 | $810,000 | 5.00% | 1.11% | ||
| 9/1/23 | $850,000 | 5.00% | 1.20% | ||
| 9/1/24 | $890,000 | 5.00% | 1.30% | ||
| 9/1/25 | $940,000 | 5.00% | 1.40% | ||
| 9/1/26 | $990,000 | 5.00% | 1.50% | ||
| 9/1/27 | $1,050,000 | 5.00% | 1.60% | ||
| 9/1/28 | $1,095,000 | 2.00% | 2.00% | ||
| 9/1/29 | $705,000 | 2.125% | 2.25% | ||
| 9/1/30 | $725,000 | 2.25% | 2.421% | ||
| 9/1/31 | $740,000 | 2.375% | 2.50% | ||
| 9/1/32 | $760,000 | 2.50% | 2.65% | ||
| 9/1/33 | $780,000 | 2.625% | 2.75% | ||
| 9/1/34 | $800,000 | 2.75% | 2.85% | ||
| 9/1/36 | $1,665,000 | 3.00% | 3.00% |
Other managers: Hilltop Securities Inc., Benchmark Securities, LLC.
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 2.2848%
Wells Fargo Secs, TIC 2.336%
Raymond James, TIC 2.3464%
JPMorgan, TIC 2.3757%
Hutchinson Shockey, TIC 2.4552%
KENTUCKY
Frankfort (City)
Sep 28, 2016 . . . . . . $5,110,000
General Obligation Refunding Bonds, Series 2016 (bank qualified) (book entry).
Dated Oct 13, 2016.
Due Jun 1, 2017 to 2022.
Non-callable.
Winning bid: Hutchinson Shockey, at 105.0840, TIC 1.2349%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $845,000 | 2.00% | 0.80% | ||
| 6/1/18 | $810,000 | 2.00% | 0.90% | ||
| 6/1/19 | $830,000 | 3.00% | 1.00% | ||
| 6/1/20 | $850,000 | 3.00% | 1.10% | ||
| 6/1/21 | $875,000 | 3.00% | 1.18% | ||
| 6/1/22 | $900,000 | 3.00% | 1.28% |
L.O.: Stoll, Keenon Ogden PLLC, Louisville, KY.
F.A.: Raymond James & Associates, Inc., Lexington, KY.
Other bidders were:
Ross Sinclaire, TIC 1.2356%
Stifel Nicolaus, TIC 1.3032%
J.J.B. Hilliard, TIC 1.3322%
City Securities, TIC 1.3899%
Wells Fargo Secs, TIC 1.4747%
Fulton County School District Finance Corporation
Sep 28, 2016 . . . . . . $1,580,000
School Building Refunding Revenue Bonds, Series of 2016 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 19, 2016.
Due Feb 1, 2017 to 2028.
Non-callable.
Winning bid: City Securities, at 101.0325, TIC 1.9183%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $15,000 | 2.00% | 1.15% | ||
| 2/1/18 | $20,000 | 2.00% | 1.20% | ||
| 2/1/19 | $140,000 | 2.00% | 1.28% | ||
| 2/1/20 | $145,000 | 2.00% | 1.34% | ||
| 2/1/22 | $295,000 | 2.00% | 1.42% | ||
| 2/1/24 | $305,000 | 2.00% | 1.61% | ||
| 2/1/26 | $325,000 | 2.00% | 1.85% | ||
| 2/1/28 | $335,000 | 2.25% | 2.05% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Ross Sinclaire, TIC 1.9778%
Stifel Nicolaus, TIC 2.1298%
Green County School District Finance Corporation
Sep 27, 2016 . . . . . . $1,645,000
School Building Refunding Revenue Bonds, Series 2016 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 17, 2016.
Due Feb 1, 2017 to Aug 1, 2029.
Callable Aug 1, 2026 at par.
Winning bid: J.J.B. Hilliard, at 98.9200, TIC 2.1195%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/29 | $1,645,000 | 2.00% | 2.00% |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
Other bidders were:
Stifel Nicolaus, TIC 2.2397%
City Securities, TIC 2.2474%
Raymond James, TIC 2.2831%
Lee County School District Finance Corporation
Sep 28, 2016 . . . . . . $1,835,000
School Building Refunding Revenue Bonds, Series of 2016 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 19, 2016.
