MINNESOTA
Madison (City)
Sep 26, 2016 . . . . . . $1,485,000
General Obligation Refunding and Water Revenue Bonds, Series 2016A (bank qualified) (book entry).
Dated Nov 7, 2016.
Due Feb 1, 2018 to 2032.
Callable Feb 1, 2025 at par.
Winning bid: Robert W. Baird, at 101.5635, TIC 2.1357%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $105,000 | 2.00% | 1.00% | ||
| 2/1/19 | $115,000 | 2.00% | 1.10% | ||
| 2/1/20 | $120,000 | 2.00% | 1.20% | ||
| 2/1/21 | $115,000 | 2.00% | 1.30% | ||
| 2/1/22 | $120,000 | 2.00% | 1.45% | ||
| 2/1/23 | $120,000 | 2.00% | 1.55% | ||
| 2/1/24 | $125,000 | 2.00% | 1.65% | ||
| 2/1/27 | $405,000 | 2.25% | 2.00% | ||
| 2/1/32 | $260,000 | 3.00% | 2.30% |
Other managers: CL King & Associates, Edward Jones, WNJ Capital, Crews & Associates, Inc., Davenport & Company LLC, Duncan-Williams, Inc., Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Oppenheimer & Co., Inc., SumRidge Partners, LLC, R. Seelaus & Co., Inc., Sierra Pacific Securities, Isaak Bond Investments, Inc., Alamo Capital, IFS Securities, Rafferty Capital Markets LLC, UMB Bank, N.A.., W.H. Mell Associates, Inc., Wayne Hummer & Co., FMSbonds, Inc., Central States Capital Markets, LLC.
L.O.: Briggs & Morgan, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
KleinBank, TIC 2.3914%
Northland Securities, TIC 2.6459%
Melrose Independent School District No. 740
Sep 26, 2016 . . . . . . $3,040,000
General Obligation Facilities Maintenance Bonds, Series 2016A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 19, 2016.
Due Feb 1, 2018 to 2032.
Callable Feb 1, 2026 at par.
Winning bid: United Banker's Bk, at n/a, TIC 1.8147%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $85,000 | 2.00% | 0.70% | ||
| 2/1/19 | $185,000 | 2.00% | 0.80% | ||
| 2/1/20 | $185,000 | 2.00% | 0.90% | ||
| 2/1/21 | $190,000 | 2.00% | 1.00% | ||
| 2/1/22 | $195,000 | 2.00% | 1.10% | ||
| 2/1/23 | $200,000 | 2.00% | 1.20% | ||
| 2/1/24 | $205,000 | 2.00% | 1.30% | ||
| 2/1/25 | $205,000 | 2.00% | 1.45% | ||
| 2/1/26 | $210,000 | 2.00% | 1.55% | ||
| 2/1/27 | $215,000 | 2.00% | 1.65% | ||
| 2/1/28 | $220,000 | 2.00% | 1.80% | ||
| 2/1/29 | $225,000 | 2.00% | 1.90% | ||
| 2/1/30 | $235,000 | 2.00% | 2.00% | ||
| 2/1/31 | $240,000 | 2.125% | 2.125% | ||
| 2/1/32 | $245,000 | 2.25% | 2.25% |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
FTN Fin Cap Mkts, TIC 1.83%
Robert W. Baird, TIC 1.8521%
Northland Securities, TIC 1.8707%
Raymond James, TIC 1.9307%
Piper Jaffray, TIC 1.9429%
Stifel Nicolaus, TIC 1.9793%
PENNSYLVANIA
Upper Dublin Township
Sep 26, 2016 . . . . . . $9,850,000
General Obligation Bonds, Series of 2016 (bank qualified) (book entry).
Dated Oct 27, 2016.
Due Mar 1, 2017 to 2036.
Callable Mar 1, 2022 at par.
