CALIFORNIA
Albany (City)
Sep 15, 2016 . . . . . . $14,750,000
General Obligation Refunding Bonds, Series 2016 (book entry).
Dated Sep 28, 2016.
Due Aug 1, 2017 to 2037.
Callable Aug 1, 2025 at par.
Winning bid: Fidelity Capital, at 106.6457, TIC 2.3193%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $755,000 | 5.00% | 0.66% | ||
| 8/1/18 | $515,000 | 5.00% | 0.74% | ||
| 8/1/19 | $540,000 | 5.00% | 0.84% | ||
| 8/1/20 | $570,000 | 5.00% | 0.95% | ||
| 8/1/21 | $600,000 | 5.00% | 1.03% | ||
| 8/1/22 | $630,000 | 5.00% | 1.15% | ||
| 8/1/23 | $665,000 | 5.00% | 1.26% | ||
| 8/1/24 | $700,000 | 5.00% | 1.37% | ||
| 8/1/25 | $735,000 | 5.00% | 1.47% | ||
| 8/1/26 | $775,000 | 4.00% | 1.60% | ||
| 8/1/27 | $805,000 | 2.00% | 2.02% | ||
| 8/1/28 | $820,000 | 2.00% | 2.15% | ||
| 8/1/29 | $835,000 | 2.125% | 2.24% | ||
| 8/1/30 | $860,000 | 2.125% | 2.33% | ||
| 8/1/31 | $875,000 | 2.25% | 2.43% | ||
| 8/1/32 | $895,000 | 2.375% | 2.50% | ||
| 8/1/33 | $920,000 | 2.50% | 2.60% | ||
| 8/1/34 | $535,000 | 3.00% | 2.72% | ||
| 8/1/35 | $555,000 | 3.00% | 2.77% | ||
| 8/1/36 | $575,000 | 3.00% | 2.85% | ||
| 8/1/37 | $590,000 | 3.00% | 2.90% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, UBS Financial Services, Inc., City Securities Corp., Wedbush Securities Inc..
L.O.: Jones Hall, San Francisco, CA.
F.A.: Steven Gortler, San Francisco, CA.
Other bidders were:
Janney Montgomery, TIC 2.3675%
Hilltop Securities, TIC 2.4503%
Morgan Stanley, TIC 2.4976%
ILLINOIS
Crystal Lake Park District
Sep 15, 2016 . . . . . . $1,500,000
General Obligation Park Bonds (Alternate Revenue Source), Series 2016B (bank qualified) (book entry).
Dated Sep 29, 2016.
Due Dec 15, 2017 to 2022.
Non-callable.
Winning bid: Robert W. Baird, at n/a, TIC 1.5159%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/17 | $250,000 | 2.00% | 0.90% | ||
| 12/15/18 | $210,000 | 2.00% | 1.05% | ||
| 12/15/19 | $155,000 | 2.00% | 1.15% | ||
| 12/15/20 | $180,000 | 2.00% | 1.25% | ||
| 12/15/21 | $200,000 | 2.00% | 1.35% | ||
| 12/15/22 | $505,000 | 2.00% | 1.45% |
Other managers: CL King & Associates, Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., Edward Jones, SAMCO Capital Markets, Fidelity Capital Markets, WNJ Capital, Crews & Associates, Inc., Duncan-Williams, Inc., Loop Capital Markets, LLC, Ross, Sinclaire & Associates LLC, SumRidge Partners, LLC, Sierra Pacific Securities, Alamo Capital, Oppenheimer & Co., Inc., IFS Securities, Wayne Hummer & Co., R. Seelaus & Co., Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Rafferty Capital Markets LLC, Central States Capital Markets, LLC, FMSbonds, Inc., First Kentucky Securities Corp..
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
D.A. Davidson, TIC 1.525%
BOK Fin Secs, TIC 1.6332%
Raymond James, TIC 1.6962%
Bernardi Securities, TIC 1.7116%
Mesirow Financial, TIC 1.726%
KENTUCKY
Campbell County School District Finance Corporation
Sep 15, 2016 . . . . . . $6,175,000
School Building Revenue Bonds, Series 2016 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2016.
Due Sep 1, 2017 to 2036.
Callable Sep 1, 2026 at par.