Due Feb 1, 2017 to Aug 1, 2028.
Non-callable.
Winning bid: Robert W. Baird, at 100.3164, NIC 1.9479%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $95,000 | 2.00% | 0.85% | ||
| 8/1/17 | $125,000 | 2.00% | 0.95% | ||
| 8/1/18 | $130,000 | 2.00% | 1.05% | ||
| 8/1/19 | $130,000 | 2.00% | 1.15% | ||
| 8/1/20 | $135,000 | 2.00% | 1.25% | ||
| 8/1/21 | $140,000 | 2.00% | 1.40% | ||
| 8/1/22 | $135,000 | 2.00% | 1.55% | ||
| 8/1/23 | $170,000 | 2.00% | 1.65% | ||
| 8/1/24 | $180,000 | 2.00% | 1.75% | ||
| 8/1/25 | $180,000 | 2.00% | 1.85% | ||
| 8/1/27 | $380,000 | 2.00% | 2.00% | ||
| 8/1/28 | $35,000 | 2.00% | 2.25% |
Other managers: Duncan-Williams, Inc., CL King & Associates, Crews & Associates, Inc., Loop Capital Markets, LLC, WNJ Capital, PNC Capital Markets, Davenport & Company LLC, SAMCO Capital Markets, First Kentucky Securities Corp., Cronin & Co., Inc., Isaak Bond Investments, Inc., Bernardi Securities, Inc., Oppenheimer & Co., Inc., SumRidge Partners, LLC, Wayne Hummer & Co., Sierra Pacific Securities, Alamo Capital, IFS Securities, Rafferty Capital Markets LLC, W.H. Mell Associates, Inc., Dougherty & Company LLC, FMSbonds, Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Raymond James, NIC 2.021%
Stifel Nicolaus, NIC 2.1384%
MASSACHUSETTS
Boxford (Town)
Sep 28, 2016 . . . . . . $1,250,000
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Oct 7, 2016.
Due Oct 6, 2017.
Purchased $1,250,000.00 by Century Bk, at 0.95%, effective rate 0.95%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.094%
TD Securities, Effective Rate 1.2108%
Roosevelt & Cross, Effective Rate 1.2984%
Chicopee (City)
Sep 28, 2016 . . . . . . $1,000,000
General Obligation Bond Anticipation Notes (new money).
Dated Oct 7, 2016.
Due Oct 6, 2017.
Purchased $1,000,000.00 by Century Bk, at 1.15%, plus $2,000.00, effective rate 0.9494%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Peoples Bk, Effective Rate 1.0494%
TD Securities, Effective Rate 1.1306%
Eastern Bk Cap Mkts, Effective Rate 1.144%
Roosevelt & Cross, Effective Rate 1.3301%
Chicopee (City)
Sep 28, 2016 . . . . . . $22,272,000
General Obligation Municipal Purpose Loan of 2016 Bonds (book entry).
Dated Oct 6, 2016.
Due Aug 15, 2017 to 2036.
Callable Aug 15, 2026 at par.