Winning bid: Robert W. Baird, at n/a, TIC 1.9208%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $50,000 | 0.80% | 0.80% | ||
| 3/1/18 | $595,000 | 0.90% | 0.90% | ||
| 3/1/19 | $1,040,000 | 2.00% | 1.01% | ||
| 3/1/20 | $1,065,000 | 2.00% | 1.10% | ||
| 3/1/21 | $1,360,000 | 2.00% | 1.20% | ||
| 3/1/22 | $415,000 | 2.00% | 1.30% | ||
| 3/1/23 | $420,000 | 2.00% | 1.40% | ||
| 3/1/24 | $430,000 | 2.00% | 1.50% | ||
| 3/1/25 | $435,000 | 2.00% | 1.60% | ||
| 3/1/33 | $3,855,000 | 2.10% | 2.10% | ||
| 3/1/36 | $185,000 | 2.625% | 2.70% |
Other managers: WNJ Capital, CL King & Associates, Vining-Sparks IBG, Limited Partnership, Crews & Associates, Inc., SAMCO Capital Markets, Coastal Securities Corp., Loop Capital Markets, LLC, Edward Jones, Isaak Bond Investments, Inc., Cronin & Co., Inc., Northland Securities, Inc., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., SumRidge Partners, LLC, Sierra Pacific Securities, Alamo Capital, Duncan-Williams, Inc., IFS Securities, First Empire Securities, Rafferty Capital Markets LLC, W.H. Mell Associates, Inc., Wayne Hummer & Co., FMSbonds, Inc..
L.O.: Saul Ewing LLP, Philadelphia, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Janney Montgomery, TIC 1.9928%
Roosevelt & Cross, TIC 2.0136%
Raymond James, TIC 2.3275%
Westmont Hilltop School District
Sep 26, 2016 . . . . . . $9,500,000
General Obligation Bonds, Series of 2016 (bank qualified) (book entry).
Dated Oct 31, 2016.
Due Oct 1, 2017 to 2044.
Callable Apr 1, 2022 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.0258%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/21 | $125,000 | 1.50% | 1.50% | ||
| 10/1/26 | $140,000 | 2.00% | 2.00% | ||
| 10/1/33 | $220,000 | 2.60% | 2.60% | ||
| 10/1/36 | $2,180,000 | 2.70% | 2.70% | ||
| 10/1/40 | $3,215,000 | 3.00% | 3.00% | ||
| 10/1/44 | $3,620,000 | 3.00% | 3.00% |
L.O.: Dinsmore & Shohl LLP, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Robert W. Baird, TIC 3.0878%
UBS Financial Svcs, TIC 3.3306%
TEXAS
Chambers County
Sep 26, 2016 . . . . . . $9,370,000
Tax Notes, Series 2016 (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Mar 1, 2018 to 2023.
Non-callable.
Winning bid: Robert W. Baird, at 105.2346, TIC 1.2117%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/18 | $190,000 | 2.00% | 0.75% | ||
| 3/1/19 | $190,000 | 2.00% | 0.85% | ||
| 3/1/20 | $190,000 | 2.00% | 0.95% | ||
| 3/1/21 | $2,865,000 | 3.00% | 1.00% | ||
| 3/1/22 | $2,940,000 | 2.00% | 1.10% | ||
| 3/1/23 | $2,995,000 | 2.00% | 1.20% |
Other managers: CL King & Associates, Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., Edward Jones, Ross, Sinclaire & Associates LLC, WNJ Capital, Loop Capital Markets, LLC, Oppenheimer & Co., Inc., Duncan-Williams, Inc., Davenport & Company LLC, SumRidge Partners, LLC, Northland Securities, Inc., Sierra Pacific Securities, Alamo Capital, Isaak Bond Investments, Inc., Country Club Bank, First Empire Securities, IFS Securities, UMB Bank, N.A.., Wedbush Securities Inc., Rafferty Capital Markets LLC, W.H. Mell Associates, Inc., Wayne Hummer & Co., Central States Capital Markets, LLC, FMSbonds, Inc..
L.O.: Bickerstaff Heath Delgado Acosta LLP, Austin, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Cantor Fitzgerald, TIC 1.2772%
Hutchinson Shockey, TIC 1.3255%
Coastal Securities, TIC 1.3489%
SunTrust Robinson, TIC 1.373%
Morgan Stanley, TIC 1.3843%
Hilltop Securities, TIC 1.4175%
Wells Fargo Secs, TIC 1.4183%
Fidelity Capital, TIC 1.4479%
Raymond James, TIC 1.4695%
Fort Bend County Municipal Utility District No. 134C
Sep 26, 2016 . . . . . . $11,000,000
Unlimited Tax Bonds, Series 2016 (book entry).
Dated Oct 1, 2016.
Due Sep 1, 2017 to 2040.
Callable Sep 1, 2023 at par.