Winning bid: Raymond James, at 101.0617, NIC 2.5425%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $220,000 | 1.00% | 0.95% | ||
| 9/1/18 | $205,000 | 2.00% | 1.05% | ||
| 9/1/19 | $155,000 | 2.00% | 1.15% | ||
| 9/1/20 | $160,000 | 2.00% | 1.30% | ||
| 9/1/21 | $160,000 | 2.00% | 1.40% | ||
| 9/1/22 | $165,000 | 2.00% | 1.50% | ||
| 9/1/23 | $170,000 | 2.00% | 1.60% | ||
| 9/1/26 | $520,000 | 2.00% | 1.85% | ||
| 9/1/31 | $2,125,000 | 2.50% | 2.20% | ||
| 9/1/32 | $410,000 | 2.50% | 2.45% | ||
| 9/1/33 | $420,000 | 2.75% | 2.60% | ||
| 9/1/34 | $435,000 | 2.75% | 2.75% | ||
| 9/1/36 | $1,030,000 | 3.00% | 2.75% |
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
FTN Fin Cap Mkts, NIC 2.5483%
Stifel Nicolaus, NIC 2.6168%
J.J.B. Hilliard, NIC 2.6437%
Duncan-Williams, NIC 2.6532%
Robert W. Baird, NIC 2.7853%
Lexington-Fayette Urban County Government Public Facilities Corp
Sep 15, 2016 . . . . . . $42,590,000
Mortgage Revenue Refunding Bonds (Court Facilities Project) Series 2016 (book entry).
Dated Sep 30, 2016.
Due Oct 1, 2017 to 2031.
Callable Oct 1, 2026 at par.
Winning bid: Jefferies, at 115.6814, TIC 2.2769%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $2,055,000 | 5.00% | 0.85% | ||
| 10/1/18 | $2,165,000 | 5.00% | 0.99% | ||
| 10/1/19 | $2,270,000 | 5.00% | 1.05% | ||
| 10/1/20 | $2,390,000 | 5.00% | 1.23% | ||
| 10/1/21 | $2,510,000 | 5.00% | 1.35% | ||
| 10/1/22 | $2,640,000 | 5.00% | 1.50% | ||
| 10/1/23 | $2,775,000 | 5.00% | 1.67% | ||
| 10/1/24 | $2,915,000 | 5.00% | 1.80% | ||
| 10/1/25 | $3,065,000 | 5.00% | 1.90% | ||
| 10/1/26 | $3,225,000 | 5.00% | 2.00% | ||
| 10/1/27 | $3,395,000 | 5.00% | 2.10% | ||
| 10/1/28 | $3,545,000 | 4.00% | 2.30% | ||
| 10/1/29 | $3,095,000 | 4.00% | 2.40% | ||
| 10/1/30 | $3,220,000 | 4.00% | 2.45% | ||
| 10/1/31 | $3,325,000 | 2.625% | 2.789% |
Other managers: Fidelity Capital Markets, Ramirez & Co., Inc..
L.O.: Rubin & Hays, Louisville, KY.
F.A.: Raymond James & Associates, Inc., Lexington, KY.
Other bidders were:
Wells Fargo Secs, TIC 2.33%
J.J.B. Hilliard, TIC 2.4272%
Robert W. Baird, TIC 2.435%
Hutchinson Shockey, TIC 2.5427%
MASSACHUSETTS
Fall River (City)
Sep 15, 2016 . . . . . . $31,355,000
General Obligation State Qualified Refunding Bonds (book entry).
Dated Sep 29, 2016.
Due Jul 15, 2017 to 2028.
Non-callable.
Winning bid: JPMorgan, at 113.7938, TIC 1.6975%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/17 | $2,010,000 | 4.00% | 0.76% | ||
| 7/15/18 | $2,440,000 | 4.00% | 0.88% | ||
| 7/15/19 | $2,525,000 | 4.00% | 1.00% | ||
| 7/15/20 | $2,580,000 | 4.00% | 1.13% | ||
| 7/15/21 | $2,620,000 | 4.00% | 1.20% | ||
| 7/15/22 | $2,715,000 | 4.00% | 1.35% | ||
| 7/15/23 | $2,800,000 | 4.00% | 1.50% | ||
| 7/15/24 | $2,890,000 | 4.00% | 1.61% | ||
| 7/15/25 | $2,980,000 | 4.00% | 1.70% | ||
| 7/15/26 | $3,030,000 | 4.00% | 1.79% | ||
| 7/15/27 | $2,340,000 | 4.00% | 1.98% | ||
| 7/15/28 | $2,425,000 | 4.00% | 2.13% |
In association with: Estrada Hinojosa & Company, Inc..