Winning bid: Citigroup, at 108.3851, TIC 2.077%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $1,317,000 | 4.00% | 0.80% | ||
| 8/15/18 | $1,395,000 | 4.00% | 0.85% | ||
| 8/15/19 | $1,390,000 | 4.00% | 0.92% | ||
| 8/15/20 | $1,390,000 | 4.00% | 1.00% | ||
| 8/15/21 | $1,385,000 | 4.00% | 1.06% | ||
| 8/15/22 | $1,375,000 | 4.00% | 1.15% | ||
| 8/15/23 | $1,370,000 | 4.00% | 1.25% | ||
| 8/15/24 | $1,360,000 | 4.00% | 1.34% | ||
| 8/15/25 | $1,360,000 | 4.00% | 1.43% | ||
| 8/15/26 | $1,355,000 | 4.00% | 1.52% | ||
| 8/15/27 | $1,095,000 | 2.00% | 1.85% | ||
| 8/15/28 | $840,000 | 2.00% | 2.10% | ||
| 8/15/29 | $840,000 | 2.00% | 2.20% | ||
| 8/15/30 | $840,000 | 2.125% | 2.35% | ||
| 8/15/31 | $835,000 | 2.25% | 2.45% | ||
| 8/15/32 | $835,000 | 3.00% | 2.38% | ||
| 8/15/33 | $825,000 | 3.00% | 2.43% | ||
| 8/15/34 | $825,000 | 3.00% | 2.48% | ||
| 8/15/35 | $825,000 | 3.00% | 2.53% | ||
| 8/15/36 | $815,000 | 3.00% | 2.57% |
Other managers: Roosevelt & Cross, Inc., Drexel Hamilton, LLC., Ramirez & Co., Inc., The Williams Capital Group, L.P., UBS Financial Services, Inc., Stifel, Nicolaus & Co., Inc., Wiley Bros.-Aintree Capital LLC, Intercoastal Capital Markets, Inc..
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Janney Montgomery, TIC 2.1163%
PNC Capital Markets, TIC 2.1589%
Robert W. Baird, TIC 2.1786%
JPMorgan, TIC 2.1807%
Raymond James, TIC 2.1856%
BA Merrill Lynch, TIC 2.212%
FTN Fin Cap Mkts, TIC 2.2155%
MICHIGAN
Genesee School District
Sep 27, 2016 . . . . . . $1,130,000
2016 School Building and Site Bonds (General Obligation-Unlimited Tax) (bank qualified) (book entry).
Dated Oct 20, 2016.
Due May 1, 2017 to 2026.
Non-callable.
Winning bid: J.J.B. Hilliard, at 101.8450, TIC 2.1215%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/17 | $100,000 | 2.00% | 1.00% | ||
| 5/1/18 | $105,000 | 2.00% | 1.15% | ||
| 5/1/19 | $105,000 | 2.00% | 1.30% | ||
| 5/1/20 | $110,000 | 2.00% | 1.50% | ||
| 5/1/21 | $110,000 | 2.00% | 1.65% | ||
| 5/1/22 | $115,000 | 2.00% | 1.75% | ||
| 5/1/23 | $120,000 | 2.00% | 1.85% | ||
| 5/1/24 | $120,000 | 3.00% | 2.00% | ||
| 5/1/25 | $120,000 | 3.00% | 2.05% | ||
| 5/1/26 | $125,000 | 3.00% | 2.15% |
L.O.: Dickinson Wright PLLC, Troy, MI.
F.A.: Public Financial Management, Inc., Ann Arbor, MI.
Other bidders were:
Robert W. Baird, TIC 2.1596%
MISSOURI
Parkway C-2 School District
Sep 28, 2016 . . . . . . $44,000,000
General Obligation Bonds, Series 2016 (book entry).
Dated Oct 12, 2016.
Due Mar 1, 2030 to 2036.
Callable Mar 1, 2026 at par.
Winning bid: Citigroup, at 101.4204, TIC 2.7342%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/30 | $5,600,000 | 2.125% | 2.344% | ||
| 3/1/31 | $5,625,000 | 2.625% | 2.42% | ||
| 3/1/32 | $3,375,000 | 2.75% | 2.50% | ||
| 3/1/33 | $3,700,000 | 2.875% | 2.57% | ||
| 3/1/34 | $4,275,000 | 3.00% | 2.64% | ||
| 3/1/35 | $4,475,000 | 3.00% | 2.71% | ||
| 3/1/36 | $16,950,000 | 3.00% | 2.77% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., Drexel Hamilton, LLC., Siebert Cisneros Shank & Co., L.L.C..
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: Piper Jaffray & Company, St Louis, MO.
Other bidders were:
UBS Financial Svcs, TIC 2.9059%
Wells Fargo Secs, TIC 2.927%
Robert W. Baird, TIC 2.9434%
JPMorgan, TIC 3.1225%
NEVADA
Fernley (City)
Sep 28, 2016 . . . . . . $9,085,000
General Obligation (Limited Tax) Water and Sewer Refunding Bonds (Additionally Secured by Pledged Revenues) Series 2016 (bank qualified) (book entry).