Winning bid: SAMCO Cap Mkts, at 97.9391, NIC 2.8481%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $460,000 | 2.00% | 0.85% | NPFGC | |
| 9/1/18 | $460,000 | 2.00% | 1.05% | NPFGC | |
| 9/1/19 | $460,000 | 2.00% | 1.20% | NPFGC | |
| 9/1/20 | $460,000 | 2.00% | 1.40% | NPFGC | |
| 9/1/21 | $460,000 | 2.00% | 1.55% | NPFGC | |
| 9/1/22 | $460,000 | 2.00% | 1.75% | NPFGC | |
| 9/1/23 | $460,000 | 2.00% | 1.85% | NPFGC | |
| 9/1/24 | $460,000 | 2.00% | 2.00% | NPFGC | |
| 9/1/25 | $460,000 | 2.00% | 2.20% | NPFGC | |
| 9/1/26 | $460,000 | 2.00% | 2.35% | NPFGC | |
| 9/1/27 | $460,000 | 2.25% | 2.50% | NPFGC | |
| 9/1/28 | $460,000 | 2.25% | 2.55% | NPFGC | |
| 9/1/29 | $460,000 | 2.50% | 2.65% | NPFGC | |
| 9/1/30 | $460,000 | 2.50% | 2.70% | NPFGC | |
| 9/1/31 | $460,000 | 2.625% | 2.80% | NPFGC | |
| 9/1/32 | $460,000 | 2.75% | 2.90% | NPFGC | |
| 9/1/33 | $455,000 | 3.00% | 3.00% | NPFGC | |
| 9/1/34 | $455,000 | 3.00% | 3.05% | NPFGC | |
| 9/1/36 | $910,000 | 3.00% | 3.09% | NPFGC | |
| 9/1/38 | $910,000 | 3.00% | 3.10% | NPFGC | |
| 9/1/40 | $910,000 | 3.00% | 3.13% | NPFGC |
Other managers: Crews & Associates, Inc., Coastal Securities Corp., WNJ Capital, M. E. Allison & Co., Inc., Ross, Sinclaire & Associates LLC, Intercoastal Capital Markets, Inc., Ramirez & Co., Inc., Loop Capital Markets, LLC, Wells Nelson & Associates, LLC.
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Houston, TX.
Other bidders were:
Raymond James, NIC 2.8652%
Hutchinson Shockey, NIC 2.8753%
Robert W. Baird, NIC 2.8969%
City Securities, NIC 2.8991%
RBC Capital Mkts, NIC 2.9802%
FMSbonds, NIC 3.0553%
Harris County Municipal Utility District No. 468
Sep 26, 2016 . . . . . . $3,315,000
Unlimited Tax Park Bonds, Series 2016 (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Sep 1, 2017 to 2041.
Callable Sep 1, 2024 at par.
Winning bid: Raymond James, at 99.5599, NIC 2.8292%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $100,000 | 1.25% | 1.10% | NPFGC | |
| 9/1/18 | $95,000 | 2.00% | 1.20% | NPFGC | |
| 9/1/19 | $95,000 | 2.00% | 1.30% | NPFGC | |
| 9/1/20 | $100,000 | 2.00% | 1.45% | NPFGC | |
| 9/1/21 | $100,000 | 2.00% | 1.55% | NPFGC | |
| 9/1/22 | $105,000 | 2.00% | 1.65% | NPFGC | |
| 9/1/23 | $110,000 | 2.00% | 1.75% | NPFGC | |
| 9/1/24 | $110,000 | 2.00% | 1.80% | NPFGC | |
| 9/1/26 | $235,000 | 2.25% | 2.00% | NPFGC | |
| 9/1/28 | $245,000 | 2.50% | 2.25% | NPFGC | |
| 9/1/30 | $260,000 | 2.50% | 2.35% | NPFGC | |
| 9/1/32 | $275,000 | 2.75% | 2.55% | NPFGC | |
| 9/1/34 | $295,000 | 3.00% | 2.60% | NPFGC | |
| 9/1/35 | $155,000 | 3.00% | 2.65% | NPFGC | |
| 9/1/36 | $160,000 | 3.00% | 2.70% | NPFGC | |
| 9/1/37 | $165,000 | 3.00% | 2.75% | NPFGC | |
| 9/1/38 | $170,000 | 3.00% | 2.80% | NPFGC | |
| 9/1/41 | $540,000 | 3.00% | 3.12% | NPFGC |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: Robert W. Baird & Co., Inc., Houston, TX.