In association with: Academy Securities Inc..
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Fifth Third Secs, TIC 1.7118%
Janney Montgomery, TIC 1.7281%
Morgan Stanley, TIC 1.7706%
Hutchinson Shockey, TIC 1.7789%
Wells Fargo Secs, TIC 1.813%
Mesirow Financial, TIC 1.8476%
Robert W. Baird, TIC 1.9927%
Rowley (Town)
Sep 15, 2016 . . . . . . $836,000
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Sep 30, 2016.
Due Sep 29, 2017.
Purchased $836,000.00 by Century Bk, at 1.3%, plus $2,508.00, effective rate 0.9992%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.248%
MICHIGAN
Morrice Area Schools
Sep 14, 2016 . . . . . . $8,510,000
2016 Refunding Bonds (General Obligation- Unlimited Tax) (Michigan State Bond Qualification Loan Program) (bank qualified).
Dated Sep 28, 2016.
Due May 1, 2022 to 2033.
Callable May 1, 2026 at par.
Winning bid: Fifth Third Secs, at 104.9158, TIC 2.2927%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/22 | $635,000 | 2.00% | 1.40% | ||
| 5/1/23 | $640,000 | 2.00% | 1.50% | ||
| 5/1/24 | $655,000 | 2.00% | 1.60% | ||
| 5/1/25 | $670,000 | 2.00% | 1.70% | ||
| 5/1/26 | $680,000 | 3.00% | 1.80% | ||
| 5/1/27 | $695,000 | 3.00% | 1.90% | ||
| 5/1/28 | $710,000 | 3.00% | 2.00% | ||
| 5/1/29 | $735,000 | 3.00% | 2.10% | ||
| 5/1/30 | $745,000 | 3.00% | 2.20% | ||
| 5/1/31 | $765,000 | 3.00% | 2.30% | ||
| 5/1/32 | $790,000 | 3.00% | 2.40% | ||
| 5/1/33 | $790,000 | 3.00% | 2.50% |
L.O.: Thrun Law Firm, P.C., Novi, MI.
F.A.: Public Financial Management, Inc., Ann Arbor, MI.
Other bidders were:
Raymond James, TIC 2.3373%
Dougherty, TIC 2.3474%
Robert W. Baird, TIC 2.3567%
Stifel Nicolaus, TIC 2.4386%
J.J.B. Hilliard, TIC 2.4913%
NEW JERSEY
Clifton (City)
Sep 15, 2016 . . . . . . $12,606,000
General Obligation Bonds, Series 2016, Consisting of $4,756,000 General Improvement Bonds, and $7,850,000 Sewer Utility Bonds (book entry).
Dated Oct 11, 2016.
Due Oct 1, 2017 to 2036.
Callable Oct 1, 2024 at par.
Winning bid: Fidelity Capital, at 103.0000, TIC 2.3082%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $526,000 | 2.00% | 0.85% | ||
| 10/1/18 | $500,000 | 2.00% | 0.88% | ||
| 10/1/19 | $505,000 | 2.00% | 1.06% | ||
| 10/1/20 | $525,000 | 2.00% | 1.24% | ||
| 10/1/21 | $525,000 | 4.00% | 1.35% | ||
| 10/1/22 | $975,000 | 2.00% | 1.50% | ||
| 10/1/23 | $1,000,000 | 4.00% | 1.55% | ||
| 10/1/24 | $1,000,000 | 4.00% | 1.70% | ||
| 10/1/25 | $1,000,000 | 3.00% | 1.80% | ||
| 10/1/26 | $1,000,000 | 2.00% | 2.02% | ||
| 10/1/27 | $1,000,000 | 2.00% | 2.12% | ||
| 10/1/28 | $450,000 | 2.125% | 2.25% | ||
| 10/1/29 | $450,000 | 2.25% | 2.40% | ||
| 10/1/30 | $450,000 | 2.25% | 2.50% | ||
| 10/1/31 | $450,000 | 2.375% | 2.55% | ||
| 10/1/32 | $450,000 | 2.50% | 2.65% | ||
| 10/1/33 | $450,000 | 2.625% | 2.75% | ||
| 10/1/34 | $450,000 | 2.625% | 2.80% | ||
| 10/1/35 | $450,000 | 3.00% | 2.85% | ||
| 10/1/36 | $450,000 | 3.00% | 2.90% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, City Securities Corp., Morgan Stanley & Co., Inc..