Dated Nov 3, 2016.
Due Feb 1, 2018 to 2037.
Callable Feb 1, 2026 at par.
Winning bid: Piper Jaffray, at 101.6188, TIC 2.7952%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $115,000 | 2.00% | 1.00% | NPFGC | |
| 2/1/33 | $1,685,000 | 2.75% | 2.45% | NPFGC | |
| 2/1/34 | $1,735,000 | 2.75% | 2.50% | NPFGC | |
| 2/1/36 | $3,640,000 | 3.00% | 2.50% | NPFGC | |
| 2/1/37 | $1,910,000 | 3.00% | 2.60% | NPFGC |
Other managers: Cantor Fitzgerald & Company.
L.O.: Sherman & Howard L.L.C., Reno, NV.
F.A.: JNA Consulting Group LLC, Boulder City, NV.
Other bidders were:
KeyBanc Cap Mkts, TIC 2.8436%
Wells Fargo Secs, TIC 2.8489%
SunTrust Robinson, TIC 2.879%
Robert W. Baird, TIC 2.8835%
Raymond James, TIC 2.8907%
Morgan Stanley, TIC 3.0734%
Hutchinson Shockey, TIC 3.2386%
NEW JERSEY
Berkeley Heights Township
Sep 28, 2016 . . . . . . $7,455,950
Bond Anticipation Note (bank qualified).
Dated Oct 6, 2016.
Due Oct 6, 2017.
Purchased $7,455,950.00 by Jefferies, at 1.75%, plus $44,139.22, effective rate 1.158%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.21%
Oppenheimer, Effective Rate 1.36%
Cherry Hill Township
Sep 28, 2016 . . . . . . $26,252,642
$22,227,902 General Capital Bond Anticipation Note and $4,024,740 Sewer Capital Bond Anticipation Note (book entry).
Dated Oct 19, 2016.
Due Oct 18, 2017.
Purchased $26,252,642.00 by TD Securities, at 2.0%, plus $244,412.09, effective rate 1.0664%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Jefferies, Effective Rate 1.1018%
JPMorgan, Effective Rate 1.1256%
Oppenheimer, Effective Rate 1.2289%
Hawthorne Borough
Sep 28, 2016 . . . . . . $7,989,000
$7,010,000 General Improvement Bonds; $679,000 Special Assessment Bonds and $300,000 Water Utility Bonds (bank qualified) (book entry).
Dated Oct 27, 2016.
Due Oct 15, 2017 to 2032.
Callable Oct 15, 2026 at par.
Winning bid: Janney Montgomery, at n/a, TIC 1.8826%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/17 | $400,000 | 2.00% | 0.85% | ||
| 10/15/18 | $400,000 | 3.00% | 0.95% | ||
| 10/15/19 | $500,000 | 4.00% | 1.00% | ||
| 10/15/20 | $700,000 | 4.00% | 1.10% | ||
| 10/15/21 | $700,000 | 4.00% | 1.17% | ||
| 10/15/22 | $700,000 | 4.00% | 1.26% | ||
| 10/15/23 | $695,000 | 4.00% | 1.36% | ||
| 10/15/24 | $695,000 | 4.00% | 1.46% | ||
| 10/15/25 | $475,000 | 4.00% | 1.60% | ||
| 10/15/26 | $474,000 | 2.00% | 1.75% | ||
| 10/15/27 | $380,000 | 2.00% | 1.85% | ||
| 10/15/28 | $380,000 | 2.00% | 1.95% | ||
| 10/15/29 | $380,000 | 2.00% | 2.05% | ||
| 10/15/30 | $380,000 | 2.15% | 2.15% | ||
| 10/15/31 | $380,000 | 2.25% | 2.25% | ||
| 10/15/32 | $350,000 | 2.50% | 2.40% |
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
UBS Financial Svcs, TIC 1.8852%
FTN Fin Cap Mkts, TIC 1.9073%
Robert W. Baird, TIC 1.9272%
Park Ridge Borough
Sep 28, 2016 . . . . . . $4,705,000
General Obligation Bond Anicipation Note (bank qualified).