Other bidders were:
BOK Fin Secs, NIC 2.8824%
SAMCO Cap Mkts, NIC 2.8829%
RBC Capital Mkts, NIC 2.9295%
City Securities, NIC 2.9352%
Hilltop Securities, NIC 3.014%
FMSbonds, NIC 3.1031%
WISCONSIN
Kaukauna Area School District
Sep 26, 2016 . . . . . . $23,285,000
General Obligation Promissory Notes, Series 2016 (book entry).
Dated Oct 18, 2016.
Due Mar 1, 2017 to 2026.
Callable Mar 1, 2024 at par.
Winning bid: Morgan Stanley, at n/a, TIC 1.7989%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $250,000 | 3.00% | 1.00% | ||
| 3/1/18 | $325,000 | 3.00% | 1.05% | ||
| 3/1/19 | $1,750,000 | 2.00% | 1.08% | ||
| 3/1/20 | $2,425,000 | 2.00% | 1.17% | ||
| 3/1/21 | $2,675,000 | 2.00% | 1.28% | ||
| 3/1/22 | $2,850,000 | 3.00% | 1.44% | ||
| 3/1/23 | $3,000,000 | 3.00% | 1.53% | ||
| 3/1/24 | $3,200,000 | 4.00% | 1.63% | ||
| 3/1/25 | $3,365,000 | 3.00% | 1.78% | ||
| 3/1/26 | $3,445,000 | 2.00% | 2.118% |
Other managers: Raymond James & Associates, Inc., FTN Financial Capital Markets, Jefferies LLC, Ramirez & Co., Inc., Intercoastal Capital Markets, Inc., City Securities Corp..
L.O.: Griggs Law Office LLC, Milwaukee, WI.
F.A.: PMA Securities, Inc., Milwaukee, WI.
Other bidders were:
Hutchinson Shockey, TIC 1.8004%
Citigroup, TIC 1.8117%
Piper Jaffray, TIC 1.8212%
Mesirow Financial, TIC 1.8268%
KeyBanc Cap Mkts, TIC 1.8332%
Robert W. Baird, TIC 1.8728%
Stone Bank School District
Sep 26, 2016 . . . . . . $900,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 3, 2016.
Due Sep 29, 2017.
Purchased $900,000.00 by Town Bk of Delafield, at 0.8%, effective rate 0.8%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Wisconsin Public Finance Professional, LLC, Milwaukee, WI.
Other bidders were:
BOK Fin Secs, Effective Rate 0.9832%
Bankers' Bank, Effective Rate 1.081%
Dougherty, Effective Rate 1.3402%
Oppenheimer, Effective Rate 1.6298%
TAXABLE ISSUES
MINNESOTA
Anoka-Hennepin Independent School District No. 11
Sep 26, 2016 . . . . . . $20,170,000
General Obligation Taxable OPEB Refunding Bonds Series 2016A (MN SD Credit Enhancement Program) (book entry).
Dated Oct 27, 2016.
Due Feb 1, 2017 to 2030.
Callable Feb 1, 2026 at par.
Winning bid: BOK Fin Secs, at 99.9030, TIC 2.2457%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $315,000 | 2.00% | 0.70% | ||
| 2/1/18 | $480,000 | 2.00% | 0.85% | ||
| 2/1/19 | $280,000 | 2.00% | 1.00% | ||
| 2/1/20 | $1,505,000 | 2.00% | 1.30% | ||
| 2/1/21 | $1,545,000 | 2.00% | 1.45% | ||
| 2/1/22 | $1,590,000 | 2.00% | 1.60% | ||
| 2/1/23 | $1,635,000 | 2.00% | 1.75% | ||
| 2/1/24 | $1,680,000 | 2.00% | 1.85% | ||
| 2/1/25 | $1,725,000 | 2.00% | 1.95% | ||
| 2/1/26 | $1,780,000 | 2.10% | 2.10% | ||
| 2/1/27 | $1,825,000 | 2.25% | 2.25% | ||
| 2/1/28 | $1,880,000 | 2.35% | 2.35% | ||
| 2/1/29 | $1,935,000 | 2.45% | 2.45% | ||
| 2/1/30 | $1,995,000 | 2.55% | 2.55% |
Other managers: Stifel, Nicolaus & Co., Inc., SunTrust Robinson Humphrey.
L.O.: Knutson, Flynn, Deans & Olsen, Mendota Heights, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Fifth Third Secs, TIC 2.2561%
FTN Fin Cap Mkts, TIC 2.2704%
Raymond James, TIC 2.2762%
Northland Securities, TIC 2.2802%
Wells Fargo Secs, TIC 2.3531%