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Roosevelt & Cross, TIC 2.3909%
Clifton (City)
Sep 15, 2016 . . . . . . $17,983,000
Bond Anticipation Notes (book entry).
Dated Oct 11, 2016.
Due Oct 10, 2017.
Purchased $17,983,000.00 by JPMorgan, at 2.0%, plus $183,426.59, effective rate 0.9772%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
TD Securities, Effective Rate 0.9892%
Jefferies, Effective Rate 1.0383%
Oppenheimer, Effective Rate 1.1247%
Fairview Borough
Sep 15, 2016 . . . . . . $3,250,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Sep 23, 2016.
Due Feb 3, 2017.
Purchased $3,250,000.00 by Jefferies, at 1.5%, plus $3,382.00, effective rate 1.2118%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.4334%
NEW MEXICO
Las Cruces (City)
Sep 15, 2016 . . . . . . $16,375,000
Joint Utility System Improvement Revenue Bonds, Series 2016 (book entry).
Dated Oct 19, 2016.
Due Jun 1, 2017 to 2036.
Callable Jun 1, 2025 at par.
Winning bid: Raymond James, at n/a, TIC 2.6197%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $345,000 | 5.00% | 0.74% | ||
| 6/1/18 | $580,000 | 5.00% | 0.81% | ||
| 6/1/19 | $610,000 | 5.00% | 0.92% | ||
| 6/1/20 | $640,000 | 5.00% | 1.03% | ||
| 6/1/21 | $670,000 | 5.00% | 1.13% | ||
| 6/1/22 | $705,000 | 4.00% | 1.28% | ||
| 6/1/23 | $735,000 | 4.00% | 1.43% | ||
| 6/1/24 | $760,000 | 4.00% | 1.57% | ||
| 6/1/25 | $795,000 | 4.00% | 1.69% | ||
| 6/1/26 | $825,000 | 4.00% | 1.80% | ||
| 6/1/27 | $860,000 | 4.00% | 1.90% | ||
| 6/1/28 | $890,000 | 2.125% | 2.21% | ||
| 6/1/29 | $910,000 | 2.25% | 2.34% | ||
| 6/1/30 | $930,000 | 2.375% | 2.44% | ||
| 6/1/31 | $955,000 | 2.50% | 2.53% | ||
| 6/1/32 | $975,000 | 2.50% | 2.62% | ||
| 6/1/33 | $1,000,000 | 3.00% | 2.70% | ||
| 6/1/34 | $1,030,000 | 3.00% | 2.78% | ||
| 6/1/35 | $1,065,000 | 3.00% | 2.85% | ||
| 6/1/36 | $1,095,000 | 3.00% | 2.90% |
Other managers: Fidelity Capital Markets, UBS Financial Services, Inc., Jefferies LLC, City Securities Corp..
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
Morgan Stanley, TIC 2.6282%
JPMorgan, TIC 2.6394%
Robert W. Baird, TIC 2.6786%
NEW YORK
Albany County Board of Cooperative Educational Services
Sep 15, 2016 . . . . . . $13,000,000
Revenue Anticipation Notes, 2015.
Dated Sep 29, 2016.
Due Sep 29, 2017.
Purchased $13,000,000.00 by JPMorgan Chase, at 1.14%, effective rate 1.14%.
L.O.: Barclay Damon LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.17%
Oppenheimer, Effective Rate 1.2369%
Elmira Heights Central School District
Sep 15, 2016 . . . . . . $242,000
Bond Anticipation Notes, 2016 (New Issue) (bank qualified).
Dated Sep 29, 2016.
Due Sep 29, 2017.
Purchased $242,000.00 by Roosevelt & Cross, at 1.5%, plus $49.00, effective rate 1.4798%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.49%
JPMorgan Chase, Effective Rate 1.49%
Five Star Bnk, Effective Rate 1.53%
Gananda Central School District
Sep 15, 2016 . . . . . . $184,829
Bond Anticipation Notes, 2016 (New Issue) (bank qualified).
Dated Sep 30, 2016.
Due Jun 23, 2017.
Purchased $184,830.00 by JPMorgan Chase, at 1.49%, effective rate 1.49%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.6889%
Bank of Greene Co, Effective Rate 1.69%
Goshen Village
Sep 15, 2016 . . . . . . $1,285,000
Bond Anticipation Notes for Water System Improvements-2016 (bank qualified).
Dated Sep 27, 2016.
Due Sep 27, 2017.