Dated Oct 7, 2016.
Due Oct 6, 2017.
Purchased $4,705,000.00 by Jefferies, at 2.0%, plus $37,545.90, effective rate 1.1998%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
TD Securities, Effective Rate 1.2309%
Oppenheimer, Effective Rate 1.3111%
NEW YORK
Beacon City School District
Sep 28, 2016 . . . . . . $384,483
Bond Anticipation Note, 2016 (bank qualified).
Dated Oct 12, 2016.
Due Jun 23, 2017.
Purchased $384,480.00 by Roosevelt & Cross, at 2.0%, plus $1,353.00, effective rate 1.4953%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.79%
Manu & Traders Trust, Effective Rate 2.12%
Oppenheimer, Effective Rate 2.3694%
Dutchess County
Sep 28, 2016 . . . . . . $10,960,000
Public Improvement Refunding (Serial) Bonds, 2016 (book entry).
Dated Oct 19, 2016.
Due Oct 1, 2017 to 2028.
Callable Oct 1, 2024 at par.
Winning bid: Janney Montgomery, at 113.8673, TIC 1.3824%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $10,000 | 3.00% | 0.80% | ||
| 10/1/18 | $1,270,000 | 4.00% | 0.80% | ||
| 10/1/19 | $1,640,000 | 4.00% | 0.85% | ||
| 10/1/20 | $1,625,000 | 4.00% | 0.93% | ||
| 10/1/21 | $1,625,000 | 4.00% | 1.00% | ||
| 10/1/22 | $1,615,000 | 4.00% | 1.10% | ||
| 10/1/23 | $800,000 | 4.00% | 1.20% | ||
| 10/1/24 | $460,000 | 4.00% | 1.30% | ||
| 10/1/25 | $455,000 | 4.00% | 1.35% | ||
| 10/1/26 | $475,000 | 4.00% | 1.45% | ||
| 10/1/27 | $495,000 | 4.00% | 1.50% | ||
| 10/1/28 | $490,000 | 4.00% | 1.60% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, TIC 1.3883%
Raymond James, TIC 1.397%
FTN Fin Cap Mkts, TIC 1.4133%
JPMorgan, TIC 1.4599%
BA Merrill Lynch, TIC 1.471%
PNC Capital Markets, TIC 1.5496%
Robert W. Baird, TIC 1.6374%
OKLAHOMA
Grady County Elementary School District No. 37 (Friend)
Sep 27, 2016 . . . . . . $265,000
Building Bonds of 2016 (bank qualified) (book entry).
Dated Nov 1, 2016.
Due Nov 1, 2018 to 2019.
Non-callable.
Winning bid: Liberty National Bk, at n/a, NIC 1.2%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/18 | $130,000 | 1.20% | NRO | ||
| 11/1/19 | $135,000 | 1.20% | NRO |
L.O.: State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Legacy Bank, NIC 1.2609%
First Natl Bk & Tr, NIC 1.3241%
BOK Fin Secs, NIC 1.5%
PENNSYLVANIA
Lehigh County
Sep 28, 2016 . . . . . . $16,690,000
General Obligation Bonds, Series of 2016 (book entry).
Dated Oct 26, 2016.
Due Nov 15, 2018 to 2025.
Non-callable.
Winning bid: Citigroup, at n/a, TIC 1.4565%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/18 | $5,000 | 4.00% | 0.85% | ||
| 11/15/19 | $30,000 | 4.00% | 0.95% | ||
| 11/15/20 | $75,000 | 4.00% | 1.02% | ||
| 11/15/21 | $5,000 | 4.00% | 1.15% | ||
| 11/15/22 | $5,000 | 4.00% | 1.25% | ||
| 11/15/23 | $5,130,000 | 4.00% | 1.30% | ||
| 11/15/24 | $5,445,000 | 4.00% | 1.40% | ||
| 11/15/25 | $5,995,000 | 4.00% | 1.50% |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc..