Purchased $1,285,000.00 by Roosevelt & Cross, at 1.5%, plus $3,161.00, effective rate 1.254%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.27%
Bank of Greene Co, Effective Rate 1.49%
Oppenheimer, Effective Rate 1.7594%
New Hartford Central School District
Sep 15, 2016 . . . . . . $1,255,000
Bond Anticipation Notes, 2016.
Dated Sep 30, 2016.
Due Sep 29, 2017.
Purchased $1,255,000.00 by Roosevelt & Cross, at 1.5%, plus $3,087.00, effective rate 1.2533%.
L.O.: Bond, Schoeneck & King, PLLC, Utica, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.4171%
TD Securities, Effective Rate 1.5641%
Ossining Village
Sep 15, 2016 . . . . . . $2,079,372
Bond Anticipation Notes, 2016 (bank qualified).
Dated Sep 29, 2016.
Due Sep 29, 2017.
Purchased $2,079,370.00 by JPMorgan Chase, at 1.16%, effective rate 1.16%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 1.2489%
Sterling Natl Bk, Effective Rate 1.25%
Roosevelt & Cross, Effective Rate 1.2514%
Oppenheimer, Effective Rate 1.2598%
TD Securities, Effective Rate 1.36%
Ossining Village
Sep 15, 2016 . . . . . . $6,425,000
Public Improvement (Serial) Bonds, 2016 (bank qualified) (book entry).
Dated Sep 29, 2016.
Due Sep 1, 2017 to 2036.
Callable Sep 1, 2024 at par.
Winning bid: Janney Montgomery, at 101.1211, TIC 2.0226%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $345,000 | 2.00% | 0.75% | ||
| 9/1/18 | $350,000 | 2.00% | 0.87% | ||
| 9/1/19 | $350,000 | 2.00% | 0.87% | ||
| 9/1/20 | $350,000 | 2.00% | 1.10% | ||
| 9/1/21 | $350,000 | 2.00% | 1.18% | ||
| 9/1/22 | $355,000 | 2.00% | 1.30% | ||
| 9/1/23 | $355,000 | 2.00% | 1.40% | ||
| 9/1/24 | $355,000 | 2.00% | 1.50% | ||
| 9/1/25 | $355,000 | 2.00% | 1.60% | ||
| 9/1/26 | $355,000 | 2.00% | 1.70% | ||
| 9/1/27 | $335,000 | 2.00% | 1.80% | ||
| 9/1/28 | $335,000 | 2.00% | 1.90% | ||
| 9/1/29 | $335,000 | 2.00% | 2.00% | ||
| 9/1/30 | $335,000 | 2.00% | 2.05% | ||
| 9/1/31 | $315,000 | 2.00% | 2.15% | ||
| 9/1/32 | $250,000 | 2.25% | 2.25% | ||
| 9/1/33 | $250,000 | 2.50% | 2.30% | ||
| 9/1/34 | $250,000 | 2.50% | 2.35% | ||
| 9/1/35 | $250,000 | 2.50% | 2.40% | ||
| 9/1/36 | $250,000 | 2.50% | 2.45% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.037%
Raymond James, TIC 2.1312%
Roosevelt & Cross, TIC 2.145%
Robert W. Baird, TIC 2.1823%
South Lewis Central School District
Sep 15, 2016 . . . . . . $309,919
School District (Serial) Bonds, 2016 (bank qualified).
Dated Sep 30, 2016.
Due Sep 15, 2017 to 2021.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 1.7955%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/17 | $54,919 | 0.50% | NRO | ||
| 9/15/18 | $60,000 | 0.75% | NRO | ||
| 9/15/19 | $65,000 | 1.25% | NRO | ||
| 9/15/20 | $65,000 | 1.75% | NRO | ||
| 9/15/21 | $65,000 | 2.75% | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.8173%
Sage Rutty, NIC 1.8524%
Spencerport Fire District
Sep 15, 2016 . . . . . . $120,000
Bond Anticipation Notes, 2016 (Renewal) (bank qualified).
Dated Sep 30, 2016.
Due Sep 29, 2017.
Purchased $120,000.00 by Bank of Greene Co, at 1.59%, effective rate 1.59%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.6942%
Watervliet (City)
Sep 15, 2016 . . . . . . $2,508,862
Public Improvement (Serial) Bonds, 2016 (bank qualified) (book entry).
Dated Sep 27, 2016.
Due Aug 15, 2017 to 2036.
Callable Aug 15, 2024 at par.
Winning bid: Northland Securities, at 100.9306, NIC 2.4532%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $103,862 | 2.50% | 0.80% | AGM | |
| 8/15/18 | $100,000 | 2.50% | 0.90% | AGM | |
| 8/15/19 | $105,000 | 2.50% | 1.00% | AGM | |
| 8/15/20 | $105,000 | 2.50% | 1.10% | AGM | |
| 8/15/21 | $110,000 | 2.50% | 1.20% | AGM | |
| 8/15/22 | $110,000 | 2.50% | 1.30% | AGM | |
| 8/15/23 | $115,000 | 2.50% | 1.40% | AGM | |
| 8/15/24 | $115,000 | 2.50% | 1.50% | AGM | |
| 8/15/25 | $120,000 | 2.50% | 1.60% | AGM | |
| 8/15/26 | $120,000 | 2.50% | 1.70% | AGM | |
| 8/15/27 | $125,000 | 2.50% | 1.80% | AGM | |
| 8/15/28 | $130,000 | 2.50% | 1.90% | AGM | |
| 8/15/29 | $130,000 | 2.50% | 2.00% | AGM | |
| 8/15/30 | $135,000 | 2.50% | 2.10% | AGM | |
| 8/15/31 | $140,000 | 2.50% | 2.20% | AGM | |
| 8/15/32 | $140,000 | 2.50% | 2.30% | AGM | |
| 8/15/33 | $145,000 | 2.50% | 2.40% | AGM | |
| 8/15/34 | $150,000 | 2.50% | 2.50% | AGM | |
| 8/15/35 | $155,000 | 2.60% | 2.60% | AGM | |
| 8/15/36 | $155,000 | 2.70% | 2.70% | AGM |
Other managers: Dougherty & Company LLC.
L.O.: Barclay Damon LLP, Albany, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.5643%
Robert W. Baird, NIC 2.6603%
OHIO
Napoleon (City)
Sep 15, 2016 . . . . . . $1,400,000
General Obligation Capital Facilities Bond Anticipation Notes, Series 2016B (Limited Tax Bonds) (bank qualified) (book entry).
Dated Sep 29, 2016.
Due Mar 2, 2017.
Purchased $1,400,000.00 by KeyBanc Cap Mkts, at 1.5%, plus $476.00, effective rate 1.42%.
L.O.: Squire Patton Boggs (US) LLP, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH; and Sudsina & Associates, Bainbridge Twp, OH.
Other bidders were:
Huntington Invest, Effective Rate 1.8453%
Oppenheimer, Effective Rate 1.9123%
PENNSYLVANIA
West Chester Borough
Sep 14, 2016 . . . . . . $7,070,000
General Obligation Bonds, Series A of 2016 (bank qualified) (book entry).
Dated Oct 19, 2016.
Due May 15, 2017 to 2040.
Callable Nov 15, 2021 at par.
Winning bid: Janney Montgomery, at n/a, TIC 2.048%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/17 | $470,000 | 0.70% | 0.70% | ||
| 5/15/18 | $495,000 | 2.00% | 0.85% | ||
| 5/15/19 | $500,000 | 2.00% | 0.95% | ||
| 5/15/20 | $505,000 | 2.00% | 1.05% | ||
| 5/15/21 | $520,000 | 2.00% | 1.15% | ||
| 5/15/22 | $535,000 | 2.00% | 1.25% | ||
| 5/15/23 | $530,000 | 2.00% | 1.35% | ||
| 5/15/24 | $545,000 | 2.00% | 1.50% | ||
| 5/15/25 | $565,000 | 2.00% | 1.60% | ||
| 5/15/26 | $570,000 | 2.00% | 1.70% | ||
| 5/15/27 | $585,000 | 2.00% | 1.80% | ||
| 5/15/28 | $600,000 | 2.00% | 1.90% | ||
| 5/15/32 | $195,000 | 2.55% | 2.60% | ||
| 5/15/36 | $215,000 | 3.00% | 3.00% | ||
| 5/15/40 | $240,000 | 3.00% | 3.05% |
L.O.: Cozen O'Connor, Philadelphia, PA.
F.A.: Financial S&Lutions, Inc., Reading, PA.
Other bidders were:
Robert W. Baird, TIC 2.0739%
Northland Securities, TIC 2.1174%
UBS Financial Svcs, TIC 2.1434%
SOUTH CAROLINA
Greenville County School District
Sep 15, 2016 . . . . . . $83,165,000
General Obligation Bonds, Series 2016C (book entry).