In association with: Siebert Cisneros Shank & Co., L.L.C., Ramirez & Co., Inc., Wiley Bros.-Aintree Capital LLC, Drexel Hamilton, LLC., Intercoastal Capital Markets, Inc., Protective Securities A Division of ProEquities, Stifel, Nicolaus & Co., Inc., The Williams Capital Group, L.P., Rice Financial Products Company, Cabrera Capital Markets, LLC, Rockfleet Financial Services, Inc., Valdes & Moreno, Inc., Ross, Sinclaire & Associates LLC.
L.O.: Stevens & Lee, Allentown, PA.
F.A.: Concord Public Financial Advisors, Inc., Lancaster, PA.
Other bidders were:
Janney Montgomery, TIC 1.4585%
JPMorgan, TIC 1.4588%
Morgan Stanley, TIC 1.4748%
PNC Capital Markets, TIC 1.5374%
Robert W. Baird, TIC 1.5829%
TENNESSEE
Gatlinburg (City)
Sep 28, 2016 . . . . . . $3,650,000
General Obligation Bonds, Series 2016 (bank qualified) (book entry).
Dated Oct 20, 2016.
Due Jun 1, 2017 to 2037.
Callable Jun 1, 2021 at par.
Winning bid: Vining-Sparks IBG, at 100.5120, TIC 1.9834%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $450,000 | 2.00% | 0.90% | ||
| 6/1/18 | $450,000 | 2.00% | 0.95% | ||
| 6/1/19 | $450,000 | 2.00% | 1.00% | ||
| 6/1/20 | $110,000 | 2.00% | 1.10% | ||
| 6/1/21 | $110,000 | 2.00% | 1.20% | ||
| 6/1/23 | $230,000 | 2.00% | 1.30% | ||
| 6/1/25 | $235,000 | 2.00% | 1.45% | ||
| 6/1/27 | $245,000 | 2.00% | 1.60% | ||
| 6/1/29 | $250,000 | 2.00% | 1.80% | ||
| 6/1/31 | $260,000 | 2.00% | 1.90% | ||
| 6/1/33 | $275,000 | 2.00% | 2.00% | ||
| 6/1/35 | $285,000 | 2.10% | 2.10% | ||
| 6/1/37 | $300,000 | 2.20% | 2.20% |
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Raymond James, TIC 2.0175%
FTN Fin Cap Mkts, TIC 2.0757%
Robert W. Baird, TIC 2.0837%
SunTrust Robinson, TIC 2.1416%
Cantor Fitzgerald, TIC 2.2129%
TEXAS
Bay Colony West Municipal Utility District
Sep 28, 2016 . . . . . . $4,300,000
Unlimited Tax Bonds, Series 2016 (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Oct 1, 2017 to 2036.
Callable Oct 1, 2023 at par.
Winning bid: SAMCO Cap Mkts, at 97.7047, NIC 2.6046%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $200,000 | 2.00% | 0.90% | NPFGC | |
| 10/1/18 | $200,000 | 2.00% | 1.10% | NPFGC | |
| 10/1/19 | $200,000 | 2.00% | 1.20% | NPFGC | |
| 10/1/20 | $200,000 | 2.00% | 1.40% | NPFGC | |
| 10/1/21 | $200,000 | 2.00% | 1.55% | NPFGC | |
| 10/1/22 | $200,000 | 2.00% | 1.65% | NPFGC | |
| 10/1/23 | $200,000 | 2.00% | 1.80% | NPFGC | |
| 10/1/24 | $200,000 | 2.00% | 2.00% | NPFGC | |
| 10/1/25 | $200,000 | 2.00% | 2.10% | NPFGC | |
| 10/1/26 | $200,000 | 2.00% | 2.20% | NPFGC | |
| 10/1/27 | $200,000 | 2.00% | 2.30% | NPFGC | |
| 10/1/28 | $200,000 | 2.125% | 2.35% | NPFGC | |
| 10/1/29 | $200,000 | 2.25% | 2.45% | NPFGC | |
| 10/1/30 | $200,000 | 2.50% | 2.586% | NPFGC | |
| 10/1/31 | $200,000 | 2.50% | 2.65% | NPFGC | |
| 10/1/32 | $250,000 | 2.50% | 2.70% | NPFGC | |
| 10/1/33 | $250,000 | 2.50% | 2.75% | NPFGC | |
| 10/1/34 | $250,000 | 2.625% | 2.80% | NPFGC | |
| 10/1/35 | $275,000 | 2.75% | 2.85% | NPFGC | |
| 10/1/36 | $275,000 | 2.75% | 2.90% | NPFGC |
Other managers: Coastal Securities Corp., Crews & Associates, Inc., Wells Nelson & Associates, LLC, M. E. Allison & Co., Inc., Intercoastal Capital Markets, Inc., Ross, Sinclaire & Associates LLC, WNJ Capital.