Dated Sep 27, 2016.
Due Jun 1, 2017.
Purchased $83,165,000.00 by Morgan Stanley, at 2.0%, plus $682,784.64, effective rate 0.7817%.
L.O.: Pope Flynn LLC, Columbia, SC.
F.A.: Compass Municpal Advisors, Columbia, SC.
Other bidders were:
Wells Fargo Secs, Effective Rate 0.7949%
JPMorgan, Effective Rate 0.8098%
Piper Jaffray, Effective Rate 0.8287%
Jefferies, Effective Rate 0.8376%
BA Merrill Lynch, Effective Rate 0.8489%
Barclays Capital, Effective Rate 0.8743%
Citigroup, Effective Rate 0.9679%
TENNESSEE
Bartlett (City)
Sep 15, 2016 . . . . . . $6,550,000
General Obligation Refunding and Improvement Bonds, Series 2016 (bank qualified) (book entry).
Dated Sep 29, 2016.
Due Sep 1, 2017 to 2036.
Callable Sep 1, 2026 at par.
Winning bid: FTN Fin Cap Mkts, at 102.5313, TIC 1.798%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $230,000 | 2.00% | 0.65% | ||
| 9/1/18 | $240,000 | 3.00% | 0.75% | ||
| 9/1/19 | $245,000 | 2.00% | 0.85% | ||
| 9/1/20 | $250,000 | 3.00% | 0.95% | ||
| 9/1/21 | $255,000 | 2.00% | 1.00% | ||
| 9/1/22 | $260,000 | 2.00% | 1.10% | ||
| 9/1/23 | $380,000 | 2.00% | 1.25% | ||
| 9/1/24 | $390,000 | 2.00% | 1.30% | ||
| 9/1/25 | $400,000 | 2.00% | 1.35% | ||
| 9/1/26 | $400,000 | 2.00% | 1.40% | ||
| 9/1/27 | $415,000 | 2.00% | 1.50% | ||
| 9/1/28 | $425,000 | 2.00% | 1.60% | ||
| 9/1/29 | $430,000 | 2.00% | 1.70% | ||
| 9/1/30 | $300,000 | 2.00% | 1.80% | ||
| 9/1/31 | $305,000 | 2.00% | 1.90% | ||
| 9/1/32 | $310,000 | 2.00% | 1.95% | ||
| 9/1/33 | $320,000 | 2.00% | 2.00% | ||
| 9/1/34 | $325,000 | 2.10% | 2.10% | ||
| 9/1/35 | $330,000 | 2.15% | 2.15% | ||
| 9/1/36 | $340,000 | 2.20% | 2.20% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Public Financial Management, Inc., Memphis, TN.
Other bidders were:
Raymond James, TIC 1.8097%
Cantor Fitzgerald, TIC 1.8436%
Stifel Nicolaus, TIC 1.8611%
Fifth Third Secs, TIC 1.913%
KeyBanc Cap Mkts, TIC 1.9372%
Robert W. Baird, TIC 1.9896%
TEXAS
Goodrich Independent School District
Sep 15, 2016 . . . . . . $2,400,000
Unlimited Tax School Building Bonds, Series 2016A (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Feb 15, 2024 to 2041.
Callable Feb 15, 2026 at par.
Winning bid: Raymond James, at 105.4619, TIC 2.5319%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/26 | $315,000 | 2.00% | 1.65% | PSF | |
| 2/15/28 | $225,000 | 3.25% | 1.70% | PSF | |
| 2/15/30 | $245,000 | 3.00% | 1.75% | PSF | |
| 2/15/32 | $255,000 | 3.00% | 1.85% | PSF | |
| 2/15/35 | $415,000 | 3.00% | 2.15% | PSF | |
| 2/15/37 | $295,000 | 3.00% | 2.30% | PSF | |
| 2/15/39 | $315,000 | 3.00% | 2.55% | PSF | |
| 2/15/41 | $335,000 | 3.00% | 2.65% | PSF |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Robert W. Baird, TIC 2.6202%
Stifel Nicolaus, TIC 2.6857%
WASHINGTON
Seattle (City)
Sep 14, 2016 . . . . . . $160,815,000
Municipal Light and Power Improvement and Refunding Revenue Bonds, 2016C (book entry).
Dated Sep 28, 2016.
Due Oct 1, 2017 to 2046.
Callable Oct 1, 2026 at par.