L.O.: Paul A. Philbin & Assoc., P.C., Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 2.6409%
Robert W. Baird, NIC 2.6463%
Raymond James, NIC 2.6716%
FMSbonds, NIC 2.852%
Stifel Nicolaus, NIC 2.8711%
Galena Park Independent School District
Sep 28, 2016 . . . . . . $98,595,000
Unlimited Tax School Building and Refunding Bonds, Series 2016 (book entry).
Dated Oct 1, 2016.
Due Aug 15, 2017 to 2041.
Callable Aug 15, 2026 at par.
Winning bid: Robert W. Baird, at 105.1735, TIC 2.6193%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $3,565,000 | 2.00% | 0.77% | PSF | |
| 8/15/18 | $2,530,000 | 2.00% | 0.90% | PSF | |
| 8/15/19 | $2,585,000 | 2.00% | 1.00% | PSF | |
| 8/15/20 | $2,635,000 | 5.00% | 1.08% | PSF | |
| 8/15/21 | $2,765,000 | 5.00% | 1.18% | PSF | |
| 8/15/22 | $3,920,000 | 5.00% | 1.28% | PSF | |
| 8/15/23 | $4,115,000 | 5.00% | 1.38% | PSF | |
| 8/15/24 | $4,325,000 | 5.00% | 1.48% | PSF | |
| 8/15/25 | $4,535,000 | 5.00% | 1.60% | PSF | |
| 8/15/26 | $4,755,000 | 5.00% | 1.70% | PSF | |
| 8/15/27 | $3,315,000 | 2.25% | 1.90% | PSF | |
| 8/15/28 | $3,385,000 | 2.50% | 2.20% | PSF | |
| 8/15/29 | $3,470,000 | 2.125% | 2.35% | PSF | |
| 8/15/30 | $3,985,000 | 2.25% | 2.45% | PSF | |
| 8/15/31 | $4,090,000 | 2.50% | 2.60% | PSF | |
| 8/15/32 | $4,185,000 | 2.50% | 2.65% | PSF | |
| 8/15/33 | $4,380,000 | 2.50% | 2.70% | PSF | |
| 8/15/34 | $4,085,000 | 2.625% | 2.75% | PSF | |
| 8/15/35 | $4,195,000 | 2.625% | 2.80% | PSF | |
| 8/15/36 | $4,305,000 | 2.75% | 2.85% | PSF | |
| 8/15/38 | $8,975,000 | 3.00% | 3.00% | PSF | |
| 8/15/39 | $4,690,000 | 3.00% | 3.02% | PSF | |
| 8/15/40 | $4,830,000 | 3.00% | 3.03% | PSF | |
| 8/15/41 | $4,975,000 | 3.00% | 3.04% | PSF |
Other managers: CL King & Associates, Edward Jones, Coastal Securities Corp., WNJ Capital, Crews & Associates, Inc., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Cronin & Co., Inc., Duncan-Williams, Inc., Wedbush Securities Inc., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., Bank of New York Mellon Capital Markets, LLC, SumRidge Partners, LLC, Loop Capital Markets, LLC, FTN Financial Capital Markets, Sierra Pacific Securities, Vining-Sparks IBG, Limited Partnership, Alamo Capital, Bernardi Securities, Inc., IFS Securities, Country Club Bank, First Empire Securities, Rafferty Capital Markets LLC, W.H. Mell Associates, Inc., Wayne Hummer & Co., J.J.B. Hilliard, W.L. Lyons, Inc., UMB Bank, N.A.., Midland Securities Ltd, Valdes & Moreno, Inc., FMSbonds, Inc..