Winning bid: Citigroup, at 114.9094, TIC 2.9416%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $2,100,000 | 5.00% | 0.70% | ||
| 10/1/18 | $2,250,000 | 5.00% | 0.78% | ||
| 10/1/19 | $2,360,000 | 5.00% | 0.88% | ||
| 10/1/20 | $2,480,000 | 5.00% | 1.00% | ||
| 10/1/21 | $12,530,000 | 5.00% | 1.13% | ||
| 10/1/22 | $10,685,000 | 5.00% | 1.26% | ||
| 10/1/23 | $8,800,000 | 5.00% | 1.42% | ||
| 10/1/24 | $9,250,000 | 5.00% | 1.55% | ||
| 10/1/25 | $3,165,000 | 5.00% | 1.64% | ||
| 10/1/26 | $3,320,000 | 5.00% | 1.73% | ||
| 10/1/27 | $3,490,000 | 4.00% | 1.90% | ||
| 10/1/28 | $3,625,000 | 4.00% | 2.04% | ||
| 10/1/29 | $3,770,000 | 4.00% | 2.16% | ||
| 10/1/30 | $3,925,000 | 4.00% | 2.26% | ||
| 10/1/31 | $4,080,000 | 4.00% | 2.31% | ||
| 10/1/32 | $4,245,000 | 4.00% | 2.40% | ||
| 10/1/33 | $4,415,000 | 4.00% | 2.47% | ||
| 10/1/34 | $4,590,000 | 4.00% | 2.55% | ||
| 10/1/35 | $4,775,000 | 4.00% | 2.62% | ||
| 10/1/36 | $4,965,000 | 4.00% | 2.66% | ||
| 10/1/37 | $5,165,000 | 4.00% | 2.68% | ||
| 10/1/42 | $29,085,000 | 4.00% | 2.80% | ||
| 10/1/46 | $27,745,000 | 4.00% | 2.84% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., Drexel Hamilton, LLC., The Williams Capital Group, L.P., Siebert Cisneros Shank & Co., L.L.C., Loop Capital Markets, LLC, Oppenheimer & Co., Inc., Fifth Third Securities, Inc., KeyBanc Capital Markets.
L.O.: Stradling, Yocca, Carlson & Rauth, P.C., Seattle, WA.
F.A.: Piper Jaffray & Company, Seattle, WA.
Other bidders were:
Morgan Stanley, TIC 2.9435%
Jefferies, TIC 2.9453%
BA Merrill Lynch, TIC 2.9466%
JPMorgan, TIC 2.9511%
Barclays Capital, TIC 2.9594%
Hutchinson Shockey, TIC 2.9681%
Wells Fargo Secs, TIC 2.9714%
WISCONSIN
Kiel (City)
Sep 14, 2016 . . . . . . $2,035,000
General Obligation Corporate Purpose Bonds, Series 2016A (bank qualified) (book entry).
Dated Oct 4, 2016.
Due Oct 1, 2019 to 2031.
Callable Oct 1, 2024 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.9328%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/19 | $100,000 | 2.00% | 1.00% | ||
| 10/1/20 | $100,000 | 2.00% | 1.10% | ||
| 10/1/21 | $100,000 | 2.00% | 1.20% | ||
| 10/1/22 | $125,000 | 2.00% | 1.30% | ||
| 10/1/23 | $150,000 | 2.00% | 1.45% | ||
| 10/1/24 | $160,000 | 2.00% | 1.55% | ||
| 10/1/25 | $165,000 | 2.00% | 1.641% | ||
| 10/1/26 | $170,000 | 2.20% | 1.751% | ||
| 10/1/27 | $185,000 | 2.50% | 1.897% | ||
| 10/1/28 | $195,000 | 2.60% | 2.005% | ||
| 10/1/29 | $195,000 | 2.65% | 2.094% | ||
| 10/1/30 | $195,000 | 2.75% | 2.195% | ||
| 10/1/31 | $195,000 | 2.85% | 2.295% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 1.9566%
BOK Fin Secs, TIC 2.0335%
TAXABLE ISSUES
WISCONSIN
Arrowhead Union High School District
Sep 14, 2016 . . . . . . $2,100,000
Tax and Revenue Anticipation Promissory Notes (book entry).
Dated Sep 28, 2016.
Due Sep 26, 2017.
Purchased $2,100,000.00 by BOK Fin Secs, at 1.5%, plus $6,342.00, effective rate 1.1928%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, Effective Rate 1.298%