L.O.: Bracewell LLP, Houston, TX; and State Attorney General.
F.A.: SAMCO Capital Markets, Plano, TX.
Other bidders were:
Piper Jaffray, TIC 2.6417%
Raymond James, TIC 2.6488%
Hilltop Securities, TIC 2.6601%
BA Merrill Lynch, TIC 2.6654%
JPMorgan, TIC 2.7033%
Wells Fargo Secs, TIC 2.7234%
Citigroup, TIC 2.727%
RBC Capital Mkts, TIC 2.7506%
Harris County Municipal Utility District No. 480
Sep 28, 2016 . . . . . . $4,300,000
Unlimited Tax Bonds, Series 2016 (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Apr 1, 2019 to 2042.
Callable Apr 1, 2021 at par.
Winning bid: Hilltop Securities, at 97.0000, NIC 3.5763%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/19 | $100,000 | 2.00% | 2.00% | ||
| 4/1/20 | $100,000 | 2.10% | 2.10% | ||
| 4/1/21 | $100,000 | 2.20% | 2.20% | ||
| 4/1/22 | $125,000 | 2.30% | 2.30% | ||
| 4/1/23 | $125,000 | 2.40% | 2.40% | ||
| 4/1/24 | $125,000 | 2.55% | 2.55% | ||
| 4/1/25 | $125,000 | 2.70% | 2.70% | ||
| 4/1/26 | $150,000 | 2.80% | 2.80% | ||
| 4/1/28 | $300,000 | 3.00% | 3.00% | ||
| 4/1/29 | $175,000 | 3.10% | 3.10% | ||
| 4/1/30 | $175,000 | 3.20% | 3.20% | ||
| 4/1/32 | $350,000 | 3.375% | 3.40% | ||
| 4/1/35 | $600,000 | 3.40% | 3.50% | ||
| 4/1/38 | $675,000 | 3.50% | 3.60% | ||
| 4/1/42 | $1,075,000 | 3.625% | 3.70% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 3.5941%
Coastal Securities, NIC 3.627%
FMSbonds, NIC 3.7023%
WISCONSIN
Denmark Village
Sep 28, 2016 . . . . . . $1,215,000
General Obligation Refunding Bonds, Series 2016A (bank qualified) (book entry).
Dated Oct 18, 2016.
Due Dec 1, 2017 to 2027.
Callable Dec 1, 2023 at par.
Winning bid: Bernardi Securities, at 102.0872, TIC 1.6765%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $15,000 | 2.00% | 0.80% | ||
| 12/1/18 | $15,000 | 2.00% | 0.90% | ||
| 12/1/19 | $130,000 | 2.00% | 1.00% | ||
| 12/1/20 | $130,000 | 2.00% | 1.05% | ||
| 12/1/21 | $135,000 | 2.00% | 1.15% | ||
| 12/1/22 | $130,000 | 2.00% | 1.25% | ||
| 12/1/23 | $125,000 | 2.00% | 1.40% | ||
| 12/1/24 | $135,000 | 2.00% | 1.55% | ||
| 12/1/25 | $130,000 | 2.00% | 1.70% | ||
| 12/1/26 | $135,000 | 2.00% | 1.85% | ||
| 12/1/27 | $135,000 | 2.00% | 2.00% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Bankers' Bank, TIC 1.7158%
BOK Fin Secs, TIC 1.751%
Robert W. Baird, TIC 1.8804%
Northland Securities, TIC 1.8879%
Northland Pines School District
Sep 26, 2016 . . . . . . $2,390,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 11, 2016.
Due Oct 11, 2017.
Purchased $2,390,000.00 by BOK Fin Secs, at 1.5%, plus $1,455.10, effective rate 0.8856%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Bankers' Bank, Effective Rate 0.899%
Robert W. Baird, Effective Rate 0.988%
River Valley Bank, Effective Rate 1.04%
Oppenheimer, Effective Rate 1.3058%
Nicolet Nat Bnk, Effective Rate 3.04%
